Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Athersys, Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −3 vs. Q4 2022
- Shares held
- 2.26M
- +259.9K (+13.0%) vs. Q4 2022
- Total value
- $2.78M
- +$1.11M (+66.3%) vs. Q4 2022
- New holders
- 6
- 10 more added
- Sold out
- 9
- 12 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vahanian & Associates Financial Planning Inc. | 818,350 | $1.01M | 2.79% | +316,660+63.1% | Added |
| BlackRock Inc. | 451,697 | $555.6K | 0.00% | −5,799−1.3% | Reduced |
| Vanguard Group Inc | 403,074 | $495.8K | 0.00% | +49,879+14.1% | Added |
| Renaissance Technologies LLC | 89,036 | $110.0K | 0.00% | −10,900−10.9% | Reduced |
| Geode Capital Management, LLC | 79,000 | $97.2K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 49,962 | $61.5K | 0.00% | −399−0.8% | Reduced |
| Price T Rowe Associates Inc | 42,376 | $53.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 42,413 | $52.2K | 0.00% | +13,200+45.2% | Added |
| Simplex Trading, LLC | 42,409 | $52.0K | 0.00% | −27,161−39.0% | Reduced |
| CIBC Asset Management Inc | 36,376 | $44.7K | 0.00% | +36,376 | New |
| Sawtooth Solutions, LLC | 31,395 | $38.6K | 0.00% | +31,395 | New |
| Green Alpha Advisors, LLC | 23,388 | $28.8K | 0.02% | −1,012−4.1% | Reduced |
| UBS Group AG | 21,680 | $26.7K | 0.00% | +6,954+47.2% | Added |
| Northern Trust Corp | 18,332 | $22.5K | 0.00% | 00.0% | Unchanged |
| Values First Advisors, Inc. | 16,173 | $19.9K | 0.01% | +1,353+9.1% | Added |
| Strategic Wealth Designers | 14,013 | $17.2K | 0.00% | +111+0.8% | Added |
| Pathstone Family Office, LLC | 13,839 | $17.0K | 0.00% | −1,549−10.1% | Reduced |
| Morgan Stanley | 13,685 | $16.8K | 0.00% | −11,734−46.2% | Reduced |
| Atomi Financial Group, Inc. | 12,000 | $14.8K | 0.01% | +12,000 | New |
| Atria Wealth Solutions, Inc. | 10,480 | $12.9K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,246 | $11.0K | 0.00% | −146−1.6% | Reduced |
| Bank of America Corp | 6,895 | $8.48K | 0.00% | −2,260−24.7% | Reduced |
| Advisor Group Holdings, Inc. | 4,344 | $5.32K | 0.00% | +80+1.9% | Added |
| Gradient Investments LLC | 2,000 | $2.46K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,768 | $1.36K | 0.00% | +1,768 | New |
| Group One Trading, L.P. | 1,069 | $1.31K | 0.00% | −14,069−92.9% | Reduced |
| Wells Fargo & Company | 703 | $865 | 0.00% | −1,179−62.6% | Reduced |
| Citadel Advisors LLC | 551 | $678 | 0.00% | −4,418−88.9% | Reduced |
| Ameritas Advisory Services, LLC | 701 | $604 | 0.00% | +701 | New |
| Farther Finance Advisors, LLC | 400 | $492 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 400 | $492 | 0.00% | +200+100.0% | Added |
| Umb Bank N A | 400 | $492 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 390 | $480 | 0.00% | +310+387.5% | Added |
| The PNC Financial Services Group, Inc. | 300 | $369 | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $308 | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 120 | $148 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 83 | $102 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 69 | $85 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 40 | $50 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 40 | $49 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 36 | $44 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 24 | $30 | 0.00% | +24 | New |
| TCI Wealth Advisors, Inc. | 20 | $25 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 4 | $5 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 103 | $0 | 0.00% | +63+157.5% | Added |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,363−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,072−100.0% | Sold out |
| MAI Capital Management | 0 | $0 | 0.00% | −20,751−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −17,879−100.0% | Sold out |
| Warberg Asset Management LLC | 0 | $0 | 0.00% | −16,780−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,956−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −756−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |