Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Avantax, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +14 vs. Q2 2023
- Shares held
- 32.6M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $835.0M
- +$79.5M (+10.5%) vs. Q2 2023
- New holders
- 37
- 39 more added
- Sold out
- 23
- 64 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Squarepoint Ops LLC | 44,864 | $1.15M | 0.01% | +35,540+381.2% | Added |
| Public Sector Pension Investment Board | 45,435 | $1.16M | 0.01% | −38,470−45.8% | Reduced |
| Centiva Capital, LP | 53,422 | $1.37M | 0.07% | +53,422 | New |
| Two Sigma Advisers, LP | 53,800 | $1.38M | 0.00% | −75,251−58.3% | Reduced |
| Avantax Advisory Services, Inc. | 54,987 | $1.41M | 0.02% | −22,058−28.6% | Reduced |
| Barclays PLC | 55,761 | $1.43M | 0.00% | +30,286+118.9% | Added |
| HRT Financial LP | 56,143 | $1.44M | 0.01% | −4,236−7.0% | Reduced |
| Carmignac Gestion | 56,144 | $1.44M | 0.03% | +56,144 | New |
| PenderFund Capital Management Ltd. | 42,064 | $1.46M | 0.44% | +42,064 | New |
| EJF Capital LLC | 57,432 | $1.47M | 0.65% | +23,432+68.9% | Added |
| Virtu Financial LLC | 67,643 | $1.73M | 0.17% | +67,643 | New |
| Russell Investments Group, Ltd. | 71,193 | $1.82M | 0.00% | −112,017−61.1% | Reduced |
| Balyasny Asset Management LLC | 73,582 | $1.88M | 0.01% | +73,582 | New |
| New York State Teachers Retirement System | 78,213 | $2.00M | 0.00% | −13,780−15.0% | Reduced |
| Swiss National Bank | 80,600 | $2.06M | 0.00% | +3,100+4.0% | Added |
| Credit Suisse AG | 86,717 | $2.22M | 0.00% | +46,989+118.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 90,243 | $2.31M | 0.01% | −297−0.3% | Reduced |
| Federated Hermes, Inc. | 92,043 | $2.35M | 0.01% | −9,116−9.0% | Reduced |
| Moore Capital Management, LP | 98,152 | $2.51M | 0.07% | +98,152 | New |
| Citadel Advisors LLC | 101,666 | $2.60M | 0.00% | +97,590+2,394.3% | Added |
| Vivaldi Asset Management, LLC | 105,139 | $2.69M | 0.15% | +105,139 | New |
| Legal & General Group Plc | 108,548 | $2.78M | 0.00% | −7,122−6.2% | Reduced |
| Ameriprise Financial Inc | 118,856 | $3.04M | 0.00% | −18,488−13.5% | Reduced |
| Rhumbline Advisers | 120,225 | $3.08M | 0.00% | −4,232−3.4% | Reduced |
| Nuveen Asset Management, LLC | 123,300 | $3.15M | 0.00% | −4,823−3.8% | Reduced |
| Alliancebernstein L.P. | 131,420 | $3.36M | 0.00% | +81,746+164.6% | Added |
| Schroder Investment Management Group | 134,524 | $3.44M | 0.01% | +64,010+90.8% | Added |
| Norges Bank | 144,275 | $3.69M | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 156,462 | $4.00M | 0.00% | +124,587+390.9% | Added |
| Highland Capital Management Fund Advisors, L.P. | 164,640 | $4.21M | 0.60% | +164,640 | New |
| Invesco Ltd. | 189,202 | $4.84M | 0.00% | −1,879,552−90.9% | Reduced |
| Principal Financial Group Inc | 197,021 | $5.04M | 0.00% | −22,878−10.4% | Reduced |
| Great Lakes Advisors, LLC | 203,999 | $5.22M | 0.05% | +19,922+10.8% | Added |
| Millennium Management LLC | 204,594 | $5.23M | 0.01% | −51,089−20.0% | Reduced |
| Versor Investments LP | 223,676 | $5.72M | 1.16% | +203,306+998.1% | Added |
| Deutsche Bank AG | 250,168 | $6.40M | 0.00% | +2,319+0.9% | Added |
| P Schoenfeld Asset Management LP | 256,200 | $6.55M | 0.83% | +256,200 | New |
| UBS Group AG | 260,180 | $6.66M | 0.00% | +231,056+793.4% | Added |
| JPMorgan Chase & Co | 265,068 | $6.78M | 0.00% | −41,141−13.4% | Reduced |
| Qube Research & Technologies Ltd | 285,562 | $7.30M | 0.02% | +96,386+51.0% | Added |
| Charles Schwab Investment Management Inc | 300,410 | $7.68M | 0.00% | +2,074+0.7% | Added |
| Bank of New York Mellon Corp | 318,496 | $8.15M | 0.00% | −24,062−7.0% | Reduced |
| NewEdge Wealth, LLC | 351,247 | $8.98M | 0.28% | −496,052−58.5% | Reduced |
| Northern Trust Corp | 424,767 | $10.9M | 0.00% | −8,692−2.0% | Reduced |
| CNH Partners LLC | 466,478 | $11.9M | 0.54% | +466,478 | New |
| Boston Partners | 469,780 | $12.0M | 0.02% | −10,577−2.2% | Reduced |
| Glazer Capital, LLC | 475,741 | $12.2M | 0.79% | +475,741 | New |
| Simcoe Capital Management, LLC | 501,063 | $12.8M | 1.85% | −759,510−60.3% | Reduced |
| Geode Capital Management, LLC | 780,556 | $20.0M | 0.00% | +739+0.1% | Added |
| Water Island Capital LLC | 787,549 | $20.1M | 1.83% | +787,549 | New |
| Woodline Partners LP | 864,304 | $22.1M | 0.26% | +864,304 | New |
| Renaissance Technologies LLC | 867,700 | $22.2M | 0.04% | −48,600−5.3% | Reduced |
| Engine Capital Management, LP | 874,857 | $22.4M | 4.98% | 00.0% | Unchanged |
| Magnetar Financial LLC | 892,041 | $22.8M | 0.58% | +892,041 | New |
| Morgan Stanley | 1,091,450 | $27.9M | 0.00% | +791,927+264.4% | Added |
| Goldman Sachs Group Inc | 1,186,353 | $30.3M | 0.01% | +935,983+373.8% | Added |
| Dimensional Fund Advisors LP | 1,436,832 | $36.8M | 0.01% | −209,083−12.7% | Reduced |
| State Street Corp | 1,559,615 | $39.9M | 0.00% | +48,574+3.2% | Added |
| Van Berkom & Associates Inc. | 2,610,995 | $66.8M | 2.17% | +413,417+18.8% | Added |
| Vanguard Group Inc | 4,082,841 | $104.4M | 0.00% | −198,677−4.6% | Reduced |
| BlackRock Inc. | 5,784,266 | $148.0M | 0.00% | −510,729−8.1% | Reduced |
| P2 Capital Partners, LLC | 0 | $0 | 0.00% | −2,300,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −778,517−100.0% | Sold out |
| No Street GP LP | 0 | $0 | 0.00% | −698,400−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −144,800−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −101,159−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −72,691−100.0% | Sold out |
| Wedge Capital Management L L P | 0 | $0 | 0.00% | −72,118−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −44,261−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −31,694−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −23,758−100.0% | Sold out |
| Fifth Lane Capital, LP | 0 | $0 | 0.00% | −21,397−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −15,999−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,309−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −13,601−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −9,367−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −4,919−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,600−100.0% | Sold out |
| Gladius Capital Management LP | 0 | $0 | 0.00% | −1,239−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −495−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −41−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Quent Capital, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |