Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Athersys, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −9 vs. Q3 2021
- Shares held
- 54.5M
- +3.21M (+6.2%) vs. Q3 2021
- Total value
- $49.2M
- −$19.1M (−28.0%) vs. Q3 2021
- New holders
- 21
- 33 more added
- Sold out
- 30
- 39 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 120 | $0 | 0.00% | −1,348−91.8% | Reduced |
| Ellevest, Inc. | 161 | $0 | 0.00% | +161 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $903 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,132 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,473 | $1.00K | 0.00% | +1,473 | New |
| Ancora Advisors, LLC | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,700 | $2.00K | 0.00% | +1,700 | New |
| HighMark Wealth Management LLC | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,500 | $4.00K | 0.00% | +500+12.5% | Added |
| Vectors Research Management, LLC | 4,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 5,000 | $5.00K | 0.00% | −5,000−50.0% | Reduced |
| Clearstead Advisors, LLC | 5,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $6.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 6,410 | $6.00K | 0.00% | +6,410 | New |
| The PNC Financial Services Group, Inc. | 7,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,420 | $9.00K | 0.00% | −1,175−10.1% | Reduced |
| Signature Estate & Investment Advisors LLC | 10,416 | $9.00K | 0.00% | −50−0.5% | Reduced |
| Montag A & Associates Inc | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Octavia Wealth Advisors, LLC | 10,500 | $9.00K | 0.00% | +10,500 | New |
| Mackenzie Financial Corp | 11,249 | $10.0K | 0.00% | −571−4.8% | Reduced |
| Tower Research Capital LLC (TRC) | 11,910 | $11.0K | 0.00% | −4,158−25.9% | Reduced |
| Glenmede Trust Co NA | 12,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 13,000 | $12.0K | 0.00% | +13,000 | New |
| Plante Moran Financial Advisors, LLC | 14,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 14,000 | $13.0K | 0.01% | +14,000 | New |
| Ameritas Investment Partners, Inc. | 15,321 | $14.0K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $14.0K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 15,750 | $14.0K | 0.00% | +15,750 | New |
| Money Concepts Capital Corp | 17,500 | $16.0K | 0.00% | +17,500 | New |
| Ameritas Advisory Services, LLC | 17,525 | $16.0K | 0.00% | +17,525 | New |
| Eqis Capital Management, Inc. | 18,612 | $17.0K | 0.00% | −394−2.1% | Reduced |
| XTX Topco Ltd | 18,324 | $17.0K | 0.01% | +18,324 | New |
| Personal Capital Advisors Corp | 20,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Tri Locum Partners LP | 19,449 | $18.0K | 0.01% | +19,449 | New |
| Legal & General Group Plc | 21,023 | $19.0K | 0.00% | −46,269−68.8% | Reduced |
| Wolverine Trading, LLC | 21,315 | $19.0K | 0.00% | +4,370+25.8% | Added |
| Hudson Valley Investment Advisors Inc | 22,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| Boston Family Office LLC | 24,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $23.0K | 0.00% | +25,000 | New |
| First Manhattan Co | 27,013 | $24.0K | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 29,726 | $27.0K | 0.01% | −2,567−7.9% | Reduced |
| Moneta Group Investment Advisors LLC | 29,914 | $27.0K | 0.00% | −161−0.5% | Reduced |
| Kestra Advisory Services, LLC | 31,085 | $28.0K | 0.00% | +500+1.6% | Added |
| SG Americas Securities, LLC | 32,028 | $29.0K | 0.00% | −57,293−64.1% | Reduced |
| Principal Financial Group Inc | 32,535 | $29.0K | 0.00% | −8,151−20.0% | Reduced |
| Mercer Global Advisors Inc | 32,011 | $29.0K | 0.00% | −959−2.9% | Reduced |
| Amalgamated Bank | 34,807 | $31.0K | 0.00% | −770−2.2% | Reduced |
| Claraphi Advisory Network, LLC | 34,000 | $31.0K | 0.01% | +11,000+47.8% | Added |
| Virtu Financial LLC | 34,414 | $31.0K | 0.00% | +21,481+166.1% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $36.0K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 39,423 | $36.0K | 0.00% | +39,423 | New |
| Natixis | 35,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 43,291 | $39.0K | 0.00% | −1,000−2.3% | Reduced |
| BNP Paribas Arbitrage, SA | 44,175 | $39.9K | 0.00% | +7,763+21.3% | Added |
| ProShare Advisors LLC | 44,739 | $40.0K | 0.00% | +18,495+70.5% | Added |
| Gradient Investments LLC | 45,000 | $41.0K | 0.00% | +4,000+9.8% | Added |
| Envestnet Asset Management Inc | 46,490 | $42.0K | 0.00% | +11,387+32.4% | Added |
| Royal Bank of Canada | 46,133 | $42.0K | 0.00% | +21,189+84.9% | Added |
| Blair William & Co | 49,300 | $44.0K | 0.00% | −5,500−10.0% | Reduced |
| Winfield Associates, Inc. | 49,000 | $44.0K | 0.01% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 48,880 | $44.0K | 0.00% | +20,454+72.0% | Added |
| Engineers Gate Manager LP | 50,975 | $46.0K | 0.00% | +50,975 | New |
| Citigroup Inc | 52,894 | $48.0K | 0.00% | +24,892+88.9% | Added |
| Two Sigma Securities, LLC | 54,534 | $49.0K | 0.01% | +54,534 | New |
| Commonwealth Equity Services, LLC | 58,784 | $53.0K | 0.00% | −17,500−22.9% | Reduced |
| Perkins Capital Management Inc | 59,000 | $53.0K | 0.04% | +35,500+151.1% | Added |
| Integrated Advisors Network LLC | 60,600 | $55.0K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 61,500 | $56.0K | 0.00% | +7,500+13.9% | Added |
| Price T Rowe Associates Inc | 68,911 | $62.0K | 0.00% | −82,600−54.5% | Reduced |
| Invesco Ltd. | 68,844 | $62.0K | 0.00% | −19,765−22.3% | Reduced |
| ETF Managers Group, LLC | 71,124 | $62.0K | 0.00% | −7,289−9.3% | Reduced |
| LPL Financial LLC | 70,086 | $63.0K | 0.00% | −9,500−11.9% | Reduced |
| Sequoia Financial Advisors, LLC | 71,888 | $65.0K | 0.00% | −109,112−60.3% | Reduced |
| Wealth Effects LLC | 71,500 | $65.0K | 0.03% | +71,500 | New |
| Strategic Wealth Designers | 72,685 | $66.0K | 0.02% | +7,200+11.0% | Added |
| Financial Planners of Cleveland, Inc. | 82,417 | $68.0K | 0.03% | +82,417 | New |
| Voya Investment Management LLC | 78,131 | $71.0K | 0.00% | +1,684+2.2% | Added |
| Pathstone Family Office, LLC | 78,850 | $72.0K | 0.00% | +1,500+1.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 90,021 | $81.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 93,897 | $85.0K | 0.00% | 00.0% | Unchanged |
| Newport Capital Group, LLC | 100,246 | $90.0K | 0.07% | +100,246 | New |
| California State Teachers Retirement System | 107,710 | $97.0K | 0.00% | −163,065−60.2% | Reduced |
| American International Group, Inc. | 108,835 | $98.0K | 0.00% | −3,257−2.9% | Reduced |
| HSBC Holdings PLC | 115,269 | $104.0K | 0.00% | −8,801−7.1% | Reduced |
| Sabby Management, LLC | 116,444 | $105.0K | 0.03% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 125,310 | $113.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 132,633 | $119.0K | 0.00% | +6,575+5.2% | Added |
| New York State Common Retirement Fund | 133,596 | $121.0K | 0.00% | −294−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 134,823 | $121.0K | 0.00% | +9,364+7.5% | Added |
| Jane Street Group, LLC | 136,086 | $123.0K | 0.00% | +54,076+65.9% | Added |
| MAI Capital Management | 156,986 | $142.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 159,067 | $143.0K | 0.00% | +117,045+278.5% | Added |