Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Athersys, Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −1 vs. Q1 2023
- Shares held
- 4.35M
- +2.09M (+92.7%) vs. Q1 2023
- Total value
- $3.79M
- +$1.01M (+36.3%) vs. Q1 2023
- New holders
- 6
- 9 more added
- Sold out
- 7
- 11 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 1,943,000 | $1.69M | 0.04% | +1,943,000 | New |
| Vahanian & Associates Financial Planning Inc. | 841,430 | $732.0K | 2.31% | +23,080+2.8% | Added |
| BlackRock Inc. | 450,092 | $391.6K | 0.00% | −1,605−0.4% | Reduced |
| Vanguard Group Inc | 396,993 | $345.4K | 0.00% | −6,081−1.5% | Reduced |
| Geode Capital Management, LLC | 155,297 | $135.1K | 0.00% | +76,297+96.6% | Added |
| Values First Advisors, Inc. | 113,140 | $98.4K | 0.06% | +96,967+599.6% | Added |
| Renaissance Technologies LLC | 76,136 | $66.0K | 0.00% | −12,900−14.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 49,849 | $43.4K | 0.00% | −113−0.2% | Reduced |
| Price T Rowe Associates Inc | 42,376 | $37.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 42,413 | $36.9K | 0.00% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 36,376 | $31.6K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 28,862 | $25.1K | 0.00% | +10,530+57.4% | Added |
| Susquehanna International Group, LLP | 28,807 | $25.1K | 0.00% | +28,807 | New |
| Green Alpha Advisors, LLC | 21,334 | $18.6K | 0.01% | −2,054−8.8% | Reduced |
| Atomi Financial Group, Inc. | 21,000 | $18.3K | 0.01% | +9,000+75.0% | Added |
| Strategic Wealth Designers | 17,351 | $15.1K | 0.00% | +3,338+23.8% | Added |
| UBS Group AG | 13,863 | $12.1K | 0.00% | −7,817−36.1% | Reduced |
| Morgan Stanley | 13,694 | $11.9K | 0.00% | +9+0.1% | Added |
| Pathstone Family Office, LLC | 13,016 | $11.3K | 0.00% | −823−5.9% | Reduced |
| Millennium Management LLC | 11,974 | $10.4K | 0.00% | +11,974 | New |
| Two Sigma Securities, LLC | 11,473 | $9.98K | 0.00% | +11,473 | New |
| Tower Research Capital LLC (TRC) | 7,855 | $6.83K | 0.00% | −1,391−15.0% | Reduced |
| Advisor Group Holdings, Inc. | 4,027 | $3.48K | 0.00% | −317−7.3% | Reduced |
| Simplex Trading, LLC | 4,060 | $3.00K | 0.00% | −38,349−90.4% | Reduced |
| Gradient Investments LLC | 2,000 | $1.74K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,768 | $1.54K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,554 | $1.35K | 0.00% | −5,341−77.5% | Reduced |
| Wells Fargo & Company | 780 | $678 | 0.00% | +77+11.0% | Added |
| Clearstead Advisors, LLC | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 400 | $348 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $339 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 300 | $261 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $218 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $104 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $72 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $61 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 36 | $36 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $35 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $35 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25 | $22 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 22 | $19 | 0.00% | +22 | New |
| Signaturefd, LLC | 4 | $3 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 324 | $0 | 0.00% | +221+214.6% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1 | – | – | +1 | New |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −31,395−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,480−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,069−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −551−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −701−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −24−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |