Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 145,184 | $5.01M | 0.03% | −4,013−2.7% | Reduced |
| Swiss National Bank | 152,600 | $5.27M | 0.00% | −18,300−10.7% | Reduced |
| Congress Asset Management Co | 158,530 | $5.47M | 0.05% | +9,599+6.4% | Added |
| Sapience Investments, LLC | 159,775 | $5.52M | 1.27% | −10,480−6.2% | Reduced |
| New York State Teachers Retirement System | 163,096 | $5.63M | 0.01% | −5,818−3.4% | Reduced |
| Meritage Portfolio Management | 163,780 | $5.65M | 0.42% | +148,605+979.3% | Added |
| Raymond James & Associates | 168,498 | $5.82M | 0.01% | −3,080−1.8% | Reduced |
| Nordea Investment Management AB | 176,590 | $6.03M | 0.01% | −8,424−4.6% | Reduced |
| Brandywine Global Investment Management, LLC | 179,401 | $6.19M | 0.05% | +40,382+29.0% | Added |
| Citadel Advisors LLC | 181,640 | $6.27M | 0.01% | +152,617+525.8% | Added |
| Wells Fargo & Company | 186,612 | $6.44M | 0.00% | +5,975+3.3% | Added |
| Cambria Investment Management, L.P. | 188,416 | $6.50M | 0.54% | +18,400+10.8% | Added |
| Millennium Management LLC | 214,356 | $7.40M | 0.01% | +206,465+2,616.5% | Added |
| Alliancebernstein L.P. | 240,418 | $8.30M | 0.00% | −3,409−1.4% | Reduced |
| Bank of America Corp | 253,510 | $8.75M | 0.00% | +29,531+13.2% | Added |
| Hotchkis & Wiley Capital Management LLC | 266,685 | $9.21M | 0.04% | +26,910+11.2% | Added |
| Rhumbline Advisers | 283,446 | $9.79M | 0.01% | −5,445−1.9% | Reduced |
| Ceredex Value Advisors LLC | 304,787 | $10.5M | 0.16% | −17,507−5.4% | Reduced |
| Glenmede Trust Co NA | 308,389 | $10.6M | 0.06% | +3,961+1.3% | Added |
| Holocene Advisors, LP | 350,877 | $12.1M | 0.06% | +45,393+14.9% | Added |
| JPMorgan Chase & Co | 351,016 | $12.1M | 0.00% | +58,660+20.1% | Added |
| AQR Capital Management LLC | 381,989 | $13.0M | 0.03% | −142,754−27.2% | Reduced |
| First Trust Advisors LP | 517,235 | $17.9M | 0.02% | +315,042+155.8% | Added |
| Goldman Sachs Group Inc | 523,670 | $18.1M | 0.00% | +4,327+0.8% | Added |
| Morgan Stanley | 549,390 | $19.0M | 0.00% | −31,058−5.4% | Reduced |
| American Century Companies Inc | 593,917 | $20.2M | 0.02% | +91,405+18.2% | Added |
| Ameriprise Financial Inc | 710,553 | $24.5M | 0.01% | −173,893−19.7% | Reduced |
| Norges Bank | 746,675 | $25.8M | 0.01% | +11,987+1.6% | Added |
| Nuveen Asset Management, LLC | 835,062 | $28.8M | 0.01% | −113,456−12.0% | Reduced |
| GW&K Investment Management, LLC | 859,640 | $29.7M | 0.29% | −201,982−19.0% | Reduced |
| Boston Trust Walden Corp | 884,736 | $30.5M | 0.26% | −304,487−25.6% | Reduced |
| FMR LLC | 957,149 | $33.0M | 0.00% | +40.0% | Added |
| Bank of New York Mellon Corp | 986,768 | $34.1M | 0.01% | −9,099−0.9% | Reduced |
| Northern Trust Corp | 1,146,239 | $39.6M | 0.01% | −39,842−3.4% | Reduced |
| Invesco Ltd. | 1,222,013 | $42.2M | 0.01% | −218,999−15.2% | Reduced |
| LSV Asset Management | 1,284,168 | $44.3M | 0.10% | −13,520−1.0% | Reduced |
| Principal Financial Group Inc | 1,370,261 | $47.3M | 0.03% | +104,923+8.3% | Added |
| Geode Capital Management, LLC | 1,441,875 | $49.8M | 0.01% | +22,981+1.6% | Added |
| Massachusetts Financial Services Co | 1,496,543 | $51.7M | 0.02% | −249,705−14.3% | Reduced |
| Charles Schwab Investment Management Inc | 1,912,782 | $66.0M | 0.02% | −119,099−5.9% | Reduced |
| State Street Corp | 3,204,198 | $110.6M | 0.01% | +103,765+3.3% | Added |
| Dimensional Fund Advisors LP | 3,588,943 | $123.9M | 0.04% | +298,006+9.1% | Added |
| Vanguard Group Inc | 7,420,615 | $256.2M | 0.01% | −3,1430.0% | Reduced |
| BlackRock Inc. | 8,749,118 | $302.0M | 0.01% | −133,696−1.5% | Reduced |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −130,671−100.0% | Sold out |
| Cambiar Investors LLC | 0 | $0 | 0.00% | −54,553−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −30,630−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −30,506−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −25,683−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −21,794−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −19,200−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −18,919−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −18,686−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −17,053−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −17,014−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −12,852−100.0% | Sold out |
| Connecticut Wealth Management, LLC | 0 | $0 | 0.00% | −12,190−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −9,774−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −6,171−100.0% | Sold out |
| Weil Company, Inc. | 0 | $0 | 0.00% | −5,350−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −5,259−100.0% | Sold out |
| Origin Asset Management LLP | 0 | $0 | 0.00% | −5,125−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −4,977−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Virtus Fund Advisers, LLC | 0 | $0 | 0.00% | −1,156−100.0% | Sold out |
| Harvest Fund Management Co., Ltd | 0 | $0 | 0.00% | −774−100.0% | Sold out |
| One Wealth Advisors, LLC | 0 | $0 | 0.00% | −316−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Palouse Capital Management, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| Willner & Heller, LLC | – | – | – | – | Not filed |