Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
Q1 2022 vs. Q4 2021
How the institutions holding Nuveen Short Duration Credit Opportunities Fund changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 26 | 1 | 28 | +3 |
| Shares | 3.19M | 18.3K | 3.32M | +148.8K (+4.7%) |
| Value | $47.2M | $271.0K | $47.2M | +$253.2K (+0.5%) |
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 81,956 | $1.17M | 0.44% |
| Janney Montgomery Scott LLC | 38,125 | $543.0K | 0.00% |
| Envestnet Asset Management Inc | 30,531 | $434.0K | 0.00% |
| Bulldog Investors, LLP | 21,000 | $299.0K | 0.08% |
| Ameriprise Financial Inc | 18,513 | $263.0K | 0.00% |
| Rivernorth Capital Management, LLC | 17,750 | $253.0K | 0.01% |
| Rockefeller Capital Management L.P. | 12,700 | $180.0K | 0.00% |
Sold out (4)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Advisors Asset Management, Inc. | 121,250 | $1.80M |
| Citadel Advisors LLC | 14,174 | $210.0K |
| Spire Wealth Management | 3,976 | $59.0K |
| CoreCap Advisors, LLC | 2,850 | $42.0K |
Not filed for Q1 2022 yet (1)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Harbour Investments, Inc. | 18,312 | $271.0K |