Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q1 2023
- Shares held
- 3.96M
- +236.1K (+6.3%) vs. Q1 2023
- Total value
- $45.7M
- +$2.07M (+4.7%) vs. Q1 2023
- New holders
- 6
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | 372,705 | $4.30M | 1.43% | +59,643+19.1% | Added |
| Saba Capital Management, L.P. | 365,056 | $4.22M | 0.14% | +101,380+38.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 351,887 | $4.06M | 1.62% | +52,017+17.3% | Added |
| Rivernorth Capital Management, LLC | 345,450 | $3.99M | 0.20% | +345,450 | New |
| Sit Investment Associates Inc | 219,625 | $2.54M | 0.07% | +5,966+2.8% | Added |
| Next Capital Management LLC | 215,984 | $2.50M | 1.16% | 00.0% | Unchanged |
| Morgan Stanley | 207,625 | $2.40M | 0.00% | −8,444−3.9% | Reduced |
| Guggenheim Capital LLC | 184,994 | $2.14M | 0.02% | −70.0% | Reduced |
| Invesco Ltd. | 174,212 | $2.01M | 0.00% | −41,202−19.1% | Reduced |
| Envestnet Asset Management Inc | 160,280 | $1.85M | 0.00% | +56,354+54.2% | Added |
| Woodline Partners LP | 153,500 | $1.77M | 0.02% | −25,682−14.3% | Reduced |
| Baird Financial Group, Inc. | 138,663 | $1.60M | 0.00% | +4,022+3.0% | Added |
| Almitas Capital LLC | 129,962 | $1.51M | 0.64% | +129,962 | New |
| Advisors Asset Management, Inc. | 125,349 | $1.45M | 0.03% | −86,015−40.7% | Reduced |
| Wolverine Asset Management LLC | 123,637 | $1.43M | 0.03% | +60,928+97.2% | Added |
| LPL Financial LLC | 112,391 | $1.30M | 0.00% | +44,433+65.4% | Added |
| Thrivent Financial for Lutherans | 85,051 | $982.0K | 0.00% | −12,504−12.8% | Reduced |
| Shaker Financial Services, LLC | 74,251 | $865.8K | 0.38% | −7,496−9.2% | Reduced |
| GWM Advisors LLC | 62,200 | $718.4K | 0.01% | +1,000+1.6% | Added |
| CNH Partners LLC | 49,149 | $567.7K | 0.02% | +30,567+164.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 45,856 | $530.0K | 0.00% | +3,500+8.3% | Added |
| Wells Fargo & Company | 33,364 | $385.4K | 0.00% | −2,425−6.8% | Reduced |
| Logan Stone Capital, LLC | 26,200 | $302.6K | 0.10% | +26,200 | New |
| Alpine Global Management, LLC | 23,698 | $273.7K | 0.08% | +23,698 | New |
| RVW Wealth, LLC | 19,900 | $229.8K | 0.03% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 19,646 | $226.9K | 0.03% | +19,646 | New |
| Harbour Investments, Inc. | 19,469 | $224.9K | 0.01% | −957−4.7% | Reduced |
| Commonwealth Equity Services, LLC | 19,110 | $221.0K | 0.00% | +19,110 | New |
| Advisor Group Holdings, Inc. | 16,928 | $195.5K | 0.00% | +1,150+7.3% | Added |
| Royal Bank of Canada | 14,999 | $173.0K | 0.00% | −52−0.3% | Reduced |
| Stifel Financial Corp | 12,692 | $146.6K | 0.00% | +1,346+11.9% | Added |
| Matisse Capital | 12,135 | $140.2K | 0.09% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 12,025 | $139.0K | 0.00% | −20,620−63.2% | Reduced |
| Level Four Advisory Services, LLC | 11,524 | $133.1K | 0.01% | +37+0.3% | Added |
| UBS Group AG | 8,760 | $101.2K | 0.00% | −7,615−46.5% | Reduced |
| CWM, LLC | 5,770 | $67.0K | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 424 | $4.90K | 0.00% | −23−5.1% | Reduced |
| Bank of America Corp | 403 | $4.66K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 0 | $8 | 0.00% | −72−100.0% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −509,049−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −18,053−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,067−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −603−100.0% | Sold out |