Follmann Christian's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed May 25, 2023
- Accession no.
- 0001562180-23-004485
- Filed
- May 25, 2023
- Trade date
- May 23-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $6.25K. Open-market sales total $6.24K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Follmann ChristianCIK 0001907321 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | AGrant or awardAcquired | +253 | $13.91 | +$3,519.23 | 72,179 | Direct | |
| May 24, 2023 | Common Stock | PPurchaseAcquired | +455 | $13.73 | +$6,247.15 | 72,634 | Direct | |
| May 24, 2023 | Common Stock | SSaleDisposed | −455 | $13.72 | −$6,242.6 | 72,179 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.