Nuveen Short Duration Credit Opportunities Fund
JSDDelisted Jul 31, 2023- SEC CIK
- 0001509253
Nuveen Short Duration Credit Opportunities Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 41 institutions reported holding it in 13F filings for Q2 2023, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Nuveen Short Duration Credit Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- −5 vs. Q2 2021
- Shares held
- 3.18M
- −351.3K (−10.0%) vs. Q2 2021
- Total value
- $47.9M
- −$4.91M (−9.3%) vs. Q2 2021
- New holders
- 3
- 12 more added
- Sold out
- 8
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JSD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 41 | $45.7M |
| Q1 2023 | 40 | $43.6M |
| Q4 2022 | 39 | $41.3M |
| Q3 2022 | 38 | $41.8M |
| Q2 2022 | 42 | $42.7M |
| Q1 2022 | 28 | $47.2M |
| Q4 2021 | 26 | $47.2M |
| Q3 2021 | 32 | $47.9M |
| Q2 2021 | 37 | $52.9M |
| Q1 2021 | 38 | $54.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Short Duration Credit Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Montag A & Associates Inc | 72 | $1.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 235 | $3.00K | 0.00% | −90−27.7% | Reduced |
| Joseph P. Lucia & Associates, LLC | 200 | $3.00K | 0.00% | +200 | New |
| JPMorgan Chase & Co | 424 | $6.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 636 | $10.0K | 0.00% | +11+1.8% | Added |
| Bank of America Corp | 1,512 | $23.0K | 0.00% | −5,134−77.2% | Reduced |
| FNY Investment Advisers, LLC | 2,000 | $30.0K | 0.01% | −1,000−33.3% | Reduced |
| Zazove Associates LLC | 3,007 | $45.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,700 | $101.0K | 0.00% | +1,000+17.5% | Added |
| Steward Partners Investment Advisory, LLC | 7,100 | $107.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,110 | $153.0K | 0.00% | −490−4.6% | Reduced |
| Citadel Advisors LLC | 10,204 | $154.0K | 0.00% | +10,204 | New |
| UBS Group AG | 12,374 | $187.0K | 0.00% | +1,624+15.1% | Added |
| Advisor Group Holdings, Inc. | 18,594 | $281.0K | 0.00% | +1,850+11.0% | Added |
| Clough Capital Partners L P | 24,540 | $371.0K | 0.02% | −3,260−11.7% | Reduced |
| Invesco Ltd. | 35,164 | $531.0K | 0.00% | +35,164 | New |
| Harbour Investments, Inc. | 37,740 | $570.0K | 0.02% | +1,220+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 39,384 | $595.0K | 0.00% | +1,564+4.1% | Added |
| Shaker Financial Services, LLC | 40,089 | $605.0K | 0.24% | −15,125−27.4% | Reduced |
| Matisse Capital | 58,000 | $876.0K | 0.32% | 00.0% | Unchanged |
| LPL Financial LLC | 71,843 | $1.08M | 0.00% | −12,240−14.6% | Reduced |
| Wells Fargo & Company | 71,972 | $1.09M | 0.00% | −2,310−3.1% | Reduced |
| Mid Atlantic Financial Management Inc | 76,500 | $1.16M | 0.08% | +1,300+1.7% | Added |
| Baird Financial Group, Inc. | 84,455 | $1.27M | 0.00% | +1,280+1.5% | Added |
| Bulldog Investors, LLP | 94,855 | $1.43M | 0.41% | −178,004−65.2% | Reduced |
| Advisors Asset Management, Inc. | 99,902 | $1.51M | 0.02% | +45,565+83.9% | Added |
| Thrivent Financial for Lutherans | 108,021 | $1.63M | 0.00% | +28,406+35.7% | Added |
| Morgan Stanley | 114,117 | $1.72M | 0.00% | +72,400+173.6% | Added |
| Next Capital Management LLC | 129,538 | $1.96M | 1.42% | −11,627−8.2% | Reduced |
| Guggenheim Capital LLC | 266,954 | $4.03M | 0.02% | −25,924−8.9% | Reduced |
| Sit Investment Associates Inc | 698,453 | $10.5M | 0.27% | +49,286+7.6% | Added |
| Saba Capital Management, L.P. | 1,050,513 | $15.9M | 0.51% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −117,905−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −65,917−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −65,052−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −42,360−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −24,395−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −20,527−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −10,919−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −49−100.0% | Sold out |