ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in ClearBridge MLP & Midstream Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +4 vs. Q2 2023
- Shares held
- 4.96M
- +61.2K (+1.2%) vs. Q2 2023
- Total value
- $174.6M
- +$5.18M (+3.1%) vs. Q2 2023
- New holders
- 11
- 22 more added
- Sold out
- 7
- 17 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 1 | $2.45M |
| Q2 2024 | 51 | $95.7M |
| Q1 2024 | 76 | $253.8M |
| Q4 2023 | 78 | $216.2M |
| Q3 2023 | 72 | $174.6M |
| Q2 2023 | 69 | $169.4M |
| Q1 2023 | 69 | $149.8M |
| Q4 2022 | 75 | $149.8M |
| Q3 2022 | 72 | $132.5M |
| Q2 2022 | 74 | $125.2M |
| Q1 2022 | 74 | $146.9M |
| Q4 2021 | 73 | $113.2M |
| Q3 2021 | 72 | $103.4M |
| Q2 2021 | 72 | $105.5M |
| Q1 2021 | 67 | $83.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 54 | $1.90K | 0.00% | −50−48.1% | Reduced |
| Larson Financial Group LLC | 99 | $3.49K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 104 | $3.66K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 105 | $3.70K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 171 | $6.03K | 0.00% | +3+1.8% | Added |
| Cambridge Trust Co | 193 | $6.80K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 200 | $7.00K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 214 | $7.54K | 0.01% | +214 | New |
| Highlander Capital Management, LLC | 290 | $10.0K | 0.00% | +290 | New |
| JPMorgan Chase & Co | 307 | $10.8K | 0.00% | −137−30.9% | Reduced |
| Private Trust Co NA | 544 | $19.2K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 568 | $20.0K | 0.00% | +12+2.2% | Added |
| NBC Securities, Inc. | 630 | $22.0K | 0.00% | +630 | New |
| Bogart Wealth, LLC | 767 | $27.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 907 | $32.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 979 | $34.0K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 1,412 | $49.7K | 0.00% | +1,412 | New |
| Harbor Investment Advisory, LLC | 2,055 | $72.4K | 0.01% | +10+0.5% | Added |
| Eagle Bay Advisors LLC | 2,900 | $102.2K | 0.05% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,762 | $132.5K | 0.03% | +406+12.1% | Added |
| Cullen/Frost Bankers, Inc. | 4,060 | $143.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 4,600 | $162.1K | 0.02% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 6,341 | $219.9K | 0.05% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 6,788 | $239.1K | 0.03% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 7,402 | $260.8K | 0.00% | +115+1.6% | Added |
| Clough Capital Partners L P | 7,550 | $266.0K | 0.03% | +7,550 | New |
| Quarry LP | 7,550 | $266.0K | 0.17% | +7,550 | New |
| Stephens Inc | 7,648 | $269.4K | 0.01% | −30.0% | Reduced |
| InterOcean Capital Group, LLC | 8,000 | $281.8K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 7,980 | $282.0K | 0.00% | +1,354+20.4% | Added |
| Oxbow Advisors, LLC | 8,530 | $300.5K | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 9,302 | $327.7K | 0.00% | +9,302 | New |
| Integrated Wealth Concepts LLC | 9,728 | $342.7K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 10,086 | $355.3K | 0.00% | −2,414−19.3% | Reduced |
| Sea Otter Advisors LLC | 10,300 | $362.9K | 0.26% | +10,300 | New |
| D.A. Davidson & Co. | 10,543 | $371.4K | 0.00% | +563+5.6% | Added |
| CSS LLC | 11,101 | $391.1K | 0.03% | +3,527+46.6% | Added |
| Proficio Capital Partners LLC | 11,345 | $399.7K | 0.05% | −1,338−10.5% | Reduced |
| Verus Capital Partners, LLC | 12,580 | $443.2K | 0.06% | −1,000−7.4% | Reduced |
| IFP Advisors, Inc | 13,894 | $489.5K | 0.02% | +401+3.0% | Added |
| Blackstone Group Inc. | 14,754 | $519.8K | 0.00% | +14,754 | New |
| M&T Bank Corp | 17,165 | $604.7K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 17,210 | $606.3K | 0.00% | +1,966+12.9% | Added |
| Raymond James & Associates | 17,777 | $626.3K | 0.00% | −390−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 18,127 | $638.6K | 0.00% | +8,593+90.1% | Added |
| Transcend Wealth Collective, LLC | 23,548 | $829.6K | 0.08% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 23,678 | $834.2K | 0.45% | −23,050−49.3% | Reduced |
| Millennium Management LLC | 23,755 | $836.9K | 0.00% | +23,755 | New |
| Alpine Global Management, LLC | 33,200 | $1.17M | 0.27% | +33,200 | New |
| Kayne Anderson Capital Advisors LP | 34,840 | $1.23M | 0.04% | −2,100−5.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 35,738 | $1.26M | 0.02% | +2,690+8.1% | Added |
| Edgemoor Investment Advisors, Inc. | 38,199 | $1.35M | 0.16% | +6,132+19.1% | Added |
| Guggenheim Capital LLC | 44,087 | $1.55M | 0.01% | −3,741−7.8% | Reduced |
| Goldman Sachs Group Inc | 47,400 | $1.67M | 0.00% | +12,693+36.6% | Added |
| Ameriprise Financial Inc | 49,088 | $1.73M | 0.00% | +1,167+2.4% | Added |
| Matisse Capital | 58,000 | $2.04M | 1.44% | 00.0% | Unchanged |
| Royal Bank of Canada | 64,129 | $2.26M | 0.00% | +4,909+8.3% | Added |
| UBS Group AG | 77,422 | $2.73M | 0.00% | −4,052−5.0% | Reduced |
| Sit Investment Associates Inc | 79,100 | $2.79M | 0.08% | +61,035+337.9% | Added |
| Wolverine Asset Management LLC | 86,354 | $3.04M | 0.06% | +52,181+152.7% | Added |
| Commonwealth Equity Services, LLC | 89,445 | $3.15M | 0.01% | +4,844+5.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 110,044 | $3.88M | 1.50% | +29,074+35.9% | Added |
| McGowan Group Asset Management, Inc. | 121,791 | $4.29M | 0.68% | −98,609−44.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 127,623 | $4.50M | 0.01% | −479−0.4% | Reduced |
| Wells Fargo & Company | 145,773 | $5.14M | 0.00% | −4,717−3.1% | Reduced |
| Terril Brothers, Inc. | 152,820 | $5.38M | 2.61% | −16,434−9.7% | Reduced |
| Aristides Capital LLC | 193,475 | $6.82M | 4.54% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 197,835 | $6.97M | 0.15% | +78,667+66.0% | Added |
| Woodline Partners LP | 225,745 | $7.95M | 0.09% | 00.0% | Unchanged |
| Bank of America Corp | 259,427 | $9.14M | 0.00% | −11,405−4.2% | Reduced |
| Morgan Stanley | 657,048 | $23.1M | 0.00% | −11,505−1.7% | Reduced |
| Saba Capital Management, L.P. | 1,680,057 | $59.2M | 1.88% | +248,594+17.4% | Added |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −313,894−100.0% | Sold out |
| Clearbridge Investments, LLC | 0 | $0 | 0.00% | −57,760−100.0% | Sold out |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −7,123−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −5,997−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −335−100.0% | Sold out |
| Caldwell Trust Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Lansing Street Advisors | – | – | – | – | Not filed |