Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- +3 vs. Q4 2021
- Shares held
- 3.32M
- +148.8K (+4.7%) vs. Q4 2021
- Total value
- $47.2M
- +$253.2K (+0.5%) vs. Q4 2021
- New holders
- 7
- 9 more added
- Sold out
- 4
- 9 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,050,513 | $14.9M | 0.25% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 934,090 | $13.3M | 0.36% | +40,000+4.5% | Added |
| Guggenheim Capital LLC | 230,767 | $3.28M | 0.02% | −33,859−12.8% | Reduced |
| Invesco Ltd. | 162,234 | $2.31M | 0.00% | +80,137+97.6% | Added |
| Shaker Financial Services, LLC | 125,807 | $1.79M | 0.67% | +17,765+16.4% | Added |
| Thrivent Financial for Lutherans | 109,555 | $1.56M | 0.00% | −7,000−6.0% | Reduced |
| Baird Financial Group, Inc. | 84,909 | $1.21M | 0.00% | +1,404+1.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 81,956 | $1.17M | 0.44% | +81,956 | New |
| LPL Financial LLC | 75,655 | $1.08M | 0.00% | +6,521+9.4% | Added |
| Wells Fargo & Company | 69,554 | $990.0K | 0.00% | −775−1.1% | Reduced |
| Morgan Stanley | 64,321 | $915.0K | 0.00% | +2,624+4.3% | Added |
| GWM Advisors LLC | 64,200 | $914.0K | 0.02% | −12,600−16.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,886 | $553.0K | 0.00% | −500−1.3% | Reduced |
| Janney Montgomery Scott LLC | 38,125 | $543.0K | 0.00% | +38,125 | New |
| Envestnet Asset Management Inc | 30,531 | $434.0K | 0.00% | +30,531 | New |
| Bank of America Corp | 26,124 | $372.0K | 0.00% | +24,262+1,303.0% | Added |
| Bulldog Investors, LLP | 21,000 | $299.0K | 0.08% | +21,000 | New |
| UBS Group AG | 19,564 | $278.0K | 0.00% | −433−2.2% | Reduced |
| Ameriprise Financial Inc | 18,513 | $263.0K | 0.00% | +18,513 | New |
| Rivernorth Capital Management, LLC | 17,750 | $253.0K | 0.01% | +17,750 | New |
| Advisor Group Holdings, Inc. | 15,331 | $217.0K | 0.00% | −100−0.6% | Reduced |
| Matisse Capital | 13,806 | $196.0K | 0.18% | −44,194−76.2% | Reduced |
| Rockefeller Capital Management L.P. | 12,700 | $180.0K | 0.00% | +12,700 | New |
| Steward Partners Investment Advisory, LLC | 7,400 | $105.0K | 0.00% | +300+4.2% | Added |
| Royal Bank of Canada | 2,645 | $38.0K | 0.00% | −3,055−53.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 658 | $9.00K | 0.00% | +7+1.1% | Added |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −121,250−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,174−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,976−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |