Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Athersys, Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- −5 vs. Q1 2022
- Shares held
- 41.9M
- −13.7M (−24.7%) vs. Q1 2022
- Total value
- $10.9M
- −$22.6M (−67.5%) vs. Q1 2022
- New holders
- 27
- 33 more added
- Sold out
- 32
- 27 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 9,946,969 | $2.59M | 0.00% | −1,039,976−9.5% | Reduced |
| Vahanian & Associates Financial Planning Inc. | 5,384,257 | $1.40M | 6.02% | +1,512,655+39.1% | Added |
| JPMorgan Chase & Co | 3,155,103 | $820.0K | 0.00% | +861,475+37.6% | Added |
| BlackRock Inc. | 2,697,592 | $701.0K | 0.00% | −10,551,872−79.6% | Reduced |
| Millennium Management LLC | 2,317,856 | $603.0K | 0.00% | +1,836,746+381.8% | Added |
| Geode Capital Management, LLC | 2,109,254 | $548.0K | 0.00% | −1,540,228−42.2% | Reduced |
| MAI Capital Management | 1,823,463 | $474.0K | 0.01% | +1,666,477+1,061.5% | Added |
| Group One Trading, L.P. | 1,202,533 | $313.0K | 0.01% | +560,669+87.4% | Added |
| Citadel Advisors LLC | 1,072,995 | $279.0K | 0.00% | +804,083+299.0% | Added |
| Ergoteles LLC | 1,044,300 | $272.0K | 0.01% | +1,044,300 | New |
| Green Alpha Advisors, LLC | 733,487 | $191.0K | 0.04% | +512,984+232.6% | Added |
| State Street Corp | 730,398 | $190.0K | 0.00% | −3,050,986−80.7% | Reduced |
| UBS Group AG | 724,652 | $188.0K | 0.00% | +167,756+30.1% | Added |
| Gsa Capital Partners LLP | 486,985 | $127.0K | 0.02% | −103,309−17.5% | Reduced |
| Morgan Stanley | 468,725 | $121.0K | 0.00% | +105,309+29.0% | Added |
| Jacob Asset Management of New York LLC | 450,000 | $117.0K | 0.12% | −200,000−30.8% | Reduced |
| Northern Trust Corp | 434,490 | $113.0K | 0.00% | −1,381,921−76.1% | Reduced |
| Pathstone Family Office, LLC | 401,669 | $104.4K | 0.00% | +320,122+392.6% | Added |
| Values First Advisors, Inc. | 382,805 | $100.0K | 0.07% | +34,929+10.0% | Added |
| Atria Wealth Solutions, Inc. | 327,000 | $85.0K | 0.00% | +5,400+1.7% | Added |
| Virtu Financial LLC | 323,282 | $84.0K | 0.01% | +230,436+248.2% | Added |
| Susquehanna International Group, LLP | 307,757 | $80.0K | 0.00% | −24,651−7.4% | Reduced |
| Bank of America Corp | 296,364 | $77.0K | 0.00% | −69,960−19.1% | Reduced |
| Qube Research & Technologies Ltd | 235,979 | $61.0K | 0.00% | +235,979 | New |
| Renaissance Technologies LLC | 227,900 | $59.0K | 0.00% | −152,085−40.0% | Reduced |
| Cedar Brook Financial Partners, LLC | 226,435 | $59.0K | 0.02% | +20,000+9.7% | Added |
| Goldman Sachs Group Inc | 222,907 | $57.0K | 0.00% | +53,491+31.6% | Added |
| Sequoia Financial Advisors, LLC | 223,407 | $56.0K | 0.00% | +69,102+44.8% | Added |
| HighTower Advisors, LLC | 208,498 | $52.0K | 0.00% | −5,662−2.6% | Reduced |
| Jane Street Group, LLC | 186,076 | $48.0K | 0.00% | +151,494+438.1% | Added |
| Advisor Group Holdings, Inc. | 156,139 | $41.0K | 0.00% | +9,284+6.3% | Added |
| Bank of New York Mellon Corp | 145,237 | $38.0K | 0.00% | −562,412−79.5% | Reduced |
| Boothbay Fund Management, LLC | 136,363 | $35.0K | 0.00% | +136,363 | New |
| BNP Paribas Arbitrage, SA | 129,530 | $33.7K | 0.00% | +111,140+604.4% | Added |
| Eqis Capital Management, Inc. | 123,990 | $32.2K | 0.00% | +106,426+605.9% | Added |
| HSBC Holdings PLC | 116,391 | $31.0K | 0.00% | +1,122+1.0% | Added |
| Simplex Trading, LLC | 117,705 | $30.0K | 0.00% | −112,465−48.9% | Reduced |
| Newport Capital Group, LLC | 100,246 | $26.0K | 0.03% | 00.0% | Unchanged |
| LMR Partners LLP | 101,267 | $26.0K | 0.00% | +101,267 | New |
| Price T Rowe Associates Inc | 96,900 | $25.0K | 0.00% | −18,011−15.7% | Reduced |
| Strategic Wealth Designers | 95,559 | $25.0K | 0.01% | +13,643+16.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 88,332 | $23.0K | 0.00% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 81,386 | $23.0K | 0.00% | +10,032+14.1% | Added |
| Envestnet Asset Management Inc | 87,796 | $23.0K | 0.00% | +64,364+274.7% | Added |
| Independent Advisor Alliance | 84,000 | $22.0K | 0.00% | +84,000 | New |
| Wealth Effects LLC | 82,100 | $21.0K | 0.01% | 00.0% | Unchanged |
| MYDA Advisors LLC | 80,000 | $21.0K | 0.01% | +80,000 | New |
| Wells Fargo & Company | 72,586 | $19.0K | 0.00% | −16,906−18.9% | Reduced |
| Perkins Capital Management Inc | 68,000 | $18.0K | 0.02% | −4,000−5.6% | Reduced |
| LPL Financial LLC | 65,131 | $17.0K | 0.00% | −2,000−3.0% | Reduced |
| Point72 Hong Kong Ltd | 64,200 | $17.0K | 0.00% | +51,508+405.8% | Added |
| Man Group plc | – | $17.0K | 0.00% | – | New |
| Integrated Advisors Network LLC | 60,600 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tobias Financial Advisors, Inc. | 60,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 60,000 | $16.0K | 0.01% | +18,000+42.9% | Added |
| Plancorp, LLC | 60,000 | $16.0K | 0.00% | +60,000 | New |
| HRT Financial LP | 58,084 | $15.0K | 0.00% | +16,340+39.1% | Added |
| Schonfeld Strategic Advisors LLC | 58,605 | $15.0K | 0.00% | +58,605 | New |
| Commonwealth Equity Services, LLC | 56,784 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 55,967 | $14.0K | 0.00% | +11,154+24.9% | Added |
| Sawtooth Solutions, LLC | 53,217 | $14.0K | 0.00% | +13,566+34.2% | Added |
| Gradient Investments LLC | 45,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 45,833 | $12.0K | 0.00% | +45,833 | New |
| BSW Wealth Partners | 45,924 | $12.0K | 0.00% | +45,924 | New |
| Blair William & Co | 37,800 | $10.0K | 0.00% | −11,500−23.3% | Reduced |
| Balyasny Asset Management LLC | 38,709 | $10.0K | 0.00% | +38,709 | New |
| Meridian Wealth Management, LLC | 39,380 | $10.0K | 0.00% | +39,380 | New |
| Accurate Wealth Management, LLC | 35,956 | $9.00K | 0.00% | +17,956+99.8% | Added |
| Y-Intercept (Hong Kong) Ltd | 36,309 | $9.00K | 0.00% | +36,309 | New |
| Moneta Group Investment Advisors LLC | 30,769 | $8.00K | 0.00% | +1,042+3.5% | Added |
| First Manhattan Co | 27,013 | $7.00K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 28,736 | $7.00K | 0.00% | +28,736 | New |
| Barclays PLC | 24,460 | $6.00K | 0.00% | −21,873−47.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,572 | $6.00K | 0.00% | −21,428−49.8% | Reduced |
| Boston Family Office LLC | 24,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 22,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 21,500 | $6.00K | 0.00% | +7,500+53.6% | Added |
| Cowen and Company, LLC | 23,243 | $6.00K | 0.00% | +23,243 | New |
| United Bank | 24,100 | $6.00K | 0.00% | +24,100 | New |
| Cubist Systematic Strategies, LLC | 23,581 | $6.00K | 0.00% | +23,581 | New |
| Personal Capital Advisors Corp | 20,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 17,525 | $5.00K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 19,000 | $5.00K | 0.00% | +5,000+35.7% | Added |
| Legal & General Group Plc | 16,998 | $4.00K | 0.00% | −5,243−23.6% | Reduced |
| Money Concepts Capital Corp | 17,500 | $4.00K | 0.00% | −3,050−14.8% | Reduced |
| Cresset Asset Management, LLC | 15,750 | $4.00K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $4.00K | 0.00% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 10,991 | $3.00K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 12,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 11,512 | $3.00K | 0.00% | +11,512 | New |
| Raymond James & Associates | 10,100 | $3.00K | 0.00% | +10,100 | New |
| Bayesian Capital Management, LP | 13,200 | $3.00K | 0.00% | +13,200 | New |
| Retirement Group, LLC | 10,000 | $3.00K | 0.00% | +10,000 | New |
| Magnus Financial Group LLC | 10,000 | $3.00K | 0.00% | +10,000 | New |
| The PNC Financial Services Group, Inc. | 7,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,764 | $1.00K | 0.00% | −254,076−98.9% | Reduced |
| Citigroup Inc | 2,207 | $1.00K | 0.00% | −13,002−85.5% | Reduced |