Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cathay General Bancorp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- −6 vs. Q4 2022
- Shares held
- 50.3M
- −309.8K (−0.6%) vs. Q4 2022
- Total value
- $1.74B
- −$328.7M (−15.9%) vs. Q4 2022
- New holders
- 24
- 89 more added
- Sold out
- 30
- 98 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Montreal | 11,859 | $413.8K | 0.00% | +2,490+26.6% | Added |
| Handelsbanken Fonder AB | 11,988 | $414.0K | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 12,202 | $421.2K | 0.00% | +3,383+38.4% | Added |
| ProShare Advisors LLC | 12,541 | $432.9K | 0.00% | −1,310−9.5% | Reduced |
| Berkeley, Inc | 12,720 | $439.1K | 0.32% | +2,023+18.9% | Added |
| Mariner, LLC | 13,347 | $460.0K | 0.00% | +868+7.0% | Added |
| New Mexico Educational Retirement Board | 13,500 | $466.0K | 0.02% | +1,700+14.4% | Added |
| Allianz Asset Management GmbH | 13,647 | $471.1K | 0.00% | −3,911−22.3% | Reduced |
| SEI Investments Co | 13,913 | $480.3K | 0.00% | +3,701+36.2% | Added |
| Legato Capital Management LLC | 14,685 | $506.9K | 0.09% | −2,264−13.4% | Reduced |
| Dean Capital Management | 14,685 | $506.9K | 0.66% | −2,264−13.4% | Reduced |
| Snowden Capital Advisors LLC | 14,688 | $507.0K | 0.02% | 00.0% | Unchanged |
| Commerce Bank | 14,751 | $509.2K | 0.00% | −265−1.8% | Reduced |
| CM Wealth Advisors LLC | 16,538 | $510.0K | 0.10% | +16,538 | New |
| Northwestern Mutual Investment Management Company, LLC | 16,138 | $557.1K | 0.01% | +9,252+134.4% | Added |
| Pathstone Family Office, LLC | 16,259 | $566.4K | 0.01% | −4,888−23.1% | Reduced |
| Occudo Quantitative Strategies LP | 16,578 | $572.3K | 0.05% | +16,578 | New |
| Citigroup Inc | 16,811 | $580.3K | 0.00% | −1,266−7.0% | Reduced |
| State of Michigan Retirement System | 18,330 | $632.8K | 0.00% | −600−3.2% | Reduced |
| Louisiana State Employees Retirement System | 19,300 | $666.2K | 0.02% | −600−3.0% | Reduced |
| Virtus Investment Advisers, Inc. | 19,542 | $674.6K | 0.47% | −13,019−40.0% | Reduced |
| Teacher Retirement System of Texas | 19,842 | $685.0K | 0.00% | −8,097−29.0% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,199 | $697.3K | 0.13% | +9,155+82.9% | Added |
| Arizona State Retirement System | 20,483 | $707.1K | 0.01% | +521+2.6% | Added |
| Winton Group Ltd | 20,891 | $721.2K | 0.04% | +3,729+21.7% | Added |
| JustInvest LLC | 21,152 | $730.2K | 0.03% | +21,152 | New |
| Oregon Public Employees Retirement Fund | 21,228 | $732.8K | 0.01% | −655−3.0% | Reduced |
| Truist Financial Corp | 22,314 | $770.3K | 0.00% | +73+0.3% | Added |
| Affinity Investment Advisors, LLC | 22,335 | $771.0K | 0.41% | −1,000−4.3% | Reduced |
| D. E. Shaw & Co., Inc. | 22,997 | $793.9K | 0.00% | −48,745−67.9% | Reduced |
| Captrust Financial Advisors | 23,320 | $805.0K | 0.00% | −324−1.4% | Reduced |
| Ameritas Investment Partners, Inc. | 24,165 | $834.2K | 0.03% | −620−2.5% | Reduced |
| UBS Group AG | 24,323 | $839.6K | 0.00% | −6,397−20.8% | Reduced |
| Thrivent Financial for Lutherans | 25,431 | $878.0K | 0.00% | +5,480+27.5% | Added |
| Cornercap Investment Counsel Inc | 25,689 | $886.8K | 0.16% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 26,525 | $915.6K | 0.00% | −8,806−24.9% | Reduced |
| M&T Bank Corp | 26,573 | $917.6K | 0.00% | −2,216−7.7% | Reduced |
| ORG Partners LLC | 27,388 | $945.4K | 0.23% | +27,388 | New |
| Ensign Peak Advisors, Inc | 27,758 | $958.2K | 0.00% | +2,300+9.0% | Added |
| Jupiter Asset Management Ltd | 27,851 | $961.1K | 0.01% | 00.0% | Unchanged |
| Citizens Business Bank | 14,520 | $1.00M | 0.23% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 30,792 | $1.06M | 0.05% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 30,822 | $1.06M | 0.01% | +10,973+55.3% | Added |
| Price T Rowe Associates Inc | 31,011 | $1.07M | 0.00% | +636+2.1% | Added |
| Amussen Hunsaker Associates LLC | 31,126 | $1.07M | 0.27% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 31,319 | $1.08M | 0.00% | +637+2.1% | Added |
| Two Sigma Investments, LP | 31,369 | $1.08M | 0.00% | −24,311−43.7% | Reduced |
| Advisor Group Holdings, Inc. | 32,139 | $1.11M | 0.00% | −58−0.2% | Reduced |
| Linden Thomas Advisory Services, LLC | 32,177 | $1.11M | 0.28% | +2,556+8.6% | Added |
| Gsa Capital Partners LLP | 32,327 | $1.12M | 0.11% | −4,268−11.7% | Reduced |
| Janus Henderson Group PLC | 32,551 | $1.12M | 0.00% | +21,996+208.4% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 32,763 | $1.13M | 0.01% | −713−2.1% | Reduced |
| NorthCrest Asset Manangement, LLC | 34,436 | $1.19M | 0.05% | +900+2.7% | Added |
| Omers Administration Corp | 35,236 | $1.22M | 0.02% | +6,000+20.5% | Added |
| Arrowstreet Capital, Limited Partnership | 35,589 | $1.23M | 0.00% | −33,312−48.3% | Reduced |
| SG Americas Securities, LLC | 36,788 | $1.27M | 0.02% | +18,072+96.6% | Added |
| Yousif Capital Management, LLC | 36,985 | $1.28M | 0.02% | −935−2.5% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.28M | 0.01% | 00.0% | Unchanged |
| Aviva PLC | 37,226 | $1.29M | 0.01% | +13,986+60.2% | Added |
| Jane Street Group, LLC | 37,431 | $1.29M | 0.00% | +27,270+268.4% | Added |
| Two Sigma Advisers, LP | 37,500 | $1.29M | 0.00% | +2,300+6.5% | Added |
| Cubist Systematic Strategies, LLC | 37,911 | $1.31M | 0.01% | −36,955−49.4% | Reduced |
| New York State Common Retirement Fund | 37,926 | $1.31M | 0.00% | −16,199−29.9% | Reduced |
| Dean Investment Associates, LLC | 38,892 | $1.34M | 0.21% | −3,810−8.9% | Reduced |
| Guggenheim Capital LLC | 39,003 | $1.35M | 0.01% | +1,663+4.5% | Added |
| First Republic Investment Management, Inc. | 40,292 | $1.39M | 0.00% | +80.0% | Added |
| Rafferty Asset Management, LLC | 41,893 | $1.45M | 0.01% | +25,212+151.1% | Added |
| BNP Paribas Arbitrage, SA | 43,337 | $1.50M | 0.00% | +23,789+121.7% | Added |
| Virginia Retirement Systems Et Al | 44,200 | $1.53M | 0.02% | −17,600−28.5% | Reduced |
| Amalgamated Bank | 45,866 | $1.58M | 0.01% | −3,885−7.8% | Reduced |
| Deutsche Bank AG | 45,959 | $1.59M | 0.00% | +12,385+36.9% | Added |
| State of Tennessee, Treasury Department | 46,936 | $1.62M | 0.01% | −6,159−11.6% | Reduced |
| Macquarie Group Ltd | 47,800 | $1.65M | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 48,260 | $1.67M | 0.00% | −400−0.8% | Reduced |
| Ontario Teachers Pension Plan Board | 48,397 | $1.67M | 0.02% | −2,467−4.9% | Reduced |
| Putnam Investments LLC | 48,430 | $1.67M | 0.00% | −2,056−4.1% | Reduced |
| HRT Financial LP | 51,307 | $1.77M | 0.02% | +51,307 | New |
| Mercer Global Advisors Inc | 52,699 | $1.82M | 0.01% | +9,923+23.2% | Added |
| Envestnet Asset Management Inc | 54,783 | $1.89M | 0.00% | −1,240−2.2% | Reduced |
| Prudential Financial Inc | 55,383 | $1.91M | 0.00% | −58,725−51.5% | Reduced |
| Susquehanna International Group, LLP | 55,649 | $1.92M | 0.00% | +42,753+331.5% | Added |
| Mutual of America Capital Management LLC | 58,559 | $2.02M | 0.02% | −2,580−4.2% | Reduced |
| Victory Capital Management Inc | 58,913 | $2.03M | 0.00% | −13,210−18.3% | Reduced |
| Texas Permanent School Fund | 63,410 | $2.19M | 0.02% | +13,382+26.7% | Added |
| ExodusPoint Capital Management, LP | 69,780 | $2.41M | 0.03% | +69,780 | New |
| Barclays PLC | 72,750 | $2.51M | 0.00% | +34,959+92.5% | Added |
| State Board of Administration of Florida Retirement System | 73,644 | $2.54M | 0.01% | +860+1.2% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 80,011 | $2.76M | 0.34% | −1,934−2.4% | Reduced |
| MetLife Investment Management | 80,168 | $2.77M | 0.02% | −3,508−4.2% | Reduced |
| Manufacturers Life Insurance Company, The | 81,784 | $2.82M | 0.00% | −3,617−4.2% | Reduced |
| Qube Research & Technologies Ltd | 82,393 | $2.84M | 0.02% | −3,957−4.6% | Reduced |
| Algert Global LLC | 84,569 | $2.92M | 0.14% | −17,422−17.1% | Reduced |
| California State Teachers Retirement System | 88,064 | $3.04M | 0.00% | −2,216−2.5% | Reduced |
| Ergoteles LLC | 89,200 | $3.08M | 0.12% | +89,200 | New |
| Voya Investment Management LLC | 90,583 | $3.13M | 0.00% | +8,446+10.3% | Added |
| UBS Asset Management Americas Inc | 92,651 | $3.20M | 0.00% | +7,858+9.3% | Added |
| Retirement Systems of Alabama | 95,046 | $3.28M | 0.01% | −3,034−3.1% | Reduced |
| Wedge Capital Management L L P | 101,926 | $3.52M | 0.06% | −2,587−2.5% | Reduced |
| Credit Suisse AG | 105,032 | $3.63M | 0.00% | +2,081+2.0% | Added |
| Legal & General Group Plc | 107,239 | $3.70M | 0.00% | +1,755+1.7% | Added |