Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Athersys, Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −3 vs. Q2 2023
- Shares held
- 2.73M
- −1.62M (−37.3%) vs. Q2 2023
- Total value
- $1.18M
- −$2.61M (−68.9%) vs. Q2 2023
- New holders
- 5
- 11 more added
- Sold out
- 8
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vahanian & Associates Financial Planning Inc. | 939,530 | $406.0K | 1.30% | +98,100+11.7% | Added |
| Vanguard Group Inc | 543,219 | $234.7K | 0.00% | +146,226+36.8% | Added |
| Armistice Capital, LLC | 383,000 | $165.5K | 0.00% | −1,560,000−80.3% | Reduced |
| Geode Capital Management, LLC | 141,978 | $61.4K | 0.00% | −13,319−8.6% | Reduced |
| Values First Advisors, Inc. | 118,363 | $51.1K | 0.03% | +5,223+4.6% | Added |
| Susquehanna International Group, LLP | 114,835 | $49.6K | 0.00% | +86,028+298.6% | Added |
| BlackRock Inc. | 87,760 | $37.9K | 0.00% | −362,332−80.5% | Reduced |
| Renaissance Technologies LLC | 54,204 | $23.0K | 0.00% | −21,932−28.8% | Reduced |
| Millennium Management LLC | 52,095 | $22.5K | 0.00% | +40,121+335.1% | Added |
| State Street Corp | 42,413 | $18.3K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 40,783 | $17.6K | 0.00% | +40,783 | New |
| Strategic Wealth Designers | 34,973 | $15.1K | 0.00% | +17,622+101.6% | Added |
| Atomi Financial Group, Inc. | 33,000 | $14.3K | 0.00% | +12,000+57.1% | Added |
| Northern Trust Corp | 25,971 | $11.2K | 0.00% | −2,891−10.0% | Reduced |
| Virtu Financial LLC | 26,497 | $11.0K | 0.00% | +26,497 | New |
| Gradient Investments LLC | 21,700 | $9.38K | 0.00% | +19,700+985.0% | Added |
| XTX Topco Ltd | 17,373 | $7.51K | 0.00% | +17,373 | New |
| Morgan Stanley | 12,926 | $5.58K | 0.00% | −768−5.6% | Reduced |
| UBS Group AG | 12,454 | $5.38K | 0.00% | −1,409−10.2% | Reduced |
| Advisor Group Holdings, Inc. | 8,344 | $3.59K | 0.00% | +4,317+107.2% | Added |
| Tower Research Capital LLC (TRC) | 7,812 | $3.38K | 0.00% | −43−0.5% | Reduced |
| Simplex Trading, LLC | 2,339 | $1.00K | 0.00% | −1,721−42.4% | Reduced |
| Global Retirement Partners, LLC | 1,768 | $778 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,341 | $580 | 0.00% | +1,316+5,264.0% | Added |
| Bank of America Corp | 1,179 | $509 | 0.00% | −375−24.1% | Reduced |
| Wells Fargo & Company | 752 | $325 | 0.00% | −28−3.6% | Reduced |
| Clearstead Advisors, LLC | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 400 | $173 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $169 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 300 | $130 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $52 | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 105 | $46 | 0.00% | +105 | New |
| Oliver Lagore Vanvalin Investment Group | 83 | $36 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $30 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $18 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $17 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 36 | $16 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 20 | $9 | 0.00% | −2−9.1% | Reduced |
| Signaturefd, LLC | 4 | $2 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 654 | $0 | 0.00% | +330+101.9% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 1 | $0 | 0.00% | +1 | New |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −49,849−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −42,376−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −36,376−100.0% | Sold out |
| Green Alpha Advisors, LLC | 0 | $0 | 0.00% | −21,334−100.0% | Sold out |
| Pathstone Family Office, LLC | 0 | $0 | 0.00% | −13,016−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −11,473−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |