Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Highland Global Allocation Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q3 2022
- Shares held
- 4.54M
- +1.41M (+44.8%) vs. Q3 2022
- Total value
- $42.8M
- +$15.4M (+55.9%) vs. Q3 2022
- New holders
- 9
- 16 more added
- Sold out
- 8
- 9 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Money Concepts Capital Corp | 86 | $810 | 0.00% | +86 | New |
| Harbour Investments, Inc. | 186 | $1.75K | 0.00% | +9+5.1% | Added |
| Institutional & Family Asset Management, LLC | 256 | $2.41K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 300 | $3.00K | 0.00% | +10+3.4% | Added |
| Northwestern Mutual Wealth Management Co | 340 | $3.20K | 0.00% | +340 | New |
| CWM, LLC | 377 | $4.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 571 | $5.00K | 0.00% | +571 | New |
| The PNC Financial Services Group, Inc. | 1,410 | $13.3K | 0.00% | +1,410 | New |
| Retirement Group, LLC | 605 | $16.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,832 | $27.0K | 0.00% | −592−24.4% | Reduced |
| CoreCap Advisors, LLC | 5,385 | $50.7K | 0.00% | +5,385 | New |
| Advisory Services Network, LLC | 5,552 | $52.3K | 0.00% | +5,552 | New |
| Moors & Cabot, Inc. | 10,000 | $94.2K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 11,555 | $108.8K | 0.01% | +290+2.6% | Added |
| Wedbush Securities Inc | 13,010 | $123.0K | 0.01% | +263+2.1% | Added |
| Nations Financial Group Inc, | 13,484 | $127.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,429 | $134.0K | 0.00% | +16,429 | New |
| Capital Investment Advisors, LLC | 26,800 | $252.0K | 0.01% | +200+0.8% | Added |
| Matisse Capital | 31,288 | $294.7K | 0.26% | +3,868+14.1% | Added |
| Royal Bank of Canada | 35,826 | $337.0K | 0.00% | +1,037+3.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 36,390 | $342.8K | 0.00% | +477+1.3% | Added |
| Truist Financial Corp | 39,092 | $368.2K | 0.00% | −3,805−8.9% | Reduced |
| LPL Financial LLC | 41,553 | $391.4K | 0.00% | −7,412−15.1% | Reduced |
| Aristides Capital LLC | 46,167 | $434.9K | 0.27% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 46,500 | $438.0K | 0.01% | +4,000+9.4% | Added |
| Global Retirement Partners, LLC | 59,716 | $562.5K | 0.04% | +237+0.4% | Added |
| Bokf, NA | 70,583 | $664.9K | 0.01% | −440−0.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 74,029 | $697.0K | 0.00% | −2,775−3.6% | Reduced |
| Guggenheim Capital LLC | 74,697 | $703.6K | 0.01% | −1,080−1.4% | Reduced |
| Clough Capital Partners L P | 75,451 | $710.7K | 0.07% | −2,340−3.0% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $812.4K | 0.06% | 00.0% | Unchanged |
| Raymond James & Associates | 109,690 | $1.03M | 0.00% | +4,257+4.0% | Added |
| Sovereign Financial Group, Inc. | 116,858 | $1.10M | 0.43% | +7,173+6.5% | Added |
| Private Advisor Group, LLC | 126,263 | $1.18M | 0.06% | −6,702−5.0% | Reduced |
| Wells Fargo & Company | 162,791 | $1.53M | 0.00% | +3,551+2.2% | Added |
| Cetera Advisor Networks LLC | 175,048 | $1.65M | 0.01% | +175,048 | New |
| Quantedge Capital Pte Ltd | 218,726 | $2.06M | 0.69% | −31,370−12.5% | Reduced |
| Shaker Financial Services, LLC | 325,558 | $3.07M | 1.44% | +53,120+19.5% | Added |
| Advisor Group Holdings, Inc. | 333,938 | $3.15M | 0.01% | +8,647+2.7% | Added |
| Morgan Stanley | 832,959 | $7.85M | 0.00% | +8,120+1.0% | Added |
| Atlas Wealth LLC | 1,317,247 | $12.4M | 3.35% | +1,317,247 | New |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −82,732−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −29,114−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,679−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −12,330−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −11,341−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −3,203−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |