Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Athersys, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −9 vs. Q3 2021
- Shares held
- 54.5M
- +3.21M (+6.2%) vs. Q3 2021
- Total value
- $49.2M
- −$19.1M (−28.0%) vs. Q3 2021
- New holders
- 21
- 33 more added
- Sold out
- 30
- 39 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 13,932,717 | $12.6M | 0.00% | −567,871−3.9% | Reduced |
| Vanguard Group Inc | 10,076,444 | $9.10M | 0.00% | −125,196−1.2% | Reduced |
| Vahanian & Associates Financial Planning Inc. | 5,122,682 | $4.62M | 3.73% | +5,122,682 | New |
| Geode Capital Management, LLC | 3,773,594 | $3.41M | 0.00% | +80,539+2.2% | Added |
| State Street Corp | 3,580,314 | $3.23M | 0.00% | −199,411−5.3% | Reduced |
| JPMorgan Chase & Co | 2,469,379 | $2.23M | 0.00% | −563,382−18.6% | Reduced |
| Northern Trust Corp | 1,871,334 | $1.69M | 0.00% | −182,220−8.9% | Reduced |
| Group One Trading, L.P. | 875,176 | $790.0K | 0.01% | +128,290+17.2% | Added |
| Jacob Asset Management of New York LLC | 820,000 | $740.0K | 0.33% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 698,131 | $631.0K | 0.00% | −2,110−0.3% | Reduced |
| Bank of America Corp | 661,975 | $597.0K | 0.00% | +339,060+105.0% | Added |
| UBS Group AG | 644,904 | $581.0K | 0.00% | +175,363+37.3% | Added |
| Nuveen Asset Management, LLC | 553,125 | $542.0K | 0.00% | −59,837−9.8% | Reduced |
| Gsa Capital Partners LLP | 557,964 | $504.0K | 0.06% | +292,070+109.8% | Added |
| Charles Schwab Investment Management Inc | 545,288 | $493.0K | 0.00% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 513,600 | $464.0K | 0.00% | −7,800−1.5% | Reduced |
| Susquehanna International Group, LLP | 451,149 | $407.0K | 0.00% | −131,509−22.6% | Reduced |
| Citadel Advisors LLC | 352,150 | $318.0K | 0.00% | −19,829−5.3% | Reduced |
| Morgan Stanley | 313,921 | $283.0K | 0.00% | +842+0.3% | Added |
| NEXT Financial Group, Inc | 293,100 | $265.0K | 0.02% | +44,900+18.1% | Added |
| Goldman Sachs Group Inc | 278,485 | $251.0K | 0.00% | +74,927+36.8% | Added |
| Millennium Management LLC | 263,747 | $238.0K | 0.00% | −331,127−55.7% | Reduced |
| Values First Advisors, Inc. | 263,405 | $238.0K | 0.14% | +10,369+4.1% | Added |
| Barclays PLC | 260,350 | $236.0K | 0.00% | +164,883+172.7% | Added |
| HighTower Advisors, LLC | 214,160 | $194.0K | 0.00% | −20,000−8.5% | Reduced |
| Cedar Brook Financial Partners, LLC | 206,435 | $186.0K | 0.05% | +25,000+13.8% | Added |
| Green Alpha Advisors, LLC | 197,372 | $178.0K | 0.12% | +6,130+3.2% | Added |
| Alliancebernstein L.P. | 196,600 | $177.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 189,195 | $171.0K | 0.00% | −3,534−1.8% | Reduced |
| HRT Financial LP | 159,648 | $144.0K | 0.00% | +159,648 | New |
| Wells Fargo & Company | 159,067 | $143.0K | 0.00% | +117,045+278.5% | Added |
| MAI Capital Management | 156,986 | $142.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 136,086 | $123.0K | 0.00% | +54,076+65.9% | Added |
| New York State Common Retirement Fund | 133,596 | $121.0K | 0.00% | −294−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 134,823 | $121.0K | 0.00% | +9,364+7.5% | Added |
| Deutsche Bank AG | 132,633 | $119.0K | 0.00% | +6,575+5.2% | Added |
| Manufacturers Life Insurance Company, The | 125,310 | $113.0K | 0.00% | 00.0% | Unchanged |
| Sabby Management, LLC | 116,444 | $105.0K | 0.03% | 00.0% | Unchanged |
| HSBC Holdings PLC | 115,269 | $104.0K | 0.00% | −8,801−7.1% | Reduced |
| American International Group, Inc. | 108,835 | $98.0K | 0.00% | −3,257−2.9% | Reduced |
| California State Teachers Retirement System | 107,710 | $97.0K | 0.00% | −163,065−60.2% | Reduced |
| Newport Capital Group, LLC | 100,246 | $90.0K | 0.07% | +100,246 | New |
| State Board of Administration of Florida Retirement System | 93,897 | $85.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 90,021 | $81.0K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 78,850 | $72.0K | 0.00% | +1,500+1.9% | Added |
| Voya Investment Management LLC | 78,131 | $71.0K | 0.00% | +1,684+2.2% | Added |
| Financial Planners of Cleveland, Inc. | 82,417 | $68.0K | 0.03% | +82,417 | New |
| Strategic Wealth Designers | 72,685 | $66.0K | 0.02% | +7,200+11.0% | Added |
| Sequoia Financial Advisors, LLC | 71,888 | $65.0K | 0.00% | −109,112−60.3% | Reduced |
| Wealth Effects LLC | 71,500 | $65.0K | 0.03% | +71,500 | New |
| LPL Financial LLC | 70,086 | $63.0K | 0.00% | −9,500−11.9% | Reduced |
| Price T Rowe Associates Inc | 68,911 | $62.0K | 0.00% | −82,600−54.5% | Reduced |
| Invesco Ltd. | 68,844 | $62.0K | 0.00% | −19,765−22.3% | Reduced |
| ETF Managers Group, LLC | 71,124 | $62.0K | 0.00% | −7,289−9.3% | Reduced |
| Cerity Partners LLC | 61,500 | $56.0K | 0.00% | +7,500+13.9% | Added |
| Integrated Advisors Network LLC | 60,600 | $55.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 58,784 | $53.0K | 0.00% | −17,500−22.9% | Reduced |
| Perkins Capital Management Inc | 59,000 | $53.0K | 0.04% | +35,500+151.1% | Added |
| Two Sigma Securities, LLC | 54,534 | $49.0K | 0.01% | +54,534 | New |
| Citigroup Inc | 52,894 | $48.0K | 0.00% | +24,892+88.9% | Added |
| Engineers Gate Manager LP | 50,975 | $46.0K | 0.00% | +50,975 | New |
| Blair William & Co | 49,300 | $44.0K | 0.00% | −5,500−10.0% | Reduced |
| Winfield Associates, Inc. | 49,000 | $44.0K | 0.01% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 48,880 | $44.0K | 0.00% | +20,454+72.0% | Added |
| Envestnet Asset Management Inc | 46,490 | $42.0K | 0.00% | +11,387+32.4% | Added |
| Royal Bank of Canada | 46,133 | $42.0K | 0.00% | +21,189+84.9% | Added |
| Gradient Investments LLC | 45,000 | $41.0K | 0.00% | +4,000+9.8% | Added |
| ProShare Advisors LLC | 44,739 | $40.0K | 0.00% | +18,495+70.5% | Added |
| BNP Paribas Arbitrage, SA | 44,175 | $39.9K | 0.00% | +7,763+21.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 43,291 | $39.0K | 0.00% | −1,000−2.3% | Reduced |
| Natixis | 35,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $36.0K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 39,423 | $36.0K | 0.00% | +39,423 | New |
| Amalgamated Bank | 34,807 | $31.0K | 0.00% | −770−2.2% | Reduced |
| Claraphi Advisory Network, LLC | 34,000 | $31.0K | 0.01% | +11,000+47.8% | Added |
| Virtu Financial LLC | 34,414 | $31.0K | 0.00% | +21,481+166.1% | Added |
| SG Americas Securities, LLC | 32,028 | $29.0K | 0.00% | −57,293−64.1% | Reduced |
| Principal Financial Group Inc | 32,535 | $29.0K | 0.00% | −8,151−20.0% | Reduced |
| Mercer Global Advisors Inc | 32,011 | $29.0K | 0.00% | −959−2.9% | Reduced |
| Kestra Advisory Services, LLC | 31,085 | $28.0K | 0.00% | +500+1.6% | Added |
| Waterfront Wealth Inc. | 29,726 | $27.0K | 0.01% | −2,567−7.9% | Reduced |
| Moneta Group Investment Advisors LLC | 29,914 | $27.0K | 0.00% | −161−0.5% | Reduced |
| First Manhattan Co | 27,013 | $24.0K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $23.0K | 0.00% | +25,000 | New |
| Boston Family Office LLC | 24,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 22,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 21,023 | $19.0K | 0.00% | −46,269−68.8% | Reduced |
| Wolverine Trading, LLC | 21,315 | $19.0K | 0.00% | +4,370+25.8% | Added |
| Personal Capital Advisors Corp | 20,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Tri Locum Partners LP | 19,449 | $18.0K | 0.01% | +19,449 | New |
| Eqis Capital Management, Inc. | 18,612 | $17.0K | 0.00% | −394−2.1% | Reduced |
| XTX Topco Ltd | 18,324 | $17.0K | 0.01% | +18,324 | New |
| Money Concepts Capital Corp | 17,500 | $16.0K | 0.00% | +17,500 | New |
| Ameritas Advisory Services, LLC | 17,525 | $16.0K | 0.00% | +17,525 | New |
| Ameritas Investment Partners, Inc. | 15,321 | $14.0K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $14.0K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 15,750 | $14.0K | 0.00% | +15,750 | New |
| Plante Moran Financial Advisors, LLC | 14,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 14,000 | $13.0K | 0.01% | +14,000 | New |