Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +2 vs. Q4 2022
- Shares held
- 3.72M
- +241.6K (+6.9%) vs. Q4 2022
- Total value
- $43.6M
- +$2.39M (+5.8%) vs. Q4 2022
- New holders
- 6
- 12 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 72 | $853 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Bank of America Corp | 403 | $4.73K | 0.00% | −667−62.3% | Reduced |
| JPMorgan Chase & Co | 447 | $5.00K | 0.00% | −75−14.4% | Reduced |
| Coston, McIsaac & Partners | 657 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 603 | $7.07K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,067 | $12.5K | 0.00% | +1,067 | New |
| CWM, LLC | 5,770 | $68.0K | 0.00% | +1,590+38.0% | Added |
| Steward Partners Investment Advisory, LLC | 8,400 | $98.5K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,346 | $133.1K | 0.00% | +11,346 | New |
| Level Four Advisory Services, LLC | 11,487 | $134.7K | 0.01% | +19+0.2% | Added |
| Matisse Capital | 12,135 | $142.3K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 15,051 | $177.0K | 0.00% | +1,151+8.3% | Added |
| Advisor Group Holdings, Inc. | 15,778 | $185.1K | 0.00% | −345−2.1% | Reduced |
| UBS Group AG | 16,375 | $192.1K | 0.00% | −421−2.5% | Reduced |
| Captrust Financial Advisors | 18,053 | $211.8K | 0.00% | +6,411+55.1% | Added |
| CNH Partners LLC | 18,582 | $218.0K | 0.01% | +4,348+30.5% | Added |
| RVW Wealth, LLC | 19,900 | $233.4K | 0.03% | +19,900 | New |
| Harbour Investments, Inc. | 20,426 | $239.6K | 0.01% | +156+0.8% | Added |
| Janney Montgomery Scott LLC | 32,645 | $383.0K | 0.00% | −4,930−13.1% | Reduced |
| Wells Fargo & Company | 35,789 | $419.8K | 0.00% | −1,001−2.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 42,356 | $497.0K | 0.00% | +3,070+7.8% | Added |
| GWM Advisors LLC | 61,200 | $712.4K | 0.01% | −3,000−4.7% | Reduced |
| Wolverine Asset Management LLC | 62,709 | $735.6K | 0.01% | +62,709 | New |
| LPL Financial LLC | 67,958 | $797.1K | 0.00% | +2,711+4.2% | Added |
| Shaker Financial Services, LLC | 81,747 | $968.0K | 0.42% | −273−0.3% | Reduced |
| Thrivent Financial for Lutherans | 97,555 | $1.14M | 0.00% | −4,000−3.9% | Reduced |
| Envestnet Asset Management Inc | 103,926 | $1.22M | 0.00% | −6,069−5.5% | Reduced |
| Baird Financial Group, Inc. | 134,641 | $1.58M | 0.00% | +2,177+1.6% | Added |
| Woodline Partners LP | 179,182 | $2.10M | 0.03% | +179,182 | New |
| Guggenheim Capital LLC | 185,001 | $2.17M | 0.02% | +49,367+36.4% | Added |
| Advisors Asset Management, Inc. | 211,364 | $2.48M | 0.05% | −3,326−1.5% | Reduced |
| Sit Investment Associates Inc | 213,659 | $2.51M | 0.07% | −19,547−8.4% | Reduced |
| Invesco Ltd. | 215,414 | $2.53M | 0.00% | −36,545−14.5% | Reduced |
| Morgan Stanley | 216,069 | $2.53M | 0.00% | −11,056−4.9% | Reduced |
| Next Capital Management LLC | 215,984 | $2.54M | 1.22% | −15,810−6.8% | Reduced |
| Saba Capital Management, L.P. | 263,676 | $3.09M | 0.08% | −53,163−16.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 299,870 | $3.52M | 1.42% | +6,811+2.3% | Added |
| Bulldog Investors, LLP | 313,062 | $3.67M | 1.18% | +116,080+58.9% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 509,049 | $5.97M | 0.07% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −33,915−100.0% | Sold out |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −12,665−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −11,778−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −8,038−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |