Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Highland Global Allocation Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −4 vs. Q1 2021
- Shares held
- 3.73M
- −101.1K (−2.6%) vs. Q1 2021
- Total value
- $33.7M
- +$4.19M (+14.2%) vs. Q1 2021
- New holders
- 4
- 8 more added
- Sold out
- 8
- 13 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 173 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 307 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 600 | $5.00K | 0.00% | −400−40.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,300 | $12.0K | 0.00% | −599−31.5% | Reduced |
| Retirement Group, LLC | 3,656 | $33.0K | 0.02% | +90+2.5% | Added |
| Newbridge Financial Services Group, Inc. | 3,823 | $35.0K | 0.02% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,970 | $54.0K | 0.02% | −4,389−42.4% | Reduced |
| Moors & Cabot, Inc. | 10,000 | $91.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 13,117 | $119.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 14,110 | $128.0K | 0.00% | −27,493−66.1% | Reduced |
| Wedbush Securities Inc | 14,332 | $130.0K | 0.01% | −4,821−25.2% | Reduced |
| Mid Atlantic Financial Management Inc | 16,000 | $145.0K | 0.01% | +16,000 | New |
| Virtu Financial LLC | 23,296 | $211.0K | 0.02% | +23,296 | New |
| Oppenheimer & Co Inc | 35,500 | $322.0K | 0.01% | +1,000+2.9% | Added |
| Sovereign Financial Group, Inc. | 48,780 | $376.0K | 0.23% | 00.0% | Unchanged |
| Raymond James & Associates | 42,234 | $383.0K | 0.00% | +22,370+112.6% | Added |
| Aristides Capital LLC | 46,167 | $415.0K | 0.32% | 00.0% | Unchanged |
| Truist Financial Corp | 47,688 | $432.0K | 0.00% | +4,166+9.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 49,352 | $447.0K | 0.00% | −2,907−5.6% | Reduced |
| LPL Financial LLC | 52,088 | $472.0K | 0.00% | −52,393−50.1% | Reduced |
| Clough Capital Partners L P | 65,684 | $595.0K | 0.03% | −377,072−85.2% | Reduced |
| Global Retirement Partners, LLC | 70,126 | $635.0K | 0.07% | +70,126 | New |
| Landscape Capital Management, L.L.C. | 77,257 | $700.0K | 0.09% | −207,219−72.8% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 88,296 | $800.0K | 0.18% | 00.0% | Unchanged |
| 6 Meridian | 110,416 | $1.00M | 0.08% | +24,791+29.0% | Added |
| Royal Bank of Canada | 123,427 | $1.12M | 0.00% | −3,832−3.0% | Reduced |
| Bulldog Investors, LLP | 145,823 | $1.32M | 0.35% | 00.0% | Unchanged |
| Advisor Resource Council | 191,396 | $1.73M | 0.18% | +191,396 | New |
| Wells Fargo & Company | 202,737 | $1.84M | 0.00% | −19,884−8.9% | Reduced |
| Shaker Financial Services, LLC | 250,821 | $2.27M | 0.84% | +194,355+344.2% | Added |
| Advisor Group Holdings, Inc. | 266,771 | $2.42M | 0.01% | +94,132+54.5% | Added |
| Quantedge Capital Pte Ltd | 309,085 | $2.80M | 1.34% | −3,029−1.0% | Reduced |
| Matisse Capital | 688,900 | $6.24M | 1.97% | −2,100−0.3% | Reduced |
| Morgan Stanley | 709,168 | $6.42M | 0.00% | +8,535+1.2% | Added |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −33,241−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −6,391−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,647−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,254−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −982−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −721−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |