Fallon Thomas J's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Aug 8, 2024
- Accession no.
- 0001562180-24-006118
- Filed
- Aug 8, 2024
- Trade date
- Aug 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $104.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fallon Thomas JCIK 0001399121 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2024 | Common Stock | DReturned to the companyDisposed | −1,158 | $0.00 | $0 | 6,789 | Direct | |
| Aug 6, 2024 | Common Stock | AGrant or awardAcquired | +1,158 | $0.00 | $0 | 86,677 | Indirect | |
| Aug 6, 2024 | Common Stock | PPurchaseAcquired | +5,723 | $18.33F3 | +$104,902.59 | 92,400 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Average purchase price. Shares purchased at prices between $18.3269 and $18.3280.
Referenced by the price of 1 transaction in Table I.