Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Cathay General Bancorp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 252
- +11 vs. Q3 2022
- Shares held
- 50.7M
- +143.0K (+0.3%) vs. Q3 2022
- Total value
- $2.07B
- +$123.3M (+6.3%) vs. Q3 2022
- New holders
- 29
- 98 more added
- Sold out
- 18
- 87 more reduced
5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qube Research & Technologies Ltd | 86,350 | $3.52M | 0.02% | +4,458+5.4% | Added |
| California State Teachers Retirement System | 90,280 | $3.68M | 0.01% | +409+0.5% | Added |
| Retirement Systems of Alabama | 98,080 | $4.00M | 0.02% | +648+0.7% | Added |
| Algert Global LLC | 101,991 | $4.16M | 0.23% | −520−0.5% | Reduced |
| Credit Suisse AG | 102,951 | $4.20M | 0.00% | +4,811+4.9% | Added |
| Wedge Capital Management L L P | 104,513 | $4.26M | 0.07% | −3,233−3.0% | Reduced |
| Legal & General Group Plc | 105,484 | $4.30M | 0.00% | −300−0.3% | Reduced |
| Prudential Financial Inc | 114,108 | $4.65M | 0.01% | −22,150−16.3% | Reduced |
| Renaissance Technologies LLC | 130,671 | $5.33M | 0.01% | +8,400+6.9% | Added |
| Brandywine Global Investment Management, LLC | 139,019 | $5.67M | 0.04% | −3,981−2.8% | Reduced |
| Congress Asset Management Co | 148,931 | $6.07M | 0.06% | −3,729−2.4% | Reduced |
| American International Group, Inc. | 149,197 | $6.09M | 0.04% | −1,656−1.1% | Reduced |
| New York State Teachers Retirement System | 168,914 | $6.89M | 0.02% | +2,770+1.7% | Added |
| Cambria Investment Management, L.P. | 170,016 | $6.93M | 0.58% | +26,496+18.5% | Added |
| Sapience Investments, LLC | 170,255 | $6.94M | 1.46% | +10,890+6.8% | Added |
| Swiss National Bank | 170,900 | $6.97M | 0.01% | +1,400+0.8% | Added |
| Raymond James & Associates | 171,578 | $7.00M | 0.01% | +240.0% | Added |
| Wells Fargo & Company | 180,637 | $7.37M | 0.00% | +2,413+1.4% | Added |
| Nordea Investment Management AB | 185,014 | $7.54M | 0.01% | −4,516−2.4% | Reduced |
| First Trust Advisors LP | 202,193 | $8.25M | 0.01% | +39,265+24.1% | Added |
| Bank of America Corp | 223,979 | $9.14M | 0.00% | +33,540+17.6% | Added |
| Hotchkis & Wiley Capital Management LLC | 239,775 | $9.78M | 0.04% | +78,060+48.3% | Added |
| Alliancebernstein L.P. | 243,827 | $9.95M | 0.00% | +538+0.2% | Added |
| Rhumbline Advisers | 288,891 | $11.8M | 0.02% | +4,426+1.6% | Added |
| JPMorgan Chase & Co | 292,356 | $11.9M | 0.00% | −158,474−35.2% | Reduced |
| Glenmede Trust Co NA | 304,428 | $12.4M | 0.07% | −37,985−11.1% | Reduced |
| Holocene Advisors, LP | 305,484 | $12.5M | 0.08% | −10,371−3.3% | Reduced |
| Ceredex Value Advisors LLC | 322,294 | $13.1M | 0.20% | −28,507−8.1% | Reduced |
| American Century Companies Inc | 502,512 | $20.5M | 0.02% | +95,670+23.5% | Added |
| Goldman Sachs Group Inc | 519,343 | $21.2M | 0.01% | −95,807−15.6% | Reduced |
| AQR Capital Management LLC | 524,743 | $21.4M | 0.05% | −15,600−2.9% | Reduced |
| Morgan Stanley | 580,448 | $23.7M | 0.00% | +80,286+16.1% | Added |
| Norges Bank | 734,688 | $30.0M | 0.01% | +43,774+6.3% | Added |
| Ameriprise Financial Inc | 884,446 | $36.1M | 0.01% | −52,398−5.6% | Reduced |
| Nuveen Asset Management, LLC | 948,518 | $38.7M | 0.01% | −69,640−6.8% | Reduced |
| FMR LLC | 957,145 | $39.0M | 0.00% | −21,006−2.1% | Reduced |
| Bank of New York Mellon Corp | 995,867 | $40.6M | 0.01% | −145,559−12.8% | Reduced |
| GW&K Investment Management, LLC | 1,061,622 | $43.3M | 0.44% | −12,279−1.1% | Reduced |
| Northern Trust Corp | 1,186,081 | $48.4M | 0.01% | +2,049+0.2% | Added |
| Boston Trust Walden Corp | 1,189,223 | $48.5M | 0.43% | −4,541−0.4% | Reduced |
| Principal Financial Group Inc | 1,265,338 | $51.6M | 0.04% | −27,917−2.2% | Reduced |
| LSV Asset Management | 1,297,688 | $52.9M | 0.12% | +13,170+1.0% | Added |
| Geode Capital Management, LLC | 1,418,894 | $57.9M | 0.01% | +43,939+3.2% | Added |
| Invesco Ltd. | 1,441,012 | $58.8M | 0.02% | +267,719+22.8% | Added |
| Massachusetts Financial Services Co | 1,746,248 | $71.2M | 0.02% | +44,652+2.6% | Added |
| Charles Schwab Investment Management Inc | 2,031,881 | $82.9M | 0.03% | +153,790+8.2% | Added |
| State Street Corp | 3,100,433 | $126.5M | 0.01% | +5,477+0.2% | Added |
| Dimensional Fund Advisors LP | 3,290,937 | $134.2M | 0.05% | +233,646+7.6% | Added |
| Vanguard Group Inc | 7,423,758 | $302.8M | 0.01% | +155,285+2.1% | Added |
| BlackRock Inc. | 8,882,814 | $362.3M | 0.01% | +267,156+3.1% | Added |
| Palouse Capital Management, Inc. | 5,000 | – | – | +5,000 | New |
| Tfo-TDC, LLC | 9 | – | – | +9 | New |
| Interval Partners, LP | 0 | $0 | 0.00% | −298,880−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −128,100−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −55,665−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −53,467−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −39,182−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −36,279−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −30,400−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −14,567−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −6,950−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −6,705−100.0% | Sold out |
| Robeco Institutional Asset Management B.V. | 0 | $0 | 0.00% | −6,604−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −5,624−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −5,556−100.0% | Sold out |
| Picton Mahoney Asset Management | 0 | $0 | 0.00% | −1,736−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −730−100.0% | Sold out |
| Barrow Hanley Mewhinney & Strauss LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −53−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Eaton Vance Management | – | – | – | – | Not filed |
| Covington Capital Management | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |