Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Avantax, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +11 vs. Q1 2021
- Shares held
- 44.0M
- −442.3K (−1.0%) vs. Q1 2021
- Total value
- $760.9M
- +$22.2M (+3.0%) vs. Q1 2021
- New holders
- 21
- 50 more added
- Sold out
- 10
- 59 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| PEAK6 Investments LLC | 59,742 | $1.03M | 0.03% | −68,736−53.5% | Reduced |
| CM Management, LLC | 65,000 | $1.13M | 0.81% | −35,000−35.0% | Reduced |
| Credit Suisse AG | 66,351 | $1.15M | 0.00% | +5,671+9.3% | Added |
| California State Teachers Retirement System | 66,884 | $1.16M | 0.00% | −5,759−7.9% | Reduced |
| Price T Rowe Associates Inc | 71,377 | $1.24M | 0.00% | +2,335+3.4% | Added |
| Rothschild & Co Asset Management US Inc. | 88,459 | $1.53M | 0.02% | −65,540−42.6% | Reduced |
| ExodusPoint Capital Management, LP | 95,301 | $1.65M | 0.03% | +95,301 | New |
| Goldman Sachs Group Inc | 98,288 | $1.70M | 0.00% | +29,615+43.1% | Added |
| Public Sector Pension Investment Board | 99,054 | $1.72M | 0.01% | −37,331−27.4% | Reduced |
| Swiss National Bank | 106,200 | $1.84M | 0.00% | −3,600−3.3% | Reduced |
| Group One Trading, L.P. | 109,954 | $1.90M | 0.04% | −5,393−4.7% | Reduced |
| New York State Teachers Retirement System | 111,115 | $1.92M | 0.00% | −5,300−4.6% | Reduced |
| Tudor Investment Corp Et Al | 115,888 | $2.01M | 0.04% | −104,592−47.4% | Reduced |
| Parametric Portfolio Associates LLC | 121,919 | $2.11M | 0.00% | +22,615+22.8% | Added |
| Legal & General Group Plc | 123,823 | $2.14M | 0.00% | −32,715−20.9% | Reduced |
| Boston Partners | 128,194 | $2.22M | 0.00% | −36,933−22.4% | Reduced |
| Gsa Capital Partners LLP | 150,741 | $2.61M | 0.29% | +150,741 | New |
| Rhumbline Advisers | 151,649 | $2.63M | 0.00% | −14,223−8.6% | Reduced |
| Two Sigma Investments, LP | 153,437 | $2.66M | 0.01% | −32,970−17.7% | Reduced |
| Ameriprise Financial Inc | 210,795 | $3.65M | 0.00% | −6,467−3.0% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 214,259 | $3.71M | 0.22% | +120.0% | Added |
| Arrowstreet Capital, Limited Partnership | 231,712 | $4.01M | 0.00% | −118,597−33.9% | Reduced |
| Citadel Advisors LLC | 231,729 | $4.01M | 0.00% | +134,674+138.8% | Added |
| Kestrel Investment Management Corp | 249,250 | $4.32M | 1.69% | −200−0.1% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 255,901 | $4.43M | 0.10% | +63,912+33.3% | Added |
| Morgan Stanley | 266,828 | $4.62M | 0.00% | +127,601+91.6% | Added |
| Assenagon Asset Management S.A. | 268,291 | $4.64M | 0.02% | +92,291+52.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 275,717 | $4.77M | 0.01% | +25,394+10.1% | Added |
| Two Sigma Advisers, LP | 277,751 | $4.81M | 0.01% | +45,800+19.7% | Added |
| Deutsche Bank AG | 280,888 | $4.86M | 0.00% | −7,324−2.5% | Reduced |
| Principal Financial Group Inc | 334,748 | $5.79M | 0.00% | −36,271−9.8% | Reduced |
| Charles Schwab Investment Management Inc | 401,490 | $6.95M | 0.00% | +45,485+12.8% | Added |
| Balyasny Asset Management LLC | 421,681 | $7.30M | 0.04% | +363,338+622.8% | Added |
| Bank of New York Mellon Corp | 424,666 | $7.35M | 0.00% | −40,110−8.6% | Reduced |
| Millennium Management LLC | 432,362 | $7.48M | 0.01% | +181,418+72.3% | Added |
| Norges Bank | 450,696 | $7.80M | 0.00% | −77,125−14.6% | Reduced |
| JPMorgan Chase & Co | 543,279 | $9.40M | 0.00% | −137,974−20.3% | Reduced |
| Nuveen Asset Management, LLC | 573,504 | $9.93M | 0.00% | −49,741−8.0% | Reduced |
| Northern Trust Corp | 574,505 | $9.94M | 0.00% | +13,778+2.5% | Added |
| Jacobs Levy Equity Management, Inc | 612,113 | $10.6M | 0.07% | +370,618+153.5% | Added |
| Invesco Ltd. | 613,465 | $10.6M | 0.00% | +26,252+4.5% | Added |
| Archon Capital Management LLC | 685,404 | $11.9M | 2.53% | +15,420+2.3% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $13.0M | 1.63% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 827,908 | $14.3M | 0.00% | +26,695+3.3% | Added |
| Russell Investments Group, Ltd. | 1,259,244 | $21.8M | 0.04% | +282,161+28.9% | Added |
| Renaissance Technologies LLC | 1,391,000 | $24.1M | 0.03% | −131,700−8.6% | Reduced |
| D. E. Shaw & Co., Inc. | 1,511,266 | $26.2M | 0.03% | +19,909+1.3% | Added |
| Ancora Advisors, LLC | 1,637,357 | $28.3M | 0.74% | +3290.0% | Added |
| State Street Corp | 1,639,190 | $28.4M | 0.00% | +96,535+6.3% | Added |
| P2 Capital Partners, LLC | 2,300,000 | $39.8M | 2.99% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 3,258,262 | $56.4M | 0.02% | −31,593−1.0% | Reduced |
| Van Berkom & Associates Inc. | 4,066,325 | $70.4M | 1.93% | −453,580−10.0% | Reduced |
| Vanguard Group Inc | 4,977,536 | $86.2M | 0.00% | +97,599+2.0% | Added |
| BlackRock Inc. | 7,795,606 | $134.9M | 0.00% | −149,364−1.9% | Reduced |
| IAG Wealth Partners, LLC | 10 | – | – | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −98,600−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −46,991−100.0% | Sold out |
| Globeflex Capital L P | 0 | $0 | 0.00% | −31,521−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −22,945−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −17,947−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −15,291−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,177−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Aua Capital Management, LLC | 0 | $0 | 0.00% | −46−100.0% | Sold out |