Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athersys, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +2 vs. Q2 2021
- Shares held
- 51.3M
- +474.6K (+0.9%) vs. Q2 2021
- Total value
- $68.4M
- −$4.84M (−6.6%) vs. Q2 2021
- New holders
- 14
- 46 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Man Group plc | 15,500 | $21.0K | 0.00% | +15,500 | New |
| Ameritas Investment Partners, Inc. | 15,321 | $20.0K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $20.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 14,100 | $19.0K | 0.00% | −3,951−21.9% | Reduced |
| Plante Moran Financial Advisors, LLC | 14,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,386 | $19.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 13,352 | $18.0K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 13,569 | $18.0K | 0.00% | +13,569 | New |
| Virtu Financial LLC | 12,933 | $17.0K | 0.00% | −21,692−62.6% | Reduced |
| Glenmede Trust Co NA | 12,500 | $16.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,820 | $16.0K | 0.00% | +11,820 | New |
| Parametric Portfolio Associates LLC | 11,947 | $16.0K | 0.00% | +11,947 | New |
| Pictet Asset Management SA | 12,000 | $16.0K | 0.00% | +12,000 | New |
| Squarepoint Ops LLC | 11,167 | $15.0K | 0.00% | −82,255−88.0% | Reduced |
| Regentatlantic Capital LLC | 11,193 | $15.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 11,595 | $15.0K | 0.00% | +1,450+14.3% | Added |
| Signature Estate & Investment Advisors LLC | 10,466 | $14.0K | 0.00% | +50+0.5% | Added |
| Montag A & Associates Inc | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 10,000 | $13.0K | 0.00% | +2,500+33.3% | Added |
| The PNC Financial Services Group, Inc. | 7,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 7,000 | $9.00K | 0.01% | 00.0% | Unchanged |
| Arlington Partners LLC | 6,265 | $8.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,566 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 5,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 5,000 | $7.00K | 0.00% | +5,000 | New |
| Vectors Research Management, LLC | 4,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,000 | $5.00K | 0.00% | +2,000+100.0% | Added |
| HighMark Wealth Management LLC | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,132 | $2.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,742 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,226 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,468 | $2.00K | 0.00% | +751+104.7% | Added |
| Federation des caisses Desjardins du Quebec | 1,000 | $1.33K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 686 | $1.00K | 0.00% | −715−51.0% | Reduced |
| AllSquare Wealth Management LLC | 915 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −160,708−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −116,120−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −63,068−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| Westwood Holdings Group Inc. | 0 | $0 | 0.00% | −20,376−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −18,393−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,787−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,107−100.0% | Sold out |
| Wealth Quarterback LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |