Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Cathay General Bancorp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 260
- −9 vs. Q2 2025
- Shares held
- 50.0M
- −971.8K (−1.9%) vs. Q2 2025
- Total value
- $2.40B
- +$79.1M (+3.4%) vs. Q2 2025
- New holders
- 20
- 90 more added
- Sold out
- 29
- 109 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Public Employees Retirement System of Ohio | 1,205 | $57.9K | 0.00% | −31−2.5% | Reduced |
| UMA Financial Services, Inc. | 1,161 | $55.7K | 0.01% | 00.0% | Unchanged |
| Shell Asset Management Co | 1,122 | $54.0K | 0.01% | −831−42.5% | Reduced |
| Assetmark, Inc | 1,041 | $50.0K | 0.00% | −3−0.3% | Reduced |
| Danske Bank A/S | 1,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 993 | $47.7K | 0.00% | −57−5.4% | Reduced |
| Hantz Financial Services, Inc. | 979 | $47.0K | 0.00% | +259+36.0% | Added |
| Salomon & Ludwin, LLC | 897 | $43.3K | 0.00% | +897 | New |
| Nomura Asset Management Co Ltd | 850 | $40.8K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 810 | $38.9K | 0.00% | +31+4.0% | Added |
| Bessemer Group Inc | 781 | $38.0K | 0.00% | +394+101.8% | Added |
| Rockefeller Capital Management L.P. | 701 | $33.7K | 0.00% | +701 | New |
| Palouse Capital Management, Inc. | 600 | $28.8K | 0.02% | −500−45.5% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 556 | $27.0K | 0.00% | −21−3.6% | Reduced |
| Allworth Financial LP | 556 | $26.7K | 0.00% | +15+2.8% | Added |
| EverSource Wealth Advisors, LLC | 482 | $23.1K | 0.00% | −24−4.7% | Reduced |
| Wealthspire Advisors, LLC | 393 | $18.9K | 0.00% | +393 | New |
| Umb Bank N A | 383 | $18.4K | 0.00% | +47+14.0% | Added |
| CIBC Private Wealth Group, LLC | 376 | $18.1K | 0.00% | +10+2.7% | Added |
| Versant Capital Management, Inc | 375 | $18.0K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 344 | $16.4K | 0.00% | +172+100.0% | Added |
| Harbor Capital Advisors, Inc. | 312 | $15.0K | 0.00% | −122−28.1% | Reduced |
| Smithfield Trust Co | 280 | $14.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 271 | $13.0K | 0.00% | +156+135.7% | Added |
| Medallion Wealth Advisors, LLC | 250 | $12.0K | 0.00% | 00.0% | Unchanged |
| Root Financial Partners, LLC | 239 | $11.5K | 0.00% | +239 | New |
| Mather Group, LLC. | 202 | $9.70K | 0.00% | +202 | New |
| Massmutual Trust Co FSB | 172 | $8.26K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 152 | $7.30K | 0.00% | +141+1,281.8% | Added |
| Bare Financial Services, Inc | 152 | $7.30K | 0.00% | +13+9.4% | Added |
| Bell Investment Advisors, Inc | 151 | $7.25K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 124 | $5.95K | 0.00% | +124 | Added |
| Rothschild Investment LLC | 120 | $5.76K | 0.00% | −40−25.0% | Reduced |
| Caitong International Asset Management Co., Ltd | 111 | $5.33K | 0.00% | +111 | New |
| Manchester Capital Management LLC | 105 | $5.04K | 0.00% | 00.0% | Unchanged |
| Hemington Wealth Management | 109 | $5.00K | 0.00% | +15+16.0% | Added |
| Farther Finance Advisors, LLC | 87 | $4.18K | 0.00% | +16+22.5% | Added |
| Private Wealth Management Group, LLC | 78 | $3.75K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 57 | $2.74K | 0.00% | 00.0% | Unchanged |
| High Note Wealth, LLC | 56 | $2.69K | 0.00% | +6+12.0% | Added |
| Parkside Financial Bank & Trust | 41 | $1.97K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 38 | $1.82K | 0.00% | +38 | New |
| Essential Partners LLC | 36 | $1.73K | 0.00% | +19+111.8% | Added |
| Farmers & Merchants Investments Inc | 33 | $1.58K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 33 | $1.58K | 0.00% | +33 | New |
| Rialto Wealth Management, LLC | 31 | $1.49K | 0.00% | +2+6.9% | Added |
| Glen Eagle Advisors, LLC | 25 | $1.21K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 24 | $1.15K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 17 | $816 | 0.00% | 00.0% | Unchanged |
| DiNuzzo Private Wealth, Inc. | 15 | $749 | 0.00% | −1−6.3% | Reduced |
| JFS Wealth Advisors, LLC | 14 | $673 | 0.00% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 9 | $432 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 8 | $385 | 0.00% | 00.0% | Unchanged |
| HFM Investment Advisors, LLC | 6 | $288 | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 5 | $243 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 4 | $193 | 0.00% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 4 | $192 | 0.00% | +1+33.3% | Added |
| True Wealth Design, LLC | 1 | $49 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1 | $48 | 0.00% | 00.0% | Unchanged |
| Cloud Capital Management, LLC | 17 | $0 | 0.00% | +17 | New |
| Erste Asset Management GmbH | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −90,145−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −69,737−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −59,771−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −31,228−100.0% | Sold out |
| CBOE Vest Financial, LLC | 0 | $0 | 0.00% | −22,819−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −16,670−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −14,723−100.0% | Sold out |
| Horizon Investments, LLC | 0 | $0 | 0.00% | −13,610−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −13,322−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −8,547−100.0% | Sold out |
| Jain Global LLC | 0 | $0 | 0.00% | −7,794−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −7,623−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −6,922−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −6,286−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −5,550−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −5,335−100.0% | Sold out |
| Polymer Capital Management (US) LLC | 0 | $0 | 0.00% | −5,264−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −4,618−100.0% | Sold out |
| Skopos Labs, Inc. | 0 | $0 | 0.00% | −720−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −352−100.0% | Sold out |
| Investment Management Corp | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Twin Peaks Wealth Advisors, LLC | 0 | $0 | 0.00% | −197−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Kestra Investment Management, LLC | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| LGT Financial Advisors LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Stephens Consulting, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Norges Bank | – | – | – | – | Not filed |
| CIBC World Markets Corp | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |
| Parkworth Wealth Management, Inc. | – | – | – | – | Not filed |