Bluestein Scott's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Sep 27, 2024
- Accession no.
- 0001562180-24-006976
- Filed
- Sep 27, 2024
- Trade date
- Sep 26, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $1.96M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bluestein ScottCIK 0001505910 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2024 | Common Stock | SSaleDisposed | −100,000 | $19.59F2 | −$1,959,000 | 2,161,207 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Average sale price. Shares sold at prices between $19.5200 and $19.6400.
Referenced by the price of 1 transaction in Table I.