Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athersys, Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +2 vs. Q1 2021
- Shares held
- 50.9M
- −9.15M (−15.3%) vs. Q1 2021
- Total value
- $73.2M
- −$34.7M (−32.1%) vs. Q1 2021
- New holders
- 27
- 39 more added
- Sold out
- 25
- 33 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quadrant Capital Group LLC | 123 | $0 | 0.00% | +123 | New |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 717 | $1.00K | 0.00% | +597+497.5% | Added |
| Federation des caisses Desjardins du Quebec | 1,000 | $1.44K | 0.00% | −2,800−73.7% | Reduced |
| Asset Dedication, LLC | 1,226 | $2.00K | 0.00% | +1,226 | New |
| Parallel Advisors, LLC | 1,107 | $2.00K | 0.00% | +1,107 | New |
| Lindbrook Capital, LLC | 1,401 | $2.00K | 0.00% | +1,401 | New |
| Wealth Quarterback LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Captrust Financial Advisors | 2,000 | $3.00K | 0.00% | −35,000−94.6% | Reduced |
| Geneos Wealth Management Inc. | 2,132 | $3.00K | 0.00% | −11,394−84.2% | Reduced |
| TCI Wealth Advisors, Inc. | 2,000 | $3.00K | 0.00% | −1,000−33.3% | Reduced |
| Ancora Advisors, LLC | 2,000 | $3.00K | 0.00% | −40−2.0% | Reduced |
| Center for Financial Planning, Inc. | 1,742 | $3.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $4.00K | 0.00% | −10,000−76.9% | Reduced |
| HighMark Wealth Management LLC | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 4,000 | $6.00K | 0.00% | +4,000 | New |
| Sonora Investment Management, LLC | 5,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,566 | $8.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $9.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 6,750 | $9.72K | 0.00% | −30,001−81.6% | Reduced |
| Sterling Financial Planning, Inc. | 7,000 | $10.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 7,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 7,500 | $11.0K | 0.00% | +3,500+87.5% | Added |
| Oppenheimer & Co Inc | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 10,416 | $15.0K | 0.00% | +10,416 | New |
| Prudential Financial Inc | 10,145 | $15.0K | 0.00% | +10,145 | New |
| Gsa Capital Partners LLP | 10,700 | $15.0K | 0.00% | +10,700 | New |
| Regentatlantic Capital LLC | 11,193 | $16.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Ltd | 12,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 12,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 13,129 | $19.0K | 0.00% | −746,133−98.3% | Reduced |
| Great West Life Assurance Co | 13,352 | $19.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,386 | $20.0K | 0.00% | −681,274−97.9% | Reduced |
| Stifel Financial Corp | 14,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 14,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 15,321 | $22.0K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $22.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 16,097 | $23.0K | 0.00% | +197+1.2% | Added |
| Gries Financial LLC | 15,593 | $23.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 16,321 | $24.0K | 0.00% | +964+6.3% | Added |
| Raymond James & Associates | 18,051 | $26.0K | 0.00% | +2,000+12.5% | Added |
| Alpine Global Management, LLC | 18,393 | $26.0K | 0.00% | +18,393 | New |
| XTX Topco Ltd | 17,787 | $26.0K | 0.01% | +17,787 | New |
| Eqis Capital Management, Inc. | 19,598 | $28.0K | 0.00% | +19,598 | New |
| Claraphi Advisory Network, LLC | 20,000 | $29.0K | 0.01% | −4,000−16.7% | Reduced |
| Personal Capital Advisors Corp | 20,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 20,000 | $29.0K | 0.01% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 20,376 | $29.0K | 0.00% | +20,376 | New |
| Jane Street Group, LLC | 20,994 | $30.0K | 0.00% | +20,994 | New |
| Hudson Valley Investment Advisors Inc | 22,500 | $32.0K | 0.01% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 23,500 | $34.0K | 0.02% | +6,500+38.2% | Added |
| Boston Family Office LLC | 24,000 | $35.0K | 0.00% | −19,600−45.0% | Reduced |
| Teacher Retirement System of Texas | 24,768 | $36.0K | 0.00% | +3,679+17.4% | Added |
| First Manhattan Co | 27,013 | $38.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 28,243 | $40.0K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 29,861 | $43.0K | 0.00% | −139−0.5% | Reduced |
| Principal Financial Group Inc | 30,888 | $44.0K | 0.00% | −7,191−18.9% | Reduced |
| Kestra Advisory Services, LLC | 30,585 | $44.0K | 0.00% | +30,585 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 31,348 | $45.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 32,919 | $47.0K | 0.00% | +4,142+14.4% | Added |
| Waterfront Wealth Inc. | 33,212 | $48.0K | 0.02% | −839−2.5% | Reduced |
| Gradient Investments LLC | 35,000 | $50.0K | 0.00% | +10,000+40.0% | Added |
| Virtu Financial LLC | 34,625 | $50.0K | 0.00% | +34,625 | New |
| Amalgamated Bank | 36,608 | $53.0K | 0.00% | +9,689+36.0% | Added |
| Natixis | 35,000 | $53.0K | 0.00% | +35,000 | New |
| Strategic Wealth Designers | 40,130 | $58.0K | 0.02% | +6,802+20.4% | Added |
| Mercer Global Advisors Inc | 40,899 | $59.0K | 0.00% | +7,692+23.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 41,491 | $60.0K | 0.00% | +41,491 | New |
| Wells Fargo & Company | 42,322 | $61.0K | 0.00% | −18,907−30.9% | Reduced |
| Tower Research Capital LLC (TRC) | 43,469 | $63.0K | 0.00% | +20,509+89.3% | Added |
| Nisa Investment Advisors, LLC | 43,450 | $63.0K | 0.00% | +43,450 | New |
| Two Sigma Investments, LP | 44,700 | $64.0K | 0.00% | −30,300−40.4% | Reduced |
| ExodusPoint Capital Management, LP | 45,425 | $65.0K | 0.00% | −17,201−27.5% | Reduced |
| Pathstone Family Office, LLC | 45,045 | $65.0K | 0.00% | +45,045 | New |
| Tobias Financial Advisors, Inc. | 49,544 | $71.0K | 0.03% | 00.0% | Unchanged |
| Winfield Associates, Inc. | 49,000 | $71.0K | 0.03% | 00.0% | Unchanged |
| ProShare Advisors LLC | 52,152 | $75.0K | 0.00% | +5,807+12.5% | Added |
| Arizona State Retirement System | 52,658 | $76.0K | 0.00% | −2,015−3.7% | Reduced |
| Integrated Advisors Network LLC | 60,600 | $87.0K | 0.01% | −2,000−3.2% | Reduced |
| LPL Financial LLC | 61,586 | $89.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 63,068 | $90.0K | 0.00% | +63,068 | New |
| ETF Managers Group, LLC | 65,549 | $92.0K | 0.00% | +4,991+8.2% | Added |
| Invesco Ltd. | 71,536 | $102.0K | 0.00% | +22,959+47.3% | Added |
| Barclays PLC | 71,171 | $103.0K | 0.00% | −74,950−51.3% | Reduced |
| Group One Trading, L.P. | 72,807 | $105.0K | 0.00% | −18,445−20.2% | Reduced |
| Blair William & Co | 74,800 | $108.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 76,284 | $109.0K | 0.00% | −2,707−3.4% | Reduced |
| Voya Investment Management LLC | 76,447 | $110.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 80,337 | $116.0K | 0.00% | +7,421+10.2% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 81,150 | $117.0K | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 93,422 | $135.0K | 0.00% | −254,550−73.2% | Reduced |
| State Board of Administration of Florida Retirement System | 93,897 | $135.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 112,641 | $162.0K | 0.00% | +11,557+11.4% | Added |
| Balyasny Asset Management LLC | 116,120 | $167.0K | 0.00% | +116,120 | New |
| Simplex Trading, LLC | 125,076 | $180.0K | 0.01% | −203,753−62.0% | Reduced |