Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Avantax, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +2 vs. Q3 2022
- Shares held
- 44.7M
- +98.2K (+0.2%) vs. Q3 2022
- Total value
- $1.14B
- +$278.8M (+32.3%) vs. Q3 2022
- New holders
- 18
- 45 more added
- Sold out
- 16
- 66 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 53,914 | $1.38M | 0.02% | +53,914 | New |
| Gsa Capital Partners LLP | 54,209 | $1.38M | 0.17% | −11,830−17.9% | Reduced |
| EAM Investors, LLC | 55,494 | $1.42M | 0.29% | −15,854−22.2% | Reduced |
| California State Teachers Retirement System | 56,364 | $1.44M | 0.00% | +967+1.7% | Added |
| Tudor Investment Corp Et Al | 56,588 | $1.45M | 0.04% | +11,254+24.8% | Added |
| SEI Investments Co | 60,106 | $1.53M | 0.00% | +577+1.0% | Added |
| Great West Life Assurance Co | 63,709 | $1.63M | 0.00% | +4,729+8.0% | Added |
| Algert Global LLC | 63,992 | $1.63M | 0.09% | −940−1.4% | Reduced |
| Avantax Advisory Services, Inc. | 72,062 | $1.84M | 0.02% | −250−0.3% | Reduced |
| Wellington Management Group LLP | 80,600 | $2.06M | 0.00% | +80,600 | New |
| EAM Global Investors LLC | 82,133 | $2.10M | 0.54% | −22,493−21.5% | Reduced |
| Two Sigma Investments, LP | 82,346 | $2.10M | 0.01% | +55,836+210.6% | Added |
| Goldman Sachs Group Inc | 84,469 | $2.16M | 0.00% | −113,714−57.4% | Reduced |
| Public Sector Pension Investment Board | 87,463 | $2.23M | 0.02% | −370.0% | Reduced |
| Federated Hermes, Inc. | 97,126 | $2.48M | 0.01% | −41,096−29.7% | Reduced |
| Swiss National Bank | 103,700 | $2.65M | 0.00% | +2,900+2.9% | Added |
| New York State Teachers Retirement System | 110,195 | $2.81M | 0.01% | −400−0.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 119,556 | $3.05M | 0.01% | −13,546−10.2% | Reduced |
| Rhumbline Advisers | 136,136 | $3.48M | 0.00% | −844−0.6% | Reduced |
| Nuveen Asset Management, LLC | 137,800 | $3.52M | 0.00% | −6,554−4.5% | Reduced |
| Legal & General Group Plc | 140,960 | $3.60M | 0.00% | +4,864+3.6% | Added |
| Advisory Research Inc | 177,105 | $4.52M | 0.43% | −8,913−4.8% | Reduced |
| Kestrel Investment Management Corp | 184,750 | $4.72M | 2.73% | −5,900−3.1% | Reduced |
| Two Sigma Advisers, LP | 205,251 | $5.24M | 0.01% | −15,400−7.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 206,100 | $5.26M | 0.03% | −45,800−18.2% | Reduced |
| Ameriprise Financial Inc | 209,064 | $5.34M | 0.00% | −7,164−3.3% | Reduced |
| Caption Management, LLC | 235,200 | $6.00M | 1.01% | +235,200 | New |
| Deutsche Bank AG | 274,978 | $7.02M | 0.00% | +3,467+1.3% | Added |
| Jupiter Asset Management Ltd | 281,024 | $7.17M | 0.10% | 00.0% | Unchanged |
| Millennium Management LLC | 289,457 | $7.39M | 0.01% | +134,195+86.4% | Added |
| Rothschild & Co Asset Management US Inc. | 294,993 | $7.53M | 0.11% | −718−0.2% | Reduced |
| Principal Financial Group Inc | 295,277 | $7.54M | 0.01% | −1,179−0.4% | Reduced |
| Morgan Stanley | 340,858 | $8.70M | 0.00% | +27,133+8.6% | Added |
| Charles Schwab Investment Management Inc | 360,491 | $9.20M | 0.00% | +10,072+2.9% | Added |
| Portolan Capital Management, LLC | 376,123 | $9.60M | 0.95% | −23,525−5.9% | Reduced |
| D. E. Shaw & Co., Inc. | 387,503 | $9.89M | 0.02% | −128,729−24.9% | Reduced |
| Norges Bank | 404,940 | $10.3M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 428,969 | $11.0M | 0.00% | −7,239−1.7% | Reduced |
| Northern Trust Corp | 516,653 | $13.2M | 0.00% | −22,240−4.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 538,000 | $13.7M | 0.09% | −10,779−2.0% | Reduced |
| Boston Partners | 581,896 | $15.2M | 0.02% | +480,680+474.9% | Added |
| Russell Investments Group, Ltd. | 632,053 | $16.1M | 0.03% | +149,115+30.9% | Added |
| JPMorgan Chase & Co | 804,448 | $20.5M | 0.00% | +27,498+3.5% | Added |
| Geode Capital Management, LLC | 876,914 | $22.4M | 0.00% | +31,610+3.7% | Added |
| Renaissance Technologies LLC | 937,000 | $23.9M | 0.03% | +27,900+3.1% | Added |
| No Street GP LP | 1,200,000 | $30.6M | 4.04% | +100,000+9.1% | Added |
| Newtyn Management, LLC | 1,300,000 | $33.2M | 6.85% | −276,303−17.5% | Reduced |
| State Street Corp | 1,590,027 | $40.6M | 0.00% | −63,834−3.9% | Reduced |
| Simcoe Capital Management, LLC | 1,711,575 | $43.7M | 5.22% | +160,397+10.3% | Added |
| Dimensional Fund Advisors LP | 1,790,162 | $45.7M | 0.02% | −285,807−13.8% | Reduced |
| Invesco Ltd. | 1,833,650 | $46.8M | 0.01% | +558,248+43.8% | Added |
| P2 Capital Partners, LLC | 2,300,000 | $58.7M | 7.76% | 00.0% | Unchanged |
| Hill Path Capital LP | 2,312,749 | $59.0M | 2.77% | 00.0% | Unchanged |
| Engine Capital Management, LP | 2,370,384 | $60.5M | 17.67% | +583,932+32.7% | Added |
| Van Berkom & Associates Inc. | 2,405,184 | $61.4M | 2.63% | −180,337−7.0% | Reduced |
| Vanguard Group Inc | 5,292,463 | $135.1M | 0.00% | +75,919+1.5% | Added |
| BlackRock Inc. | 7,569,360 | $193.2M | 0.01% | +72,866+1.0% | Added |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −710,739−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −309,631−100.0% | Sold out |
| Voss Capital, LLC | 0 | $0 | 0.00% | −129,013−100.0% | Sold out |
| Golden Gate Private Equity, Inc. | 0 | $0 | 0.00% | −106,080−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −55,201−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −46,968−100.0% | Sold out |
| CastleKnight Management LP | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −32,624−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −19,949−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,193−100.0% | Sold out |
| Cim Investment Mangement Inc | 0 | $0 | 0.00% | −15,569−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −15,138−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −11,450−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −11,163−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −4,488−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |