Loo Wade's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Mar 30, 2026
- Accession no.
- 0001668279-26-000002
- Filed
- Mar 30, 2026
- Trade date
- Mar 26, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $105.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loo WadeCIK 0001668279 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2026 | Common Stock | PPurchaseAcquired | +7,317 | $14.35F2 | +$104,998.95 | 14,050 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Average purchase price. Shares purchased at prices between $14.31 and $14.39.
Referenced by the price of 1 transaction in Table I.