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Hercules Capital, Inc.

HCXY
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.

Other share classesHTGC

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Hercules Capital, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
0 filings
Insiders trading
0
Net value
$0
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Hercules Capital, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Hercules Capital, Inc.
NameTitleLast reported holdingLast filingFilings, past year
Fichera AlfredDirector3,483Sep 21, 20261
Meyer Seth HPresident435,600Sep 11, 202611
Follmann ChristianChief Operating Officer144,539Jul 13, 20268
Bluestein ScottChief Executive Officer2,475,593Jul 13, 20269
Botelho Kiersten ZazaChief Legal Officer & CCO89,388Jul 13, 20268
Badavas Robert PDirector8,943Jun 23, 20267
Crowell Gayle ADirector97,589Mar 30, 20263
Randhawa Paramjeet KDirector22,486Mar 30, 20262
Fallon Thomas JDirector157,669IndirectMar 30, 20264
Theodosopoulos NikosDirector29,362Mar 30, 20263
Loo WadeDirector14,050Mar 30, 20262
Aguirre DeAnneDirector10,749Mar 30, 20261
Koenig Bradford C.Director27,273IndirectNov 21, 20220
Grace MelanieGeneral Counsel & CCO66,106Sep 27, 20210
Ho Doreen WooDirector27,201Aug 2, 20210

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Mar 30, 2026 (view filing)Mar 264 daysAguirre DeAnneDirectorPPurchase+7.32K$14.35+$105.0K+213.2%10.7K after
Mar 30, 2026 (view filing)Mar 264 daysLoo WadeDirectorPPurchase+7.32K$14.35+$105.0K+108.7%14.1K after
Mar 30, 2026 (view filing)Mar 264 daysTheodosopoulos NikosDirectorPPurchase+7.32K$14.35+$105.0K+33.2%29.4K after
Mar 30, 2026 (view filing)Mar 264 daysFallon Thomas JDirectorPPurchase+7.30K$14.30+$104.4K+4.9%157.7K after
Mar 30, 2026 (view filing)Mar 264 daysRandhawa Paramjeet KDirectorPPurchase+2.93K$14.35+$42.0K+15.0%22.5K after
Mar 30, 2026 (view filing)Mar 264 daysCrowell Gayle ADirectorPPurchase+7.32K$14.35+$105.0K+8.1%97.6K after
Mar 30, 2026 (view filing)Mar 264 daysBadavas Robert PDirectorPPurchase+3.66K$14.35+$52.5K+259.1%5.07K after
Mar 5, 2026 (view filing)Mar 41 dayFollmann ChristianChief Operating OfficerPPurchase+5.00K$14.68+$73.4K+3.4%150.1K afterAmended
Mar 5, 2026 (view filing)Mar 41 dayRandhawa Paramjeet KDirectorPPurchase+3.05K$14.78+$45.1K+18.5%19.6K after
Mar 2, 2026 (view filing)Feb 273 daysMeyer Seth HChief Financial OfficerPPurchase+14.0K$14.33+$200.6K+3.2%448.6K afterAmended
Feb 27, 2026 (view filing)Feb 27Same dayBotelho Kiersten ZazaChief Legal Officer & CCOPPurchase+1.30K$14.21+$18.5K+1.4%93.3K after
Feb 27, 2026 (view filing)Feb 27Same dayTheodosopoulos NikosDirectorPPurchase+2.60K$14.21+$36.9K+13.7%21.5K after
Feb 27, 2026 (view filing)Feb 27Same dayBluestein ScottChief Executive OfficerPPurchase+7.00K$14.35+$100.5K+0.3%2.52M after
Feb 27, 2026 (view filing)Feb 27Same dayFallon Thomas JDirectorPPurchase+20.0K$14.20+$284.0K+15.3%150.4K after
Feb 27, 2026 (view filing)Feb 27Same dayBadavas Robert PDirectorPPurchase+5.00K$14.27+$71.3K+4.3%122.1K after
Feb 26, 2026 (view filing)Feb 251 dayLoo WadeDirectorPPurchase+3.30K$14.98+$49.4K+11.2%32.8K after
Feb 25, 2026 (view filing)Feb 241 dayFallon Thomas JDirectorPPurchase+10.0K$14.98+$149.8K+8.3%130.4K after
Feb 25, 2026 (view filing)Feb 232 daysCrowell Gayle ADirectorPPurchase+6.60K$15.20+$100.3K+8.2%87.5K after
Feb 25, 2026 (view filing)Feb 241 dayBadavas Robert PDirectorPPurchase+5.00K$15.01+$75.0K+4.5%117.1K after
Feb 24, 2026 (view filing)Feb 24Same dayBluestein ScottChief Executive OfficerPPurchase+30.0K$15.08+$452.4K+1.2%2.51M after
Feb 19, 2026 (view filing)Feb 172 daysTheodosopoulos NikosDirectorPPurchase+6.17K$15.93+$98.2K+48.3%18.9K after
Feb 19, 2026 (view filing)Feb 172 daysFallon Thomas JDirectorPPurchase+20.0K$15.88+$317.6K+19.9%120.4K after
Nov 4, 2025 (view filing)Nov 31 dayCrowell Gayle ADirectorPPurchase+6.00K$17.77+$106.6K+8.3%78.7K after
Jun 5, 2025 (view filing)Jun 5Same dayFollmann ChristianChief Operating OfficerSSale−395$17.83−$7.04K−0.3%120.6K after
Jun 5, 2025 (view filing)Jun 5Same dayFollmann ChristianChief Operating OfficerPPurchase+395$17.83+$7.04K+0.3%121.2K after
May 9, 2025 (view filing)May 81 dayTheodosopoulos NikosDirectorPPurchase+6.00K$17.49+$104.9K+100.6%12.0K after
May 9, 2025 (view filing)May 81 dayLoo WadeDirectorPPurchase+6.00K$17.49+$104.9K+83.9%13.1K after
May 9, 2025 (view filing)May 81 dayCrowell Gayle ADirectorPPurchase+6.00K$17.49+$104.9K+9.5%69.3K after
May 9, 2025 (view filing)May 81 dayBadavas Robert PDirectorPPurchase+1.80K$17.49+$31.5K+42.5%6.03K after
May 9, 2025 (view filing)May 81 dayAguirre DeAnneDirectorPPurchase+6.00K$17.49+$104.9K+79.7%13.5K after
May 9, 2025 (view filing)May 81 dayFallon Thomas JDirectorPPurchase+5.98K$17.53+$104.8K+6.4%98.9K after
Sep 27, 2024 (view filing)Sep 261 dayBluestein ScottChief Executive OfficerSSale−100.0K$19.59−$1.96M−4.4%2.16M after10b5-1
Aug 8, 2024 (view filing)Aug 62 daysTheodosopoulos NikosDirectorPPurchase+1.61K$18.03+$29.0K+40.1%5.61K after
Aug 8, 2024 (view filing)Aug 62 daysRandhawa Paramjeet KDirectorPPurchase+2.90K$18.07+$52.4K+22.2%16.0K after
Aug 8, 2024 (view filing)Aug 62 daysLoo WadeDirectorPPurchase+5.64K$18.54+$104.7K+182.0%8.75K after
Aug 8, 2024 (view filing)Aug 62 daysCrowell Gayle ADirectorPPurchase+5.79K$18.06+$104.6K+10.8%59.4K after
Aug 8, 2024 (view filing)Aug 62 daysAguirre DeAnneDirectorPPurchase+5.66K$18.49+$104.7K+91.1%11.9K after
Aug 8, 2024 (view filing)Aug 62 daysFallon Thomas JDirectorPPurchase+5.72K$18.33+$104.9K+6.6%92.4K after
Jun 26, 2024 (view filing)Jun 251 dayCrowell Gayle ADirectorPPurchase+701.6$20.05+$14.1K+1.3%53.6K after
Jun 24, 2024 (view filing)Jun 18-206 daysBadavas Robert PDirectorSSale−15.0K$19.68−$295.2K−78.0%4.23K afterAmended2 lots
May 25, 2023 (view filing)May 241 dayFollmann ChristianChief Operating OfficerPPurchase+455$13.73+$6.25K+0.6%72.6K after
May 25, 2023 (view filing)May 241 dayFollmann ChristianChief Operating OfficerSSale−455$13.72−$6.24K−0.6%72.2K after
May 9, 2023 (view filing)May 81 dayCrowell Gayle ADirectorPPurchase+7.20K$13.66+$98.4K+22.8%38.8K after
Mar 21, 2023 (view filing)Mar 174 daysLoo WadeDirectorPPurchase+4.00K$11.95+$47.8K+98.5%8.06K after10b5-1
Nov 22, 2022 (view filing)Nov 211 dayBluestein ScottChief Executive OfficerSSale−100.0K$14.16−$1.42M−9.6%946.6K after
Aug 22, 2022 (view filing)Aug 18-194 daysLoo WadeDirectorPPurchase+81$15.63+$1.27K+2.4%3.49K after2 lots
May 26, 2022 (view filing)May 26Same dayFollmann ChristianChief Operating OfficerSSale−420$14.23−$5.98K−0.9%48.4K after
May 26, 2022 (view filing)May 26Same dayFollmann ChristianChief Operating OfficerPPurchase+420$14.24+$5.98K+0.9%48.9K after
May 13, 2022 (view filing)May 121 dayFallon Thomas JDirectorPPurchase+10.0K$14.88+$148.8K+19.4%61.6K after
Mar 24, 2022 (view filing)Mar 24Same dayLoo WadeDirectorPPurchase+75$17.89+$1.34K+6.8%1.18K after