Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Cathay General Bancorp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 248
- +13 vs. Q2 2024
- Shares held
- 52.0M
- +10.9M (+26.6%) vs. Q2 2024
- Total value
- $2.24B
- +$684.8M (+44.2%) vs. Q2 2024
- New holders
- 34
- 83 more added
- Sold out
- 21
- 85 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Montreal | 9,567 | $407.3K | 0.00% | +568+6.3% | Added |
| Pictet Asset Management Holding SA | 9,611 | $412.8K | 0.00% | +1,354+16.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 9,749 | $418.7K | 0.00% | +45+0.5% | Added |
| Commonwealth Equity Services, LLC | 9,834 | $422.0K | 0.00% | +90+0.9% | Added |
| Royal Bank of Canada | 10,137 | $435.0K | 0.00% | +1,856+22.4% | Added |
| IFG Advisory, LLC | 10,189 | $437.6K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 10,529 | $452.2K | 0.00% | +66+0.6% | Added |
| Mutual of America Capital Management LLC | 10,855 | $466.2K | 0.00% | −1,113−9.3% | Reduced |
| Gsa Capital Partners LLP | 11,176 | $480.0K | 0.04% | −11,353−50.4% | Reduced |
| SEI Investments Co | 11,184 | $480.4K | 0.00% | +962+9.4% | Added |
| Natixis Advisors, L.P. | 11,914 | $512.0K | 0.00% | +11,914 | New |
| Advantage Alpha Capital Partners LP | 11,976 | $514.4K | 0.12% | +3,673+44.2% | Added |
| Intech Investment Management LLC | 12,202 | $524.1K | 0.01% | +12,202 | New |
| Sterling Capital Management LLC | 12,711 | $545.9K | 0.01% | +12,711 | New |
| Allianz Asset Management GmbH | 13,200 | $566.9K | 0.00% | +1,000+8.2% | Added |
| Advisor Group Holdings, Inc. | 13,405 | $575.7K | 0.00% | −24,233−64.4% | Reduced |
| Snowden Capital Advisors LLC | 14,011 | $601.8K | 0.02% | −431−3.0% | Reduced |
| RSM US Wealth Management LLC | 14,784 | $616.8K | 0.01% | +1,325+9.8% | Added |
| Amundi | 14,700 | $620.5K | 0.00% | +1,346+10.1% | Added |
| Handelsbanken Fonder AB | 14,488 | $622.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 14,574 | $626.0K | 0.00% | +3,800+35.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,031 | $645.6K | 0.00% | −923−5.8% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,426 | $662.5K | 0.00% | −264−1.7% | Reduced |
| CWA Asset Management Group, LLC | 15,625 | $671.1K | 0.04% | +15,625 | New |
| Unison Advisors LLC | 15,773 | $677.5K | 0.08% | +145+0.9% | Added |
| O'Shaughnessy Asset Management, LLC | 15,436 | $689.1K | 0.01% | +1,291+9.1% | Added |
| Brevan Howard Capital Management LP | 16,153 | $693.8K | 0.03% | +16,153 | New |
| Winton Group Ltd | 16,537 | $710.3K | 0.05% | +16,537 | New |
| Oregon Public Employees Retirement Fund | 16,987 | $729.6K | 0.01% | −700−4.0% | Reduced |
| HSBC Holdings PLC | 17,584 | $759.6K | 0.00% | −97,350−84.7% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 17,729 | $761.5K | 0.00% | +12,817+260.9% | Added |
| Caxton Associates LP | 18,892 | $811.4K | 0.04% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 19,857 | $852.9K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 19,918 | $855.5K | 0.01% | +591+3.1% | Added |
| SummerHaven Investment Management, LLC | 20,444 | $878.1K | 0.54% | −1,890−8.5% | Reduced |
| Legato Capital Management LLC | 20,512 | $881.0K | 0.11% | +5,209+34.0% | Added |
| Access Investment Management LLC | 20,540 | $882.2K | 0.27% | +20+0.1% | Added |
| Amalgamated Bank | 21,187 | $910.0K | 0.01% | −946−4.3% | Reduced |
| State of Tennessee, Treasury Department | 21,314 | $915.4K | 0.00% | +3,553+20.0% | Added |
| Pathstone Holdings, LLC | 21,330 | $916.1K | 0.00% | +361+1.7% | Added |
| New York State Common Retirement Fund | 21,587 | $927.2K | 0.00% | −6,700−23.7% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 22,132 | $950.6K | 0.03% | +7,451+50.8% | Added |
| D. E. Shaw & Co., Inc. | 22,195 | $953.3K | 0.00% | −39,492−64.0% | Reduced |
| Guggenheim Capital LLC | 22,503 | $966.5K | 0.01% | −6,645−22.8% | Reduced |
| Voya Investment Management LLC | 22,628 | $971.9K | 0.00% | −685−2.9% | Reduced |
| Two Sigma Investments, LP | 22,983 | $987.1K | 0.00% | −27,901−54.8% | Reduced |
| Captrust Financial Advisors | 23,264 | $999.2K | 0.00% | +399+1.7% | Added |
| Balyasny Asset Management LLC | 23,547 | $1.01M | 0.00% | −41,134−63.6% | Reduced |
| Maryland State Retirement & Pension System | 24,371 | $1.05M | 0.02% | −1,016−4.0% | Reduced |
| Teachers Retirement System of the State of Kentucky | 25,130 | $1.08M | 0.01% | 00.0% | Unchanged |
| FMR LLC | 25,313 | $1.09M | 0.00% | +19,458+332.3% | Added |
| Arrowstreet Capital, Limited Partnership | 25,372 | $1.09M | 0.00% | −19,044−42.9% | Reduced |
| Sanctuary Advisors, LLC | 20,728 | $1.09M | 0.01% | +9,945+92.2% | Added |
| Amussen Hunsaker Associates LLC | 26,126 | $1.12M | 0.17% | −5,000−16.1% | Reduced |
| Ensign Peak Advisors, Inc | 26,425 | $1.13M | 0.00% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 27,000 | $1.16M | 0.00% | +27,000 | New |
| Yousif Capital Management, LLC | 27,859 | $1.20M | 0.01% | −1,263−4.3% | Reduced |
| Citizens Business Bank | 14,520 | $1.25M | 0.25% | 00.0% | Unchanged |
| Macquarie Group Ltd | 30,000 | $1.29M | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 30,286 | $1.30M | 0.00% | +2,284+8.2% | Added |
| ORG Partners LLC | 30,287 | $1.30M | 0.21% | −6,000−16.5% | Reduced |
| BNP Paribas Arbitrage, SA | 30,627 | $1.32M | 0.00% | +6,838+28.7% | Added |
| Mission Wealth Management, LP | 30,757 | $1.32M | 0.03% | 00.0% | Unchanged |
| AQR Capital Management LLC | 31,162 | $1.33M | 0.00% | +1,358+4.6% | Added |
| Mercer Global Advisors Inc | 32,281 | $1.35M | 0.00% | +2,198+7.3% | Added |
| Cetera Investment Advisers | 31,515 | $1.35M | 0.00% | +32+0.1% | Added |
| Janus Henderson Group PLC | 32,092 | $1.38M | 0.00% | 00.0% | Unchanged |
| Dean Capital Management | 32,446 | $1.39M | 0.59% | +17,143+112.0% | Added |
| Denali Advisors LLC | 32,693 | $1.40M | 0.15% | +17,742+118.7% | Added |
| Wells Fargo & Company | 34,776 | $1.49M | 0.00% | +873+2.6% | Added |
| Louisiana State Employees Retirement System | 34,900 | $1.50M | 0.03% | −1,700−4.6% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.59M | 0.01% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 38,071 | $1.64M | 0.00% | +63+0.2% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 38,090 | $1.64M | 0.00% | +2,296+6.4% | Added |
| Manufacturers Life Insurance Company, The | 38,143 | $1.64M | 0.00% | −933−2.4% | Reduced |
| Corebridge Financial, Inc. | 40,059 | $1.72M | 0.01% | −457−1.1% | Reduced |
| MetLife Investment Management | 40,061 | $1.72M | 0.01% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 40,109 | $1.72M | 0.02% | −264−0.7% | Reduced |
| State of Alaska, Department of Revenue | 41,185 | $1.77M | 0.02% | −1,565−3.7% | Reduced |
| Assenagon Asset Management S.A. | 41,435 | $1.78M | 0.00% | −31,519−43.2% | Reduced |
| Deutsche Bank AG | 41,592 | $1.79M | 0.00% | +11,173+36.7% | Added |
| Price T Rowe Associates Inc | 42,904 | $1.84M | 0.00% | +590+1.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 44,399 | $1.89M | 0.01% | +4,855+12.3% | Added |
| Willner & Heller, LLC | 44,173 | $1.90M | 1.69% | 00.0% | Unchanged |
| Comerica Bank | 47,419 | $2.04M | 0.01% | −21,000−30.7% | Reduced |
| Royce & Associates LP | 49,420 | $2.12M | 0.02% | +10,022+25.4% | Added |
| NorthCrest Asset Manangement, LLC | 49,688 | $2.13M | 0.06% | +31,912+179.5% | Added |
| Dana Investment Advisors, Inc. | 50,676 | $2.18M | 0.07% | −439−0.9% | Reduced |
| Dean Investment Associates, LLC | 52,366 | $2.25M | 0.30% | +10,942+26.4% | Added |
| Susquehanna International Group, LLP | 52,969 | $2.28M | 0.00% | +21,201+66.7% | Added |
| UBS Group AG | 57,084 | $2.45M | 0.00% | +3,168+5.9% | Added |
| Wedge Capital Management L L P | 61,983 | $2.66M | 0.05% | −74,418−54.6% | Reduced |
| Victory Capital Management Inc | 62,239 | $2.67M | 0.00% | −6,001−8.8% | Reduced |
| HRT Financial LP | 63,075 | $2.71M | 0.01% | +63,075 | New |
| California State Teachers Retirement System | 65,465 | $2.81M | 0.00% | −1,972−2.9% | Reduced |
| Great West Life Assurance Co | 70,945 | $3.05M | 0.01% | −2,667−3.6% | Reduced |
| Rafferty Asset Management, LLC | 73,624 | $3.16M | 0.01% | −36,092−32.9% | Reduced |
| Bridgeway Capital Management, LLC | 75,500 | $3.24M | 0.07% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 76,480 | $3.28M | 0.14% | +20,963+37.8% | Added |
| Algert Global LLC | 76,576 | $3.29M | 0.09% | +14,590+23.5% | Added |