Loo Wade's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed May 9, 2025
- Accession no.
- 0001562180-25-003693
- Filed
- May 9, 2025
- Trade date
- May 8, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $104.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loo WadeCIK 0001668279 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2025 | Common Stock | PPurchaseAcquired | +5,999 | $17.49 | +$104,922.51 | 13,149 | Direct | |
| May 8, 2025 | Common Stock | DReturned to the companyDisposed | −5,645 | $0.00 | $0 | 7,504 | Direct | |
| May 8, 2025 | Common Stock | AGrant or awardAcquired | +5,645 | $0.00 | $0 | 25,054 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.