Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athersys, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- −4 vs. Q4 2021
- Shares held
- 55.7M
- +1.49M (+2.7%) vs. Q4 2021
- Total value
- $33.6M
- −$15.4M (−31.4%) vs. Q4 2021
- New holders
- 17
- 27 more added
- Sold out
- 21
- 36 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 13,249,464 | $8.02M | 0.00% | −683,253−4.9% | Reduced |
| Vanguard Group Inc | 10,986,945 | $6.65M | 0.00% | +910,501+9.0% | Added |
| Vahanian & Associates Financial Planning Inc. | 3,871,602 | $2.34M | 5.42% | −1,251,080−24.4% | Reduced |
| State Street Corp | 3,781,384 | $2.29M | 0.00% | +201,070+5.6% | Added |
| Geode Capital Management, LLC | 3,649,482 | $2.21M | 0.00% | −124,112−3.3% | Reduced |
| JPMorgan Chase & Co | 2,293,628 | $1.39M | 0.00% | −175,751−7.1% | Reduced |
| Graypoint LLC | 2,117,497 | $1.28M | 0.13% | +2,117,497 | New |
| Northern Trust Corp | 1,816,411 | $1.10M | 0.00% | −54,923−2.9% | Reduced |
| Bank of New York Mellon Corp | 707,649 | $428.0K | 0.00% | +9,518+1.4% | Added |
| Nuveen Asset Management, LLC | 556,862 | $395.0K | 0.00% | +3,737+0.7% | Added |
| Jacob Asset Management of New York LLC | 650,000 | $394.0K | 0.24% | −170,000−20.7% | Reduced |
| Group One Trading, L.P. | 641,864 | $389.0K | 0.01% | −233,312−26.7% | Reduced |
| Gsa Capital Partners LLP | 590,294 | $357.0K | 0.05% | +32,330+5.8% | Added |
| Charles Schwab Investment Management Inc | 575,537 | $349.0K | 0.00% | +30,249+5.5% | Added |
| UBS Group AG | 556,896 | $338.0K | 0.00% | −88,008−13.6% | Reduced |
| GW&K Investment Management, LLC | 510,100 | $309.0K | 0.00% | −3,500−0.7% | Reduced |
| D. E. Shaw & Co., Inc. | 503,143 | $305.0K | 0.00% | +503,143 | New |
| Millennium Management LLC | 481,110 | $291.0K | 0.00% | +217,363+82.4% | Added |
| Renaissance Technologies LLC | 379,985 | $230.0K | 0.00% | +379,985 | New |
| Bank of America Corp | 366,324 | $222.0K | 0.00% | −295,651−44.7% | Reduced |
| Morgan Stanley | 363,416 | $220.0K | 0.00% | +49,495+15.8% | Added |
| Values First Advisors, Inc. | 347,876 | $211.0K | 0.13% | +84,471+32.1% | Added |
| Susquehanna International Group, LLP | 332,408 | $201.0K | 0.00% | −118,741−26.3% | Reduced |
| Atria Wealth Solutions, Inc. | 321,600 | $195.0K | 0.00% | +321,600 | New |
| Citadel Advisors LLC | 268,912 | $163.0K | 0.00% | −83,238−23.6% | Reduced |
| FMR LLC | 256,840 | $155.0K | 0.00% | +256,840 | New |
| Simplex Trading, LLC | 230,170 | $139.0K | 0.00% | +230,170 | New |
| Green Alpha Advisors, LLC | 220,503 | $134.0K | 0.09% | +23,131+11.7% | Added |
| HighTower Advisors, LLC | 214,160 | $133.0K | 0.00% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 206,435 | $125.0K | 0.03% | 00.0% | Unchanged |
| Rhumbline Advisers | 188,944 | $114.0K | 0.00% | −251−0.1% | Reduced |
| Alliancebernstein L.P. | 179,700 | $109.0K | 0.00% | −16,900−8.6% | Reduced |
| Goldman Sachs Group Inc | 169,416 | $102.0K | 0.00% | −109,069−39.2% | Reduced |
| MAI Capital Management | 156,986 | $95.0K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 154,305 | $94.0K | 0.00% | +82,417+114.6% | Added |
| Advisor Group Holdings, Inc. | 146,855 | $88.0K | 0.00% | +12,032+8.9% | Added |
| New York State Common Retirement Fund | 133,596 | $81.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 119,374 | $72.0K | 0.00% | −13,259−10.0% | Reduced |
| Price T Rowe Associates Inc | 114,911 | $70.0K | 0.00% | +46,000+66.8% | Added |
| HSBC Holdings PLC | 115,269 | $67.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 105,715 | $64.0K | 0.00% | −3,120−2.9% | Reduced |
| Newport Capital Group, LLC | 100,246 | $61.0K | 0.05% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 98,654 | $59.7K | 0.00% | −26,656−21.3% | Reduced |
| State Board of Administration of Florida Retirement System | 93,897 | $57.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 92,846 | $56.0K | 0.00% | +58,432+169.8% | Added |
| Wells Fargo & Company | 89,492 | $55.0K | 0.00% | −69,575−43.7% | Reduced |
| California State Teachers Retirement System | 90,749 | $55.0K | 0.00% | −16,961−15.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 88,332 | $53.0K | 0.00% | −1,689−1.9% | Reduced |
| Pathstone Family Office, LLC | 81,547 | $50.0K | 0.00% | +2,697+3.4% | Added |
| Financial Planners of Cleveland, Inc. | 82,417 | $50.0K | 0.02% | 00.0% | Unchanged |
| Strategic Wealth Designers | 81,916 | $50.0K | 0.01% | +9,231+12.7% | Added |
| Wealth Effects LLC | 82,100 | $50.0K | 0.02% | +10,600+14.8% | Added |
| Voya Investment Management LLC | 78,131 | $47.0K | 0.00% | 00.0% | Unchanged |
| Perkins Capital Management Inc | 72,000 | $44.0K | 0.04% | +13,000+22.0% | Added |
| ETF Managers Group, LLC | 71,354 | $43.0K | 0.00% | +230+0.3% | Added |
| LPL Financial LLC | 67,131 | $41.0K | 0.00% | −2,955−4.2% | Reduced |
| Invesco Ltd. | 67,360 | $41.0K | 0.00% | −1,484−2.2% | Reduced |
| Integrated Advisors Network LLC | 60,600 | $37.0K | 0.00% | 00.0% | Unchanged |
| Tobias Financial Advisors, Inc. | 60,000 | $36.0K | 0.01% | +60,000 | New |
| Commonwealth Equity Services, LLC | 56,784 | $34.0K | 0.00% | −2,000−3.4% | Reduced |
| Blair William & Co | 49,300 | $30.0K | 0.00% | 00.0% | Unchanged |
| Winfield Associates, Inc. | 49,000 | $30.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 46,333 | $27.0K | 0.00% | −214,017−82.2% | Reduced |
| Gradient Investments LLC | 45,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 44,813 | $27.0K | 0.00% | +44,813 | New |
| Raymond James Financial Services Advisors, Inc. | 43,000 | $26.0K | 0.00% | −291−0.7% | Reduced |
| HRT Financial LP | 41,744 | $25.0K | 0.00% | −117,904−73.9% | Reduced |
| Claraphi Advisory Network, LLC | 42,000 | $25.0K | 0.01% | +8,000+23.5% | Added |
| ProShare Advisors LLC | 39,922 | $24.0K | 0.00% | −4,817−10.8% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 39,380 | $24.0K | 0.01% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 39,651 | $24.0K | 0.00% | +39,651 | New |
| Jane Street Group, LLC | 34,582 | $21.0K | 0.00% | −101,504−74.6% | Reduced |
| Principal Financial Group Inc | 34,717 | $21.0K | 0.00% | +2,182+6.7% | Added |
| Amalgamated Bank | 32,234 | $20.0K | 0.00% | −2,573−7.4% | Reduced |
| Amalgamated Financial Corp. | 32,234 | $20.0K | 0.00% | +32,234 | New |
| Kestra Advisory Services, LLC | 31,585 | $19.0K | 0.00% | +500+1.6% | Added |
| Moneta Group Investment Advisors LLC | 29,727 | $18.0K | 0.00% | −187−0.6% | Reduced |
| Waterfront Wealth Inc. | 29,726 | $16.0K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 27,013 | $16.0K | 0.00% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 25,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Boston Family Office LLC | 24,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 23,432 | $14.0K | 0.00% | −23,058−49.6% | Reduced |
| Hudson Valley Investment Advisors Inc | 22,500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 22,241 | $13.0K | 0.00% | +1,218+5.8% | Added |
| Personal Capital Advisors Corp | 20,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 20,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 20,550 | $12.0K | 0.00% | +3,050+17.4% | Added |
| BNP Paribas Arbitrage, SA | 18,390 | $11.1K | 0.00% | −25,785−58.4% | Reduced |
| Eqis Capital Management, Inc. | 17,564 | $11.0K | 0.00% | −1,048−5.6% | Reduced |
| Ameritas Advisory Services, LLC | 17,525 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 17,700 | $11.0K | 0.00% | +5,790+48.6% | Added |
| Accurate Wealth Management, LLC | 18,000 | $11.0K | 0.00% | +18,000 | New |
| Cresset Asset Management, LLC | 15,750 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sterling Financial Planning, Inc. | 17,000 | $10.0K | 0.01% | +17,000 | New |
| Citigroup Inc | 15,209 | $9.00K | 0.00% | −37,685−71.2% | Reduced |
| Ameritas Investment Partners, Inc. | 15,321 | $9.00K | 0.00% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 15,190 | $9.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,382 | $8.00K | 0.00% | −32,751−71.0% | Reduced |
| Plante Moran Financial Advisors, LLC | 14,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 14,000 | $8.00K | 0.00% | 00.0% | Unchanged |