Loo Wade's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Aug 22, 2022
- Accession no.
- 0001562180-22-006250
- Filed
- Aug 22, 2022
- Trade date
- Aug 18-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.27K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loo WadeCIK 0001668279 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2022 | Common Stock | PPurchaseAcquired | +57 | $15.63 | +$890.91 | 3,469 | Indirect | |
| Aug 19, 2022 | Common Stock | PPurchaseAcquired | +24 | $15.63 | +$375.12 | 3,493 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.