Loo Wade's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Aug 8, 2024
- Accession no.
- 0001562180-24-006121
- Filed
- Aug 8, 2024
- Trade date
- Aug 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $104.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loo WadeCIK 0001668279 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2024 | Common Stock | PPurchaseAcquired | +5,645 | $18.54 | +$104,658.3 | 8,746 | Direct | |
| Aug 6, 2024 | Common Stock | DReturned to the companyDisposed | −1,596 | $0.00 | $0 | 7,150 | Direct | |
| Aug 6, 2024 | Common Stock | AGrant or awardAcquired | +1,596 | $0.00 | $0 | 19,296 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.