Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +14 vs. Q1 2022
- Shares held
- 3.55M
- +228.9K (+6.9%) vs. Q1 2022
- Total value
- $42.7M
- −$4.54M (−9.6%) vs. Q1 2022
- New holders
- 16
- 11 more added
- Sold out
- 2
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 236 | $3.00K | 0.00% | +236 | New |
| JPMorgan Chase & Co | 424 | $5.00K | 0.00% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 600 | $7.00K | 0.00% | +600 | New |
| Patriot Financial Group Insurance Agency, LLC | 671 | $8.00K | 0.00% | +13+2.0% | Added |
| Coston, McIsaac & Partners | 657 | $8.00K | 0.00% | +657 | New |
| CoreCap Advisors, LLC | 2,850 | $34.0K | 0.00% | +2,850 | New |
| Zazove Associates LLC | 3,007 | $36.0K | 0.00% | +3,007 | New |
| CWM, LLC | 4,180 | $50.0K | 0.00% | +4,180 | New |
| Royal Bank of Canada | 5,899 | $71.0K | 0.00% | +3,254+123.0% | Added |
| Steward Partners Investment Advisory, LLC | 7,600 | $91.0K | 0.00% | +200+2.7% | Added |
| Rockefeller Capital Management L.P. | 8,143 | $97.0K | 0.00% | −4,557−35.9% | Reduced |
| Hightower 6M Holding, LLC | 13,382 | $161.0K | 0.01% | +13,382 | New |
| Advisor Group Holdings, Inc. | 15,131 | $182.0K | 0.00% | −200−1.3% | Reduced |
| Matisse Capital | 15,106 | $182.0K | 0.17% | +1,300+9.4% | Added |
| UBS Group AG | 16,812 | $202.0K | 0.00% | −2,752−14.1% | Reduced |
| Quantedge Capital Pte Ltd | 17,500 | $211.0K | 0.04% | +17,500 | New |
| Harbour Investments, Inc. | 17,612 | $212.0K | 0.01% | +17,612 | New |
| Bank of America Corp | 21,788 | $262.0K | 0.00% | −4,336−16.6% | Reduced |
| Landscape Capital Management, L.L.C. | 30,698 | $369.0K | 0.05% | +30,698 | New |
| Janney Montgomery Scott LLC | 36,650 | $447.0K | 0.00% | −1,475−3.9% | Reduced |
| Wolverine Asset Management LLC | 38,525 | $463.0K | 0.01% | +38,525 | New |
| Cambridge Investment Research Advisors, Inc. | 38,886 | $468.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 58,283 | $701.0K | 0.00% | +27,752+90.9% | Added |
| Logan Stone Capital, LLC | 60,739 | $731.0K | 0.54% | +60,739 | New |
| GWM Advisors LLC | 65,400 | $787.0K | 0.01% | +1,200+1.9% | Added |
| Wells Fargo & Company | 66,500 | $800.0K | 0.00% | −3,054−4.4% | Reduced |
| LPL Financial LLC | 69,957 | $842.0K | 0.00% | −5,698−7.5% | Reduced |
| Almitas Capital LLC | 78,785 | $948.0K | 0.49% | +78,785 | New |
| Thrivent Financial for Lutherans | 109,555 | $1.32M | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 123,252 | $1.48M | 0.72% | −2,555−2.0% | Reduced |
| Baird Financial Group, Inc. | 127,743 | $1.54M | 0.00% | +42,834+50.4% | Added |
| Guggenheim Capital LLC | 169,073 | $2.03M | 0.02% | −61,694−26.7% | Reduced |
| Morgan Stanley | 171,065 | $2.06M | 0.00% | +106,744+166.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 181,507 | $2.18M | 0.90% | +99,551+121.5% | Added |
| Next Capital Management LLC | 196,352 | $2.36M | 1.75% | +196,352 | New |
| Bulldog Investors, LLP | 200,196 | $2.41M | 0.66% | +179,196+853.3% | Added |
| Invesco Ltd. | 209,894 | $2.52M | 0.00% | +47,660+29.4% | Added |
| Advisors Asset Management, Inc. | 229,625 | $2.76M | 0.05% | +229,625 | New |
| Sit Investment Associates Inc | 252,183 | $3.03M | 0.09% | −681,907−73.0% | Reduced |
| Saba Capital Management, L.P. | 399,030 | $4.80M | 0.06% | −651,483−62.0% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 480,438 | $5.78M | 0.07% | +480,438 | New |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −18,513−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −17,750−100.0% | Sold out |