Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +14 vs. Q1 2022
- Shares held
- 3.55M
- +228.9K (+6.9%) vs. Q1 2022
- Total value
- $42.7M
- −$4.54M (−9.6%) vs. Q1 2022
- New holders
- 16
- 11 more added
- Sold out
- 2
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 480,438 | $5.78M | 0.07% | +480,438 | New |
| Saba Capital Management, L.P. | 399,030 | $4.80M | 0.06% | −651,483−62.0% | Reduced |
| Sit Investment Associates Inc | 252,183 | $3.03M | 0.09% | −681,907−73.0% | Reduced |
| Advisors Asset Management, Inc. | 229,625 | $2.76M | 0.05% | +229,625 | New |
| Invesco Ltd. | 209,894 | $2.52M | 0.00% | +47,660+29.4% | Added |
| Bulldog Investors, LLP | 200,196 | $2.41M | 0.66% | +179,196+853.3% | Added |
| Next Capital Management LLC | 196,352 | $2.36M | 1.75% | +196,352 | New |
| Thomas J. Herzfeld Advisors, Inc. | 181,507 | $2.18M | 0.90% | +99,551+121.5% | Added |
| Morgan Stanley | 171,065 | $2.06M | 0.00% | +106,744+166.0% | Added |
| Guggenheim Capital LLC | 169,073 | $2.03M | 0.02% | −61,694−26.7% | Reduced |
| Baird Financial Group, Inc. | 127,743 | $1.54M | 0.00% | +42,834+50.4% | Added |
| Shaker Financial Services, LLC | 123,252 | $1.48M | 0.72% | −2,555−2.0% | Reduced |
| Thrivent Financial for Lutherans | 109,555 | $1.32M | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 78,785 | $948.0K | 0.49% | +78,785 | New |
| LPL Financial LLC | 69,957 | $842.0K | 0.00% | −5,698−7.5% | Reduced |
| Wells Fargo & Company | 66,500 | $800.0K | 0.00% | −3,054−4.4% | Reduced |
| GWM Advisors LLC | 65,400 | $787.0K | 0.01% | +1,200+1.9% | Added |
| Logan Stone Capital, LLC | 60,739 | $731.0K | 0.54% | +60,739 | New |
| Envestnet Asset Management Inc | 58,283 | $701.0K | 0.00% | +27,752+90.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,886 | $468.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 38,525 | $463.0K | 0.01% | +38,525 | New |
| Janney Montgomery Scott LLC | 36,650 | $447.0K | 0.00% | −1,475−3.9% | Reduced |
| Landscape Capital Management, L.L.C. | 30,698 | $369.0K | 0.05% | +30,698 | New |
| Bank of America Corp | 21,788 | $262.0K | 0.00% | −4,336−16.6% | Reduced |
| Harbour Investments, Inc. | 17,612 | $212.0K | 0.01% | +17,612 | New |
| Quantedge Capital Pte Ltd | 17,500 | $211.0K | 0.04% | +17,500 | New |
| UBS Group AG | 16,812 | $202.0K | 0.00% | −2,752−14.1% | Reduced |
| Advisor Group Holdings, Inc. | 15,131 | $182.0K | 0.00% | −200−1.3% | Reduced |
| Matisse Capital | 15,106 | $182.0K | 0.17% | +1,300+9.4% | Added |
| Hightower 6M Holding, LLC | 13,382 | $161.0K | 0.01% | +13,382 | New |
| Rockefeller Capital Management L.P. | 8,143 | $97.0K | 0.00% | −4,557−35.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 7,600 | $91.0K | 0.00% | +200+2.7% | Added |
| Royal Bank of Canada | 5,899 | $71.0K | 0.00% | +3,254+123.0% | Added |
| CWM, LLC | 4,180 | $50.0K | 0.00% | +4,180 | New |
| Zazove Associates LLC | 3,007 | $36.0K | 0.00% | +3,007 | New |
| CoreCap Advisors, LLC | 2,850 | $34.0K | 0.00% | +2,850 | New |
| Patriot Financial Group Insurance Agency, LLC | 671 | $8.00K | 0.00% | +13+2.0% | Added |
| Coston, McIsaac & Partners | 657 | $8.00K | 0.00% | +657 | New |
| Marquette Asset Management, LLC | 600 | $7.00K | 0.00% | +600 | New |
| JPMorgan Chase & Co | 424 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 236 | $3.00K | 0.00% | +236 | New |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −18,513−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −17,750−100.0% | Sold out |