Fallon Thomas J's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Feb 27, 2026
- Accession no.
- 0001399121-26-000003
- Filed
- Feb 27, 2026
- Trade date
- Feb 27, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $284.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fallon Thomas JCIK 0001399121 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2026 | Common Stock | PPurchaseAcquired | +20,000 | $14.20F1 | +$284,000 | 150,369 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average purchase price. Shares purchased at prices between $14.16 and $14.22.
Referenced by the price of 1 transaction in Table I.