ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CEM is no longer listed, so this page shows Q2 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 51
- −23 vs. Q1 2024
- Shares held
- 2.02M
- −3.52M (−63.5%) vs. Q1 2024
- Total value
- $95.7M
- −$157.7M (−62.2%) vs. Q1 2024
- New holders
- 10
- 13 more added
- Sold out
- 33
- 20 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $47 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 57 | $2.70K | 0.00% | +1+1.8% | Added |
| Clear Point Advisors Inc. | 150 | $7.12K | 0.01% | +2+1.4% | Added |
| SOA Wealth Advisors, LLC. | 181 | $8.56K | 0.00% | +3+1.7% | Added |
| NBC Securities, Inc. | 201 | $9.00K | 0.00% | −429−68.1% | Reduced |
| Avion Wealth | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 214 | $10.1K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 300 | $14.0K | 0.00% | +300 | New |
| LRI Investments, LLC | 409 | $19.4K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 500 | $23.7K | 0.00% | +500 | New |
| Bogart Wealth, LLC | 625 | $29.6K | 0.00% | −142−18.5% | Reduced |
| Gilliland Jeter Wealth Management LLC | 650 | $30.8K | 0.01% | +9+1.4% | Added |
| Blue Bell Private Wealth Management, LLC | 822 | $39.0K | 0.01% | −38,675−97.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 907 | $43.0K | 0.00% | −1,010−52.7% | Reduced |
| Comerica Bank | 1,670 | $79.2K | 0.00% | +110+7.1% | Added |
| Harbor Investment Advisory, LLC | 1,893 | $89.7K | 0.01% | −66−3.4% | Reduced |
| Activest Wealth Management | 2,000 | $94.8K | 0.03% | +2,000 | New |
| Mather Group, LLC. | 2,130 | $97.5K | 0.00% | +2,130 | New |
| Hobbs Group Advisors, LLC | 2,679 | $127.0K | 0.05% | +2,679 | New |
| GPS Wealth Strategies Group, LLC | 2,801 | $132.8K | 0.02% | −306−9.8% | Reduced |
| Eagle Bay Advisors LLC | 2,900 | $137.5K | 0.08% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 4,642 | $220.1K | 0.02% | +42+0.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 4,873 | $231.0K | 0.00% | +9+0.2% | Added |
| Icon Wealth Advisors, LLC | 6,637 | $294.5K | 0.03% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,646 | $315.1K | 0.00% | +6,212+1,431.3% | Added |
| Landscape Capital Management, L.L.C. | 7,336 | $347.8K | 0.03% | +7,336 | New |
| D.A. Davidson & Co. | 7,664 | $363.4K | 0.00% | −398−4.9% | Reduced |
| Colony Group, LLC | 8,000 | $379.0K | 0.00% | +8,000 | New |
| Oxbow Advisors, LLC | 8,530 | $404.4K | 0.05% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 8,905 | $422.0K | 0.00% | −51,848−85.3% | Reduced |
| Transcend Wealth Collective, LLC | 11,228 | $532.3K | 0.04% | −12,320−52.3% | Reduced |
| Raymond James & Associates | 15,475 | $733.7K | 0.00% | +163+1.1% | Added |
| M&T Bank Corp | 17,000 | $806.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 17,379 | $823.9K | 0.00% | −285−1.6% | Reduced |
| Invesco Ltd. | 17,595 | $834.2K | 0.00% | −6,127−25.8% | Reduced |
| Sanctuary Advisors, LLC | 19,525 | $894.8K | 0.01% | +19,525 | New |
| IFP Advisors, Inc | 31,572 | $1.50M | 0.06% | +13,196+71.8% | Added |
| Delphi Financial Group, Inc. | 33,150 | $1.57M | 0.88% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 34,765 | $1.65M | 0.01% | −2,084−5.7% | Reduced |
| Advisor Group Holdings, Inc. | 36,909 | $1.75M | 0.00% | +12,193+49.3% | Added |
| Royal Bank of Canada | 41,004 | $1.94M | 0.00% | −21,303−34.2% | Reduced |
| Ameriprise Financial Inc | 43,088 | $2.05M | 0.00% | −3,428−7.4% | Reduced |
| Tradewinds, LLC. | 44,762 | $2.12M | 0.65% | +44,762 | New |
| Steward Partners Investment Advisory, LLC | 60,329 | $2.86M | 0.03% | +3,770+6.7% | Added |
| UBS Group AG | 76,032 | $3.60M | 0.00% | −3,235−4.1% | Reduced |
| Wells Fargo & Company | 100,788 | $4.78M | 0.00% | −38,779−27.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 126,068 | $5.98M | 0.01% | −333−0.3% | Reduced |
| Advisors Asset Management, Inc. | 166,228 | $7.88M | 0.15% | −42,784−20.5% | Reduced |
| Bank of America Corp | 204,248 | $9.68M | 0.00% | −42,959−17.4% | Reduced |
| Penserra Capital Management LLC | 273,893 | $13.0M | 0.16% | +6,089+2.3% | Added |
| Morgan Stanley | 562,973 | $26.7M | 0.00% | −24,174−4.1% | Reduced |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,189,802−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −226,198−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −193,475−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −97,213−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −72,603−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −70,197−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −62,472−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −48,048−100.0% | Sold out |
| Edgemoor Investment Advisors, Inc. | 0 | $0 | 0.00% | −45,147−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −38,537−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −34,128−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −25,604−100.0% | Sold out |
| De Lisle Partners LLP | 0 | $0 | 0.00% | −22,869−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −22,833−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −16,858−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −13,269−100.0% | Sold out |
| Terril Brothers, Inc. | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Verus Capital Partners, LLC | 0 | $0 | 0.00% | −11,250−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −9,728−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −8,624−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −8,397−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −6,544−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −6,450−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −5,877−100.0% | Sold out |
| Commonwealth Financial Services, LLC | 0 | $0 | 0.00% | −5,580−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −4,425−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −4,060−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −1,587−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −1,174−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| InterOcean Capital Group, LLC | – | – | – | – | Not filed |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |