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Badavas Robert P's Form 4 filing

Hercules Capital, Inc. (HCXY) · filed May 9, 2025

Accession no.
0001562180-25-003691
Filed
May 9, 2025
Trade date
May 8, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $31.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Badavas Robert PCIK 0001207407Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 8, 2025Common StockPPurchaseAcquired+1,799$17.49F2+$31,464.516,033Direct
May 8, 2025Common StockDReturned to the companyDisposed−1,411$0.00$04,622Direct
May 8, 2025Common StockAGrant or awardAcquired+1,411$0.00$0108,863Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Average purchase price. Shares purchased at prices between $17.38 and $17.58.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)