Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athersys, Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +2 vs. Q1 2021
- Shares held
- 50.9M
- −9.15M (−15.3%) vs. Q1 2021
- Total value
- $73.2M
- −$34.7M (−32.1%) vs. Q1 2021
- New holders
- 27
- 39 more added
- Sold out
- 25
- 33 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 14,277,137 | $20.6M | 0.00% | +138,351+1.0% | Added |
| Vanguard Group Inc | 9,844,531 | $14.2M | 0.00% | −144,881−1.5% | Reduced |
| JPMorgan Chase & Co | 3,809,839 | $5.49M | 0.00% | +421,908+12.5% | Added |
| State Street Corp | 3,633,078 | $5.23M | 0.00% | −8,753,432−70.7% | Reduced |
| Geode Capital Management, LLC | 3,454,380 | $4.97M | 0.00% | +390,984+12.8% | Added |
| Northern Trust Corp | 2,089,843 | $3.01M | 0.00% | +148,685+7.7% | Added |
| Millennium Management LLC | 1,002,826 | $1.44M | 0.00% | +1,002,826 | New |
| Jacob Asset Management of New York LLC | 720,000 | $1.04M | 0.34% | +140,000+24.1% | Added |
| Bank of New York Mellon Corp | 656,786 | $946.0K | 0.00% | −63,851−8.9% | Reduced |
| Nuveen Asset Management, LLC | 631,168 | $909.0K | 0.00% | −300.0% | Reduced |
| Susquehanna International Group, LLP | 627,143 | $903.0K | 0.00% | +8,059+1.3% | Added |
| GW&K Investment Management, LLC | 525,850 | $757.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 495,855 | $714.0K | 0.00% | −217,689−30.5% | Reduced |
| Charles Schwab Investment Management Inc | 492,924 | $710.0K | 0.00% | +57,715+13.3% | Added |
| Goldman Sachs Group Inc | 469,363 | $676.0K | 0.00% | +335,214+249.9% | Added |
| Swiss National Bank | 429,100 | $618.0K | 0.00% | 00.0% | Unchanged |
| Sabby Management, LLC | 345,400 | $497.0K | 0.11% | +345,400 | New |
| Morgan Stanley | 344,339 | $494.0K | 0.00% | +32,195+10.3% | Added |
| Bank of America Corp | 294,636 | $424.0K | 0.00% | −125,984−30.0% | Reduced |
| NEXT Financial Group, Inc | 285,800 | $412.0K | 0.03% | +14,000+5.2% | Added |
| California State Teachers Retirement System | 277,727 | $400.0K | 0.00% | +16,203+6.2% | Added |
| Values First Advisors, Inc. | 237,620 | $342.0K | 0.23% | −4,707−1.9% | Reduced |
| Citadel Advisors LLC | 234,626 | $338.0K | 0.00% | −3,381−1.4% | Reduced |
| HighTower Advisors, LLC | 211,398 | $303.0K | 0.00% | −20,362−8.8% | Reduced |
| Cedar Brook Financial Partners, LLC | 196,435 | $283.0K | 0.08% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 196,600 | $283.0K | 0.00% | +27,500+16.3% | Added |
| Rhumbline Advisers | 179,969 | $259.0K | 0.00% | +111+0.1% | Added |
| Green Alpha Advisors, LLC | 177,808 | $256.0K | 0.17% | +177,808 | New |
| Jacobs Levy Equity Management, Inc | 163,983 | $236.0K | 0.00% | +163,983 | New |
| Qube Research & Technologies Ltd | 160,708 | $231.0K | 0.00% | +160,708 | New |
| Credit Suisse AG | 159,755 | $230.0K | 0.00% | +23,811+17.5% | Added |
| MAI Capital Management | 156,986 | $226.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 152,508 | $219.6K | 0.00% | +14,240+10.3% | Added |
| Price T Rowe Associates Inc | 151,511 | $218.0K | 0.00% | +4,876+3.3% | Added |
| Sequoia Financial Advisors, LLC | 141,000 | $203.0K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 133,200 | $192.0K | 0.00% | +1,500+1.1% | Added |
| Manufacturers Life Insurance Company, The | 130,803 | $188.0K | 0.00% | +25,208+23.9% | Added |
| Deutsche Bank AG | 127,606 | $184.0K | 0.00% | +6,743+5.6% | Added |
| HSBC Holdings PLC | 126,424 | $183.0K | 0.00% | +11,131+9.7% | Added |
| Simplex Trading, LLC | 125,076 | $180.0K | 0.01% | −203,753−62.0% | Reduced |
| Advisor Group Holdings, Inc. | 125,238 | $180.0K | 0.00% | +10,267+8.9% | Added |
| Balyasny Asset Management LLC | 116,120 | $167.0K | 0.00% | +116,120 | New |
| American International Group, Inc. | 112,641 | $162.0K | 0.00% | +11,557+11.4% | Added |
| Squarepoint Ops LLC | 93,422 | $135.0K | 0.00% | −254,550−73.2% | Reduced |
| State Board of Administration of Florida Retirement System | 93,897 | $135.0K | 0.00% | 00.0% | Unchanged |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 81,150 | $117.0K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 80,337 | $116.0K | 0.00% | +7,421+10.2% | Added |
| Voya Investment Management LLC | 76,447 | $110.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 76,284 | $109.0K | 0.00% | −2,707−3.4% | Reduced |
| Blair William & Co | 74,800 | $108.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 72,807 | $105.0K | 0.00% | −18,445−20.2% | Reduced |
| Barclays PLC | 71,171 | $103.0K | 0.00% | −74,950−51.3% | Reduced |
| Invesco Ltd. | 71,536 | $102.0K | 0.00% | +22,959+47.3% | Added |
| ETF Managers Group, LLC | 65,549 | $92.0K | 0.00% | +4,991+8.2% | Added |
| HRT Financial LP | 63,068 | $90.0K | 0.00% | +63,068 | New |
| LPL Financial LLC | 61,586 | $89.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 60,600 | $87.0K | 0.01% | −2,000−3.2% | Reduced |
| Arizona State Retirement System | 52,658 | $76.0K | 0.00% | −2,015−3.7% | Reduced |
| ProShare Advisors LLC | 52,152 | $75.0K | 0.00% | +5,807+12.5% | Added |
| Tobias Financial Advisors, Inc. | 49,544 | $71.0K | 0.03% | 00.0% | Unchanged |
| Winfield Associates, Inc. | 49,000 | $71.0K | 0.03% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 45,425 | $65.0K | 0.00% | −17,201−27.5% | Reduced |
| Pathstone Family Office, LLC | 45,045 | $65.0K | 0.00% | +45,045 | New |
| Two Sigma Investments, LP | 44,700 | $64.0K | 0.00% | −30,300−40.4% | Reduced |
| Tower Research Capital LLC (TRC) | 43,469 | $63.0K | 0.00% | +20,509+89.3% | Added |
| Nisa Investment Advisors, LLC | 43,450 | $63.0K | 0.00% | +43,450 | New |
| Wells Fargo & Company | 42,322 | $61.0K | 0.00% | −18,907−30.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 41,491 | $60.0K | 0.00% | +41,491 | New |
| Mercer Global Advisors Inc | 40,899 | $59.0K | 0.00% | +7,692+23.2% | Added |
| Strategic Wealth Designers | 40,130 | $58.0K | 0.02% | +6,802+20.4% | Added |
| Amalgamated Bank | 36,608 | $53.0K | 0.00% | +9,689+36.0% | Added |
| Natixis | 35,000 | $53.0K | 0.00% | +35,000 | New |
| Gradient Investments LLC | 35,000 | $50.0K | 0.00% | +10,000+40.0% | Added |
| Virtu Financial LLC | 34,625 | $50.0K | 0.00% | +34,625 | New |
| Waterfront Wealth Inc. | 33,212 | $48.0K | 0.02% | −839−2.5% | Reduced |
| Envestnet Asset Management Inc | 32,919 | $47.0K | 0.00% | +4,142+14.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 31,348 | $45.0K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 30,888 | $44.0K | 0.00% | −7,191−18.9% | Reduced |
| Kestra Advisory Services, LLC | 30,585 | $44.0K | 0.00% | +30,585 | New |
| Moneta Group Investment Advisors LLC | 29,861 | $43.0K | 0.00% | −139−0.5% | Reduced |
| Legal & General Group Plc | 28,243 | $40.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 27,013 | $38.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 24,768 | $36.0K | 0.00% | +3,679+17.4% | Added |
| Boston Family Office LLC | 24,000 | $35.0K | 0.00% | −19,600−45.0% | Reduced |
| Perkins Capital Management Inc | 23,500 | $34.0K | 0.02% | +6,500+38.2% | Added |
| Hudson Valley Investment Advisors Inc | 22,500 | $32.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 20,994 | $30.0K | 0.00% | +20,994 | New |
| Claraphi Advisory Network, LLC | 20,000 | $29.0K | 0.01% | −4,000−16.7% | Reduced |
| Personal Capital Advisors Corp | 20,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 20,000 | $29.0K | 0.01% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 20,376 | $29.0K | 0.00% | +20,376 | New |
| Eqis Capital Management, Inc. | 19,598 | $28.0K | 0.00% | +19,598 | New |
| Raymond James & Associates | 18,051 | $26.0K | 0.00% | +2,000+12.5% | Added |
| Alpine Global Management, LLC | 18,393 | $26.0K | 0.00% | +18,393 | New |
| XTX Topco Ltd | 17,787 | $26.0K | 0.01% | +17,787 | New |
| Royal Bank of Canada | 16,321 | $24.0K | 0.00% | +964+6.3% | Added |
| Harbour Investments, Inc. | 16,097 | $23.0K | 0.00% | +197+1.2% | Added |
| Gries Financial LLC | 15,593 | $23.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 15,321 | $22.0K | 0.00% | 00.0% | Unchanged |