Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Athersys, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −9 vs. Q3 2021
- Shares held
- 54.5M
- +3.21M (+6.2%) vs. Q3 2021
- Total value
- $49.2M
- −$19.1M (−28.0%) vs. Q3 2021
- New holders
- 21
- 33 more added
- Sold out
- 30
- 39 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jag Capital Management, LLC | 13,000 | $12.0K | 0.00% | +13,000 | New |
| Tower Research Capital LLC (TRC) | 11,910 | $11.0K | 0.00% | −4,158−25.9% | Reduced |
| Glenmede Trust Co NA | 12,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,249 | $10.0K | 0.00% | −571−4.8% | Reduced |
| Prudential Financial Inc | 10,420 | $9.00K | 0.00% | −1,175−10.1% | Reduced |
| Signature Estate & Investment Advisors LLC | 10,416 | $9.00K | 0.00% | −50−0.5% | Reduced |
| Montag A & Associates Inc | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Octavia Wealth Advisors, LLC | 10,500 | $9.00K | 0.00% | +10,500 | New |
| The PNC Financial Services Group, Inc. | 7,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $6.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 6,410 | $6.00K | 0.00% | +6,410 | New |
| Patriot Financial Group Insurance Agency, LLC | 5,000 | $5.00K | 0.00% | −5,000−50.0% | Reduced |
| Clearstead Advisors, LLC | 5,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,500 | $4.00K | 0.00% | +500+12.5% | Added |
| Vectors Research Management, LLC | 4,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,700 | $2.00K | 0.00% | +1,700 | New |
| Asset Dedication, LLC | 1,226 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,132 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,473 | $1.00K | 0.00% | +1,473 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $903 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $0 | 0.00% | −1,348−91.8% | Reduced |
| Ellevest, Inc. | 161 | $0 | 0.00% | +161 | New |
| Swiss National Bank | 0 | $0 | 0.00% | −441,700−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −155,921−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −152,508−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −125,471−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −131,946−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −77,368−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −58,535−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −54,445−100.0% | Sold out |
| Tobias Financial Advisors, Inc. | 0 | $0 | 0.00% | −49,544−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −43,450−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −31,348−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −31,107−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −29,860−100.0% | Sold out |
| Delta Investment Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −19,583−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −16,195−100.0% | Sold out |
| Gries Financial LLC | 0 | $0 | 0.00% | −15,593−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −14,386−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −13,352−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −13,569−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −11,947−100.0% | Sold out |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Regentatlantic Capital LLC | 0 | $0 | 0.00% | −11,193−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,167−100.0% | Sold out |
| Pacific Global Investment Management CO | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Sterling Financial Planning, Inc. | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −5,566−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −686−100.0% | Sold out |
| Ameritas Investment Company, LLC | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |