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Randhawa Paramjeet K's Form 4 filing

Hercules Capital, Inc. (HCXY) · filed Aug 8, 2024

Accession no.
0001562180-24-006122
Filed
Aug 8, 2024
Trade date
Aug 6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $52.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Randhawa Paramjeet KCIK 0001335754Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 6, 2024Common StockPPurchaseAcquired+2,898$18.07+$52,366.8615,972Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)