Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q1 2023
- Shares held
- 3.96M
- +236.1K (+6.3%) vs. Q1 2023
- Total value
- $45.7M
- +$2.07M (+4.7%) vs. Q1 2023
- New holders
- 6
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 0 | $8 | 0.00% | −72−100.0% | Reduced |
| FNY Investment Advisers, LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 403 | $4.66K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 424 | $4.90K | 0.00% | −23−5.1% | Reduced |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,770 | $67.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 8,760 | $101.2K | 0.00% | −7,615−46.5% | Reduced |
| Level Four Advisory Services, LLC | 11,524 | $133.1K | 0.01% | +37+0.3% | Added |
| Janney Montgomery Scott LLC | 12,025 | $139.0K | 0.00% | −20,620−63.2% | Reduced |
| Matisse Capital | 12,135 | $140.2K | 0.09% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,692 | $146.6K | 0.00% | +1,346+11.9% | Added |
| Royal Bank of Canada | 14,999 | $173.0K | 0.00% | −52−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 16,928 | $195.5K | 0.00% | +1,150+7.3% | Added |
| Commonwealth Equity Services, LLC | 19,110 | $221.0K | 0.00% | +19,110 | New |
| Harbour Investments, Inc. | 19,469 | $224.9K | 0.01% | −957−4.7% | Reduced |
| Landscape Capital Management, L.L.C. | 19,646 | $226.9K | 0.03% | +19,646 | New |
| RVW Wealth, LLC | 19,900 | $229.8K | 0.03% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 23,698 | $273.7K | 0.08% | +23,698 | New |
| Logan Stone Capital, LLC | 26,200 | $302.6K | 0.10% | +26,200 | New |
| Wells Fargo & Company | 33,364 | $385.4K | 0.00% | −2,425−6.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 45,856 | $530.0K | 0.00% | +3,500+8.3% | Added |
| CNH Partners LLC | 49,149 | $567.7K | 0.02% | +30,567+164.5% | Added |
| GWM Advisors LLC | 62,200 | $718.4K | 0.01% | +1,000+1.6% | Added |
| Shaker Financial Services, LLC | 74,251 | $865.8K | 0.38% | −7,496−9.2% | Reduced |
| Thrivent Financial for Lutherans | 85,051 | $982.0K | 0.00% | −12,504−12.8% | Reduced |
| LPL Financial LLC | 112,391 | $1.30M | 0.00% | +44,433+65.4% | Added |
| Wolverine Asset Management LLC | 123,637 | $1.43M | 0.03% | +60,928+97.2% | Added |
| Advisors Asset Management, Inc. | 125,349 | $1.45M | 0.03% | −86,015−40.7% | Reduced |
| Almitas Capital LLC | 129,962 | $1.51M | 0.64% | +129,962 | New |
| Baird Financial Group, Inc. | 138,663 | $1.60M | 0.00% | +4,022+3.0% | Added |
| Woodline Partners LP | 153,500 | $1.77M | 0.02% | −25,682−14.3% | Reduced |
| Envestnet Asset Management Inc | 160,280 | $1.85M | 0.00% | +56,354+54.2% | Added |
| Invesco Ltd. | 174,212 | $2.01M | 0.00% | −41,202−19.1% | Reduced |
| Guggenheim Capital LLC | 184,994 | $2.14M | 0.02% | −70.0% | Reduced |
| Morgan Stanley | 207,625 | $2.40M | 0.00% | −8,444−3.9% | Reduced |
| Next Capital Management LLC | 215,984 | $2.50M | 1.16% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 219,625 | $2.54M | 0.07% | +5,966+2.8% | Added |
| Rivernorth Capital Management, LLC | 345,450 | $3.99M | 0.20% | +345,450 | New |
| Thomas J. Herzfeld Advisors, Inc. | 351,887 | $4.06M | 1.62% | +52,017+17.3% | Added |
| Saba Capital Management, L.P. | 365,056 | $4.22M | 0.14% | +101,380+38.4% | Added |
| Bulldog Investors, LLP | 372,705 | $4.30M | 1.43% | +59,643+19.1% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −509,049−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −18,053−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,067−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −603−100.0% | Sold out |