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Follmann Christian's Form 4 filing

Hercules Capital, Inc. (HCXY) · filed Jun 5, 2025

Accession no.
0001562180-25-004523
Filed
Jun 5, 2025
Trade date
Jun 5, 2025
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $7.04K. Open-market sales total $7.04K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Follmann ChristianCIK 0001907321Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2025Common StockSSaleDisposed−395$17.83−$7,042.85120,556Direct
Jun 5, 2025Common StockPPurchaseAcquired+395$17.83+$7,042.85121,212Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)