Follmann Christian's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed May 26, 2022
- Accession no.
- 0001562180-22-004460
- Filed
- May 26, 2022
- Trade date
- May 24-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $5.98K. Open-market sales total $5.98K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Follmann ChristianCIK 0001907321 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | AGrant or awardAcquired | +213 | $13.89 | +$2,958.57 | 48,869 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −420 | $14.23 | −$5,976.6 | 48,449 | Direct | |
| May 26, 2022 | Common Stock | PPurchaseAcquired | +420 | $14.24 | +$5,980.8 | 48,869 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.