Badavas Robert P's Form 4/A amendment
AmendedHercules Capital, Inc. (HCXY) · filed Jun 24, 2024
- Accession no.
- 0001562180-24-005252
- Filed
- Jun 24, 2024
- Trade date
- Jun 18-20, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 21, 2024
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $295.2K. It was filed 6 days after the trade.
This amendment replaces 0001562180-24-005226 (filed Jun 21, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Badavas Robert PCIK 0001207407 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2024 | Common Stock | MOption exerciseAcquired | +1,700 | $16.34 | +$27,778 | 5,934 | Direct | |
| Jun 18, 2024 | Common Stock | SSaleDisposed | −1,700 | $19.60 | −$33,320 | 4,234 | Direct | |
| Jun 20, 2024 | Common Stock | MOption exerciseAcquired | +13,300 | $16.34 | +$217,322 | 17,534 | Direct | |
| Jun 20, 2024 | Common Stock | SSaleDisposed | −13,300 | $19.69 | −$261,877 | 4,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2024 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 13,300 | Direct | |
| Jun 20, 2024 | Common Stock | MOption exerciseDisposed | −13,300 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.