Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- −4 vs. Q3 2021
- Shares held
- 3.19M
- +90.9K (+2.9%) vs. Q3 2021
- Total value
- $47.2M
- +$472.8K (+1.0%) vs. Q3 2021
- New holders
- 3
- 10 more added
- Sold out
- 7
- 8 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,050,513 | $15.6M | 0.32% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 894,090 | $13.2M | 0.31% | +195,637+28.0% | Added |
| Guggenheim Capital LLC | 264,626 | $3.92M | 0.02% | −2,328−0.9% | Reduced |
| Advisors Asset Management, Inc. | 121,250 | $1.80M | 0.03% | +21,348+21.4% | Added |
| Thrivent Financial for Lutherans | 116,555 | $1.73M | 0.00% | +8,534+7.9% | Added |
| Shaker Financial Services, LLC | 108,042 | $1.60M | 0.57% | +67,953+169.5% | Added |
| Baird Financial Group, Inc. | 83,505 | $1.24M | 0.00% | −950−1.1% | Reduced |
| Invesco Ltd. | 82,097 | $1.22M | 0.00% | +46,933+133.5% | Added |
| GWM Advisors LLC | 76,800 | $1.14M | 0.02% | +76,800 | New |
| Wells Fargo & Company | 70,329 | $1.04M | 0.00% | −1,643−2.3% | Reduced |
| LPL Financial LLC | 69,134 | $1.02M | 0.00% | −2,709−3.8% | Reduced |
| Morgan Stanley | 61,697 | $914.0K | 0.00% | −52,420−45.9% | Reduced |
| Matisse Capital | 58,000 | $859.0K | 0.59% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 39,386 | $584.0K | 0.00% | +20.0% | Added |
| UBS Group AG | 19,997 | $296.0K | 0.00% | +7,623+61.6% | Added |
| Harbour Investments, Inc. | 18,312 | $271.0K | 0.02% | −19,428−51.5% | Reduced |
| Advisor Group Holdings, Inc. | 15,431 | $228.0K | 0.00% | −3,163−17.0% | Reduced |
| Citadel Advisors LLC | 14,174 | $210.0K | 0.00% | +3,970+38.9% | Added |
| Steward Partners Investment Advisory, LLC | 7,100 | $105.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,700 | $84.0K | 0.00% | −1,000−14.9% | Reduced |
| Spire Wealth Management | 3,976 | $59.0K | 0.00% | +3,976 | New |
| CoreCap Advisors, LLC | 2,850 | $42.0K | 0.00% | +2,850 | New |
| Bank of America Corp | 1,862 | $28.0K | 0.00% | +350+23.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 651 | $10.0K | 0.00% | +15+2.4% | Added |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Next Capital Management LLC | 0 | $0 | 0.00% | −129,538−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −94,855−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −24,540−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,110−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −235−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Zazove Associates LLC | – | – | – | – | Not filed |