Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Nuveen Short Duration Credit Opportunities Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 32 | 2 | 26 | −4 |
| Shares | 3.18M | 79.5K | 3.19M | +90.9K (+2.9%) |
| Value | $47.9M | $1.20M | $47.2M | +$472.8K (+1.0%) |
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (3)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| GWM Advisors LLC | 76,800 | $1.14M | 0.02% |
| Spire Wealth Management | 3,976 | $59.0K | 0.00% |
| CoreCap Advisors, LLC | 2,850 | $42.0K | 0.00% |
Sold out (7)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Next Capital Management LLC | 129,538 | $1.96M |
| Bulldog Investors, LLP | 94,855 | $1.43M |
| Clough Capital Partners L P | 24,540 | $371.0K |
| Stifel Financial Corp | 10,110 | $153.0K |
| FNY Investment Advisers, LLC | 2,000 | $30.0K |
| Joseph P. Lucia & Associates, LLC | 200 | $3.00K |
| Arkadios Wealth Advisors | 235 | $3.00K |
Not filed for Q4 2021 yet (2)
Institutions that held Nuveen Short Duration Credit Opportunities Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 76,500 | $1.16M |
| Zazove Associates LLC | 3,007 | $45.0K |