Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +2 vs. Q3 2022
- Shares held
- 3.48M
- −37.8K (−1.1%) vs. Q3 2022
- Total value
- $41.3M
- −$347.8K (−0.8%) vs. Q3 2022
- New holders
- 6
- 13 more added
- Sold out
- 4
- 14 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 509,049 | $6.04M | 0.07% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 316,839 | $3.76M | 0.06% | −68,504−17.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 293,059 | $3.48M | 1.42% | +39,051+15.4% | Added |
| Invesco Ltd. | 251,959 | $2.99M | 0.00% | +3,394+1.4% | Added |
| Sit Investment Associates Inc | 233,206 | $2.77M | 0.08% | −51,197−18.0% | Reduced |
| Next Capital Management LLC | 231,794 | $2.75M | 1.48% | +17,227+8.0% | Added |
| Morgan Stanley | 227,125 | $2.69M | 0.00% | +21,299+10.3% | Added |
| Advisors Asset Management, Inc. | 214,690 | $2.55M | 0.05% | −7,887−3.5% | Reduced |
| Bulldog Investors, LLP | 196,982 | $2.34M | 0.70% | −3,214−1.6% | Reduced |
| Guggenheim Capital LLC | 135,634 | $1.61M | 0.01% | +845+0.6% | Added |
| Baird Financial Group, Inc. | 132,464 | $1.57M | 0.00% | −951−0.7% | Reduced |
| Envestnet Asset Management Inc | 109,995 | $1.30M | 0.00% | +45,949+71.7% | Added |
| Thrivent Financial for Lutherans | 101,555 | $1.20M | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 82,020 | $972.8K | 0.46% | −35,008−29.9% | Reduced |
| LPL Financial LLC | 65,247 | $773.8K | 0.00% | −3,907−5.6% | Reduced |
| GWM Advisors LLC | 64,200 | $761.4K | 0.02% | −1,100−1.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 39,286 | $466.0K | 0.00% | −1,600−3.9% | Reduced |
| Janney Montgomery Scott LLC | 37,575 | $446.0K | 0.00% | −1,175−3.0% | Reduced |
| Wells Fargo & Company | 36,790 | $436.3K | 0.00% | −20,938−36.3% | Reduced |
| Logan Stone Capital, LLC | 33,915 | $402.2K | 0.15% | +33,915 | New |
| Harbour Investments, Inc. | 20,270 | $240.4K | 0.01% | +2,658+15.1% | Added |
| UBS Group AG | 16,796 | $199.2K | 0.00% | +1,400+9.1% | Added |
| Advisor Group Holdings, Inc. | 16,123 | $191.0K | 0.00% | +20+0.1% | Added |
| CNH Partners LLC | 14,234 | $168.8K | 0.00% | +14,234 | New |
| Royal Bank of Canada | 13,900 | $165.0K | 0.00% | +2,075+17.5% | Added |
| Melfa Wealth Management, LLC | 12,665 | $150.2K | 0.16% | +12,665 | New |
| Matisse Capital | 12,135 | $143.9K | 0.13% | −3,571−22.7% | Reduced |
| Rivernorth Capital Management, LLC | 11,778 | $139.7K | 0.01% | −2,822−19.3% | Reduced |
| Captrust Financial Advisors | 11,642 | $138.1K | 0.00% | +986+9.3% | Added |
| Level Four Advisory Services, LLC | 11,468 | $136.0K | 0.01% | +11,468 | New |
| Steward Partners Investment Advisory, LLC | 8,400 | $99.6K | 0.00% | +300+3.7% | Added |
| Rockefeller Capital Management L.P. | 8,038 | $95.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,180 | $50.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,850 | $33.8K | 0.00% | +2,850 | New |
| Bank of America Corp | 1,070 | $12.7K | 0.00% | −20,000−94.9% | Reduced |
| Advisory Services Network, LLC | 603 | $7.15K | 0.00% | +603 | New |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 522 | $6.00K | 0.00% | +98+23.1% | Added |
| Montag A & Associates Inc | 72 | $854 | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −14,076−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| Oakworth Capital, Inc. | 0 | $0 | 0.00% | −1,153−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −188−100.0% | Sold out |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |