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Athersys, Inc

ATHXDelisted Dec 27, 2023
Industry
Pharmaceutical Preparations
SEC CIK
0001368148

Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.

Q4 2021 vs. Q3 2021

How the institutions holding Athersys, Inc changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of ATHX: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders1412130−9
Shares51.3M22.5K54.5M+3.21M (+6.2%)
Value$68.4M$30.0K$49.2M−$19.1M (−28.0%)

2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (21)

Institutions that held Athersys, Inc at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to ATHX in Q4 2021
InstitutionSharesValue% of portfolio
Vahanian & Associates Financial Planning Inc.5,122,682$4.62M3.73%
HRT Financial LP159,648$144.0K0.00%
Newport Capital Group, LLC100,246$90.0K0.07%
Financial Planners of Cleveland, Inc.82,417$68.0K0.03%
Wealth Effects LLC71,500$65.0K0.03%
Two Sigma Securities, LLC54,534$49.0K0.01%
Engineers Gate Manager LP50,975$46.0K0.00%
Cubist Systematic Strategies, LLC39,423$36.0K0.00%
Freestone Capital Holdings, LLC25,000$23.0K0.00%
Tri Locum Partners LP19,449$18.0K0.01%
XTX Topco Ltd18,324$17.0K0.01%
Money Concepts Capital Corp17,500$16.0K0.00%
Ameritas Advisory Services, LLC17,525$16.0K0.00%
Cresset Asset Management, LLC15,750$14.0K0.00%
Game Plan Financial Advisors, LLC14,000$13.0K0.01%
Jag Capital Management, LLC13,000$12.0K0.00%
Octavia Wealth Advisors, LLC10,500$9.00K0.00%
Point72 Hong Kong Ltd6,410$6.00K0.00%
Tyler-Stone Wealth Management1,700$2.00K0.00%
Northwestern Mutual Wealth Management Co1,473$1.00K0.00%
Ellevest, Inc.161$00.00%

Sold out (30)

Institutions that held Athersys, Inc at the end of Q3 2021 and filed for Q4 2021 without it.

Not filed for Q4 2021 yet (2)

Institutions that held Athersys, Inc at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding ATHX in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Ameritas Investment Company, LLC17,525$23.0K
Sonora Investment Management, LLC5,000$7.00K