Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athersys, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +2 vs. Q2 2021
- Shares held
- 51.3M
- +474.6K (+0.9%) vs. Q2 2021
- Total value
- $68.4M
- −$4.84M (−6.6%) vs. Q2 2021
- New holders
- 14
- 46 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 14,500,588 | $19.3M | 0.00% | +223,451+1.6% | Added |
| Vanguard Group Inc | 10,201,640 | $13.6M | 0.00% | +357,109+3.6% | Added |
| State Street Corp | 3,779,725 | $5.03M | 0.00% | +146,647+4.0% | Added |
| Geode Capital Management, LLC | 3,693,055 | $4.91M | 0.00% | +238,675+6.9% | Added |
| JPMorgan Chase & Co | 3,032,761 | $4.03M | 0.00% | −777,078−20.4% | Reduced |
| Northern Trust Corp | 2,053,554 | $2.73M | 0.00% | −36,289−1.7% | Reduced |
| Jacob Asset Management of New York LLC | 820,000 | $1.09M | 0.40% | +100,000+13.9% | Added |
| Group One Trading, L.P. | 746,886 | $993.0K | 0.02% | +674,079+925.8% | Added |
| Bank of New York Mellon Corp | 700,241 | $931.0K | 0.00% | +43,455+6.6% | Added |
| Nuveen Asset Management, LLC | 612,962 | $901.0K | 0.00% | −18,206−2.9% | Reduced |
| Millennium Management LLC | 594,874 | $791.0K | 0.00% | −407,952−40.7% | Reduced |
| Susquehanna International Group, LLP | 582,658 | $775.0K | 0.00% | −44,485−7.1% | Reduced |
| Charles Schwab Investment Management Inc | 545,288 | $726.0K | 0.00% | +52,364+10.6% | Added |
| GW&K Investment Management, LLC | 521,400 | $693.0K | 0.01% | −4,450−0.8% | Reduced |
| UBS Group AG | 469,541 | $625.0K | 0.00% | −26,314−5.3% | Reduced |
| Swiss National Bank | 441,700 | $587.0K | 0.00% | +12,600+2.9% | Added |
| Citadel Advisors LLC | 371,979 | $495.0K | 0.00% | +137,353+58.5% | Added |
| Bank of America Corp | 322,915 | $429.0K | 0.00% | +28,279+9.6% | Added |
| Morgan Stanley | 313,079 | $416.0K | 0.00% | −31,260−9.1% | Reduced |
| California State Teachers Retirement System | 270,775 | $360.0K | 0.00% | −6,952−2.5% | Reduced |
| Gsa Capital Partners LLP | 265,894 | $354.0K | 0.04% | +255,194+2,385.0% | Added |
| Values First Advisors, Inc. | 253,036 | $337.0K | 0.22% | +15,416+6.5% | Added |
| NEXT Financial Group, Inc | 248,200 | $330.0K | 0.03% | −37,600−13.2% | Reduced |
| HighTower Advisors, LLC | 234,160 | $312.0K | 0.00% | +22,762+10.8% | Added |
| Goldman Sachs Group Inc | 203,558 | $271.0K | 0.00% | −265,805−56.6% | Reduced |
| Alliancebernstein L.P. | 196,600 | $261.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 192,729 | $256.0K | 0.00% | +12,760+7.1% | Added |
| Green Alpha Advisors, LLC | 191,242 | $254.0K | 0.18% | +13,434+7.6% | Added |
| Cedar Brook Financial Partners, LLC | 181,435 | $241.0K | 0.07% | −15,000−7.6% | Reduced |
| Sequoia Financial Advisors, LLC | 181,000 | $241.0K | 0.02% | +40,000+28.4% | Added |
| MAI Capital Management | 156,986 | $209.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 155,921 | $207.0K | 0.00% | −3,834−2.4% | Reduced |
| UBS Asset Management Americas Inc | 152,508 | $202.8K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 151,511 | $202.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 125,471 | $189.0K | 0.01% | +395+0.3% | Added |
| New York State Common Retirement Fund | 133,890 | $178.0K | 0.00% | +690+0.5% | Added |
| Jacobs Levy Equity Management, Inc | 131,946 | $175.0K | 0.00% | −32,037−19.5% | Reduced |
| Deutsche Bank AG | 126,058 | $168.0K | 0.00% | −1,548−1.2% | Reduced |
| HSBC Holdings PLC | 124,070 | $168.0K | 0.00% | −2,354−1.9% | Reduced |
| Manufacturers Life Insurance Company, The | 125,310 | $167.0K | 0.00% | −5,493−4.2% | Reduced |
| Advisor Group Holdings, Inc. | 125,459 | $167.0K | 0.00% | +221+0.2% | Added |
| Sabby Management, LLC | 116,444 | $155.0K | 0.03% | −228,956−66.3% | Reduced |
| American International Group, Inc. | 112,092 | $149.0K | 0.00% | −549−0.5% | Reduced |
| Barclays PLC | 95,467 | $128.0K | 0.00% | +24,296+34.1% | Added |
| State Board of Administration of Florida Retirement System | 93,897 | $125.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 90,021 | $120.0K | 0.00% | +9,684+12.1% | Added |
| SG Americas Securities, LLC | 89,321 | $119.0K | 0.00% | +89,321 | New |
| Invesco Ltd. | 88,609 | $118.0K | 0.00% | +17,073+23.9% | Added |
| Jane Street Group, LLC | 82,010 | $109.0K | 0.00% | +61,016+290.6% | Added |
| ETF Managers Group, LLC | 78,413 | $107.0K | 0.00% | +12,864+19.6% | Added |
| LPL Financial LLC | 79,586 | $106.0K | 0.00% | +18,000+29.2% | Added |
| Pathstone Family Office, LLC | 77,350 | $103.0K | 0.00% | +32,305+71.7% | Added |
| MetLife Investment Management | 77,368 | $102.9K | 0.00% | +77,368 | New |
| Voya Investment Management LLC | 76,447 | $102.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 76,284 | $101.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 67,292 | $90.0K | 0.00% | +39,049+138.3% | Added |
| Strategic Wealth Designers | 65,485 | $86.0K | 0.03% | +25,355+63.2% | Added |
| Integrated Advisors Network LLC | 60,600 | $81.0K | 0.01% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 58,535 | $77.9K | 0.00% | +58,535 | New |
| Blair William & Co | 54,800 | $73.0K | 0.00% | −20,000−26.7% | Reduced |
| Arizona State Retirement System | 54,445 | $72.0K | 0.00% | +1,787+3.4% | Added |
| Cerity Partners LLC | 54,000 | $72.0K | 0.00% | +54,000 | New |
| Tobias Financial Advisors, Inc. | 49,544 | $66.0K | 0.02% | 00.0% | Unchanged |
| Winfield Associates, Inc. | 49,000 | $65.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 44,291 | $59.0K | 0.00% | +2,800+6.7% | Added |
| Nisa Investment Advisors, LLC | 43,450 | $58.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 42,022 | $56.0K | 0.00% | −300−0.7% | Reduced |
| Gradient Investments LLC | 41,000 | $55.0K | 0.00% | +6,000+17.1% | Added |
| Principal Financial Group Inc | 40,686 | $54.0K | 0.00% | +9,798+31.7% | Added |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $52.0K | 0.02% | −41,770−51.5% | Reduced |
| BNP Paribas Arbitrage, SA | 36,412 | $48.4K | 0.00% | +29,662+439.4% | Added |
| Amalgamated Bank | 35,577 | $47.0K | 0.00% | −1,031−2.8% | Reduced |
| Natixis | 35,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 35,103 | $47.0K | 0.00% | +2,184+6.6% | Added |
| Mercer Global Advisors Inc | 32,970 | $44.0K | 0.00% | −7,929−19.4% | Reduced |
| Waterfront Wealth Inc. | 32,293 | $43.0K | 0.02% | −919−2.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 31,348 | $42.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 30,585 | $41.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 31,107 | $41.0K | 0.00% | +6,339+25.6% | Added |
| Private Advisor Group, LLC | 29,860 | $41.0K | 0.00% | +29,860 | New |
| Moneta Group Investment Advisors LLC | 30,075 | $40.0K | 0.00% | +214+0.7% | Added |
| ExodusPoint Capital Management, LP | 28,426 | $38.0K | 0.00% | −16,999−37.4% | Reduced |
| Citigroup Inc | 28,002 | $37.0K | 0.00% | +14,873+113.3% | Added |
| ProShare Advisors LLC | 26,244 | $35.0K | 0.00% | −25,908−49.7% | Reduced |
| First Manhattan Co | 27,013 | $35.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 24,944 | $33.0K | 0.00% | +8,623+52.8% | Added |
| Boston Family Office LLC | 24,000 | $32.0K | 0.00% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 23,500 | $31.0K | 0.02% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 23,000 | $31.0K | 0.01% | +3,000+15.0% | Added |
| Hudson Valley Investment Advisors Inc | 22,500 | $30.0K | 0.01% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 20,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 20,000 | $27.0K | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 19,583 | $26.0K | 0.00% | +19,583 | New |
| Eqis Capital Management, Inc. | 19,006 | $25.0K | 0.00% | −592−3.0% | Reduced |
| Wolverine Trading, LLC | 16,945 | $23.0K | 0.00% | +16,945 | New |
| Ameritas Investment Company, LLC | 17,525 | $23.0K | 0.00% | +17,525 | New |
| Tower Research Capital LLC (TRC) | 16,068 | $22.0K | 0.00% | −27,401−63.0% | Reduced |
| Harbour Investments, Inc. | 16,195 | $22.0K | 0.00% | +98+0.6% | Added |
| Gries Financial LLC | 15,593 | $21.0K | 0.01% | 00.0% | Unchanged |